13F-HR 1 f123102.txt REPORT FOR QUARTER ENDING 12/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DDJ Capital Management, LLC Address: 141 Linden Street, Suite 4, Wellesley, MA 02482-7910 Form 13F File Number: 28-6136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David J. Breazzano Title: Member Phone: 781-283-8500 Signature, Place, and Date of Signing: /s/ David J. Breazzano Wellesley, MA February 13, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: 74,204 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F Information Table NAME OF TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NNE ALDERWOODS GROUP INC COM 014383103 2,325 490,446 SH SOLE 490,446 AMERICAN DENTAL PARTNERS COM 025353103 242 28,424 SH SOLE 28,424 AMERICAN TOWER CORP NOTE 2.250% 10/1 029912AD4 347 500 SH SOLE 500 ARGOSY GAMING CO COM 040228108 190 10,000 SH SOLE 10,000 AVAYA INC NOTE 053499AA7 1,292 3,250 SH SOLE 3,250 BOYD GAMING CORP COM 103304101 843 60,000 SH SOLE 60,000 BUCA INC COM 117769109 333 40,000 SH SOLE 40,000 CARRIAGE SVCS INC COM 143905107 796 200,000 SH SOLE 200,000 CONTINENTAL AIRLS INC CL B 210795308 181 25,000 SH SOLE 25,000 FRIENDLY ICE CREAM CORP NEW COM 358497105 133 22,800 SH SOLE 22,800 GILAT SATELLITE NETWORKS NOTE 4.250% LTD 3/1 375255AE6 928 5,300 SH SOLE 5,300 HOLLYWOOD CASINO CORP COM 436132203 982 80,000 SH SOLE 80,000 INTERNET CAP GROUP INC SUB NT CV 5.5%04 46059CAA4 17,954 47,655 SH SOLE 47,655 MTR GAMING GROUP INC COM 553769100 1,134 142,500 SH SOLE 142,500 PG&E CORP COM 69331C108 278 20,000 SH SOLE 20,000 PENN NATL GAMING INC COM 707569109 476 30,000 SH SOLE 30,000 PENN TRAFFIC CO COM NEW 707832200 15,566 4,460,104 SH SOLE 4,460,104 PREMIERE TECHNOLOGIES INE NOTE 5.750% 7/0 74058FAC6 22,585 26,000 SH SOLE 26,000 REDBACK NETWORKS INC SB NT CV 5%07 757209AB7 2,273 9,000 SH SOLE 9,000 RES-CARE INC NOTE 6.000%12/0 760943AC4 3,504 4,500 SH SOLE 4,500 SAKS INC COM 79377W108 294 25,000 SH SOLE 25,000 TENET HEALTHCARE CORP COM 88033G100 246 15,000 SH SOLE 15,000 TENNECO AUTOMOTIVE INC COM 880349105 242 60,000 SH SOLE 60,000 TRIKON TECHNOLOGIES INC COM NEW 896187408 740 148,000 SH SOLE 148,000 TRUMP HOTELS & CASINO RESORT COM 898168109 60 23,200 SH SOLE 23,200 US ONCOLOGY INC COM 90338W103 260 30,000 SH SOLE 30,000 GRAND TOTAL 74,204 6,006,679 6,006,679