-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JlBUIaN5ecV4NqswzONK9CQNhKFeHGhFoiENRZZ8v09vcnROMpK8EGRLA8pMcpj+ mI/Z6IjIeLuhsP+QS4PaiQ== /in/edgar/work/20000814/0001010422-00-000046/0001010422-00-000046.txt : 20000921 0001010422-00-000046.hdr.sgml : 20000921 ACCESSION NUMBER: 0001010422-00-000046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DDJ CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001010422 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 043300754 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06136 FILM NUMBER: 698884 BUSINESS ADDRESS: STREET 1: 141 LINDEN STREET STREET 2: SUITE 4 CITY: WELLESLEY STATE: MA ZIP: 02181 BUSINESS PHONE: 617-283-8500 MAIL ADDRESS: STREET 1: 141 LINDEN STREET SUITE 4 STREET 2: SUITE 4 CITY: WELLESLEY STATE: MA ZIP: 02181 13F-HR 1 0001.txt FORM 13F FOR QUARTER ENDED JUNE 30, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DDJ Capital Management, LLC Address: 141 Linden Street, Suite 4 Wellesley, MA 02482-7910 Form 13F File Number: 28-6136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David J. Breazzano Title: Member Phone: 781-283-8500 Signature, Place, and Date of Signing: /s/ David J. Breazzano Wellesley, MA August 14, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: 109,016 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Column 1 Column Column Colu Colu Colum Column Colu 2 3 mn 4 mn 5 n 6 7 mn 8 Valu Shrs Pu Inves Other Name of Title CUSIP e or SH/P t/ tment Manage Sole Shar Non Issuer of (x$1 prn RN Ca discr rs ed e Class 000) amt ll etion Sun Intl ORD P8797T 270 13,500 SH SOLE 13,50 Hotels Ltd 133 0 Action SB NT 004933 1,49 4,500 SH SOLE 4,500 Performance CV AB3 6 Cos Inc 4.75% 05 Ameristar COM 03070Q 188 45,000 SH SOLE 45,00 Casinos Inc 101 0 Argosy COM 040228 216 15,000 SH SOLE 15,00 Gaming Co 108 0 Bank COM 063671 844 20,000 SH SOLE 20,00 Montreal Que 101 0 Checkers WT EXP 162809 271 94,963 SH SOLE 94,96 Drive-In 122200 115 3 Restaurants Digital Is SUB NT 25385N 4,99 7,000 SH SOLE 7,000 Inc Del CV 6% AA9 5 05 E Machines COM 29076P 54 20,000 SH SOLE 20,00 Inc 102 0 Forbes Medi- COM 344907 399 65,700 SH SOLE 65,70 Tech Inc 100 0 Friendly Ice COM 358497 215 42,500 SH SOLE 42,50 Cream Corp 105 0 New Frontier COM 359065 36,8 2,575, SH SOLE 2,575 Airlines Inc 109 59 300 ,300 New Harrahs COM 413619 209 10,000 SH SOLE 10,00 Entmt Inc 107 0 Internet Cap SUB NT 46059C 7,63 11,650 SH SOLE 11,65 Group Inc CV 5.5% AA4 1 0 04 Littlefield COM 537590 30 20,000 SH SOLE 20,00 Corp 101 0 Lodgian Inc COM 54021P 134 55,000 SH SOLE 55,00 106 0 Marvel COM 57383M 1,29 207,13 SH SOLE 207,1 Enterprises 108 5 8 38 Metretek COM 59159Q 4,05 600,00 SH SOLE 600,0 Tech Inc 107 0 0 00 Mountain COM NEW 62426E 2,13 3,103, SH SOLE 3,103 Prov Mng Inc 402 4 351 ,351 NCS SB DB 628874 2,79 19,303 SH SOLE 19,30 Healthcare CV AC3 9 3 Inc 5.75%04 Penn Traffic COM NEW 707832 21,8 3,297, SH SOLE 3,297 Co New 200 48 875 ,875 Pinnacle COM 723456 233 12,000 SH SOLE 12,00 Entmt Inc 109 0 Read-Rite SUB NT 755246 1,11 1,900 SH SOLE 1,900 Corp CONV AB1 0 10% 04 Rite Aid COM 767754 66 10,000 SH SOLE 10,00 Corp 104 0 Seagram Ltd COM 811850 376 6,400 SH SOLE 6,400 106 Toronto COM NEW 891160 591 25,000 SH SOLE 25,00 Dominion BK 509 0 Ont Trans World COM 89336Q 146 12,000 SH SOLE 12,00 Entmt Corp 100 0 Trikon COM NEW 896187 10,5 557,19 SH SOLE 557,1 Technologies 408 87 8 98 Inc WMS Inds Inc COM 929297 154 10,000 SH SOLE 10,00 109 0 Waste Sys COM NEW 94106P 9,53 5,450, SH SOLE 5,450 Intl Inc 209 8 534 ,534 World Access COM NEW 98141A 278 25,136 SH SOLE 25,13 Inc 101 6 Grand Total 109, 16,337 16,33 016 ,948 7,948
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