13F-HR 1 f063002.txt FORM 13F REPORT FOR QUARTER ENDED JUNE 30, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DDJ Capital Management, LLC Address: 141 Linden Street, Suite 4 Wellesley, MA 02482-7910 Form 13F File Number: 28-6136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David J. Breazzano Title: Member Phone: 781-283-8500 Signature, Place, and Date of Signing: /s/ David J. Breazzano Wellesley, MA August 14, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: 100,232 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F Information Table NAME OF TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT PRN CALL DSCRETN MNGRS SOLE SHRD NNE ALDERWOODS GROUP INC COM 014383103 2,963 390,446 SH SOLE 390,446 AMAZON COM INC COM 023135106 618 38,000 SH SOLE 38,000 ASPECT COMMUNICATIONS COM 04523Q102 192 60,000 SH SOLE 60,000 BOYD GAMING CORP COM 103304101 972 67,500 SH SOLE 67,500 CARRIAGE SVCS INC COM 143905107 339 78,900 SH SOLE 78,900 GILAT SATELLITE NOTE 4.250% NETWORKS LTD 3/1 375255AE6 888 4,800 SH SOLE 4,800 HAWAIIAN AIRLS INC NEW COM 419849104 355 97,300 SH SOLE 97,300 HOLLYWOOD CASINO CORP COM 436132203 675 62,500 SH SOLE 62,500 INTERNET CAP GROUP INC SUB NT CV 5.5%04 46059CAA4 14,495 45,905 SH SOLE 45,905 KINDRED HEALTHCARE INC COM 494580103 337 7,567 SH SOLE 7,567 LEVEL 3 COMMUNICATIONS INC COM 52729N100 118 40,000 SH SOLE 40,000 LEVEL 3 COMMUNICATIONS INC PUT 52729N950 552 1,000 SH SOLE 1,000 METRETEK TECHNOLOGIES INC COM 59159Q107 468 600,000 SH SOLE 600,000 ORBITAL SCIENCES CORP COM 685564106 558 70,000 SH SOLE 70,000 PTEK HLDGS INC COM 69366M104 2,688 468,500 SH SOLE 468,500 PENN TRAFFIC CO COM NEW 707832200 44,601 4,460,104SH SOLE 4,460,104 PREMIERE TECHNOLOGIES NOTE 5.750% INC 7/0 74058FAC6 21,552 26,000 SH SOLE 26,000 RANK GROUP PLC SPONSORED ADR 753037100 252 61,236 SH SOLE 61,236 REDBACK NETWORKS INC SB NT CV 5%07 757209AB7 4,325 10,000 SH SOLE 10,000 SCIENTIFIC GAMES CORP CL A 80874P109 278 35,000 SH SOLE 35,000 SPECTRASITE HLDGS INC NOTE 6.750% 11/1 84760TAL4 525 1,500 SH SOLE 1,500 TENNECO AUTOMOTIVE INC COM 880349105 544 82,400 SH SOLE 82,400 TRIKON TECHNOLOGIES INC COM NEW 896187408 1,331 148,000 SH SOLE 148,000 TRUMP HOTELS & CASINO RESORT COM 898168109 323 150,000 SH SOLE 150,000 VENTAS INC COM 92276F100 128 10,000 SH SOLE 10,000 WESTPOINT STEVENS INC COM 961238102 155 40,000 SH SOLE 40,000 GRAND TOTAL 100,232 7,056,658 7,056,658