13F-HR 1 f123103.txt 13F REPORT FOR QUARTER-ENDED DECEMBER 31, 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DDJ Capital Management, LLC Address: 141 Linden Street, Suite 4, Wellesley, MA 02482-7910 Form 13F File Number: 28-6136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Judy K. Mencher Title: Member Phone: 781-283-8500 Signature, Place, and Date of Signing: /s/ Judy K. Mencher Wellesley, MA February 11, 2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) , Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 29 Form 13F Information Table Value Total: 79,148 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F Information Table NAME OF TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NNE GILAT SATELLITE NETWORKS SHS LTD NEW M51474118 768 157,111 HS SOLE 157,111 AES CORPORATION COM 00130H105 472 50,000 SH SOLE 50,000 AKAMAI TECHNOLOGIES INC. NOTE 5.500% 7/0 00971TAC5 4,421 4,500 SH SOLE 4,500 ALDERWOODS GROUP INC COM 014383103 7,751 803,667 SH SOLE 803,667 ALLSTREAM INC CL A VTG SHS 02004C105 3,626 66,480 SH SOLE 66,480 AMERICAN DENTAL PARTNERS COM 025353103 818 72,100 SH SOLE 72,100 AMKOR TECHNOLOGY INC NOTE 5.750% 6/0 031652AN0 14,140 14,000 SH SOLE 14,000 BCE INC COM 05534B109 1,003 45,000 SH SOLE 45,000 CMGI INC COM 125750109 356 200,000 SH SOLE 200,000 CARRIAGE SVCS INC COM 143905107 814 220,000 SH SOLE 220,000 DOMTAR INC COM 257561100 470 37,500 SH SOLE 37,500 EL PASO CORP COM 28336L109 819 100,000 SH SOLE 100,000 ELAN FIN CORP LTD NOTE 12/1 284129AC7 593 1,000 SH SOLE 1,000 FRIENDLY ICE CREAM CORP NEW COM 358497105 1,019 105,600 SH SOLE 105,600 HAMMONS JOHN Q HOTELS INC CL A 408623106 456 64,700 SH SOLE 64,700 INTERNET CAP GROUP INC SUB NT CV 5.5%12/2 46059CAA4 19,140 24,222 SH SOLE 24,222 MTR GAMING GROUP INC COM 553769100 2,524 245,000 SH SOLE 245,000 MAIL-WELL INC COM 560321200 2,152 466,800 SH SOLE 466,800 PG&E CORP COM 69331C108 694 25,000 SH SOLE 25,000 PENN NATL GAMING INC COM 707569109 462 20,000 SH SOLE 20,000 PINNACLE ENTMT INC COM 723456109 932 100,000 SH SOLE 100,000 PRIMEDIA INC COM 74157K101 849 300,000 SH SOLE 300,000 QWEST COMMUNICATIONS INTL IN COM 749121109 864 200,000 SH SOLE 200,000 RADIOLOGIX INC COM 75040K109 1,460 430,000 SH SOLE 430,000 REDBACK NETWORKS INC NOTE 5%07 4/0 757209AB7 6,080 9,000 SH SOLE 9,000 RES-CARE INC NOTE 6.000%12/0 760943AC4 4,590 4,500 SH SOLE 4,500 RES-CARE INC COM 760943100 702 86,668 SH SOLE 86,668 TRIKON TECHNOLOGIES INC COM NEW 896187408 427 75,000 SH SOLE 75,000 WYNDHAM CLA 983101106 335 500,000 SH SOLE 500,000 YOUBET COM INC COM 987413101 1,004 400,000 SH SOLE 400,000 GRAND TOTAL 79,148 4,826,848 4,826,848