-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G2wbMUw0mVv8qMayKdvqozuRzlG/Cjz7NlEBhi5tFxONNkNC+nCt3mudtNBcl0b2 X1pvTV1onTnZguwD79S03A== 0001010422-00-000024.txt : 20000516 0001010422-00-000024.hdr.sgml : 20000516 ACCESSION NUMBER: 0001010422-00-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DDJ CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001010422 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 043300754 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06136 FILM NUMBER: 631572 BUSINESS ADDRESS: STREET 1: 141 LINDEN STREET STREET 2: SUITE 4 CITY: WELLESLEY STATE: MA ZIP: 02181 BUSINESS PHONE: 617-283-8500 MAIL ADDRESS: STREET 1: 141 LINDEN STREET SUITE 4 STREET 2: SUITE 4 CITY: WELLESLEY STATE: MA ZIP: 02181 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DDJ Capital Management, LLC Address: 141 Linden Street, Suite 4 Wellesley, MA 02482-7910 Form 13F File Number: 28-6136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David J. Breazzano Title: Member Phone: 781-283-8500 Signature, Place, and Date of Signing: /s/ David J. Breazzano Wellesley, MA May 8, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 23 Form 13F Information Table Value Total: 90,305 List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Column 1 Column Column Colu Colu Colum Colu Colu 2 3 mn 4 mn 5 n 6 mn 7 mn 8 Valu Shrs Pu Inves Othe Name of Title CUSIP e or SH/P t/ tment r Sole Shar No Issuer of (x$1 prn RN Ca discr Mana ed ne Class 000) amt ll etion gers Action SB NT 004933 2,45 4,500 SH SOLE 4,500 Performan CV AB3 8 ce Cos 4.75% Inc 05 Ameristar COM 03070Q 163 45,000 SH SOLE 45,00 Casinos 101 0 Inc Argosy COM 040228 143 10,000 SH SOLE 10,00 Gaming Co 108 0 Bank COM 063671 704 20,000 SH SOLE 20,00 Montreal 101 0 Que Checkers WT EXP 162809 7 94,963 SH SOLE 94,96 Drive-In 122200 115 3 Restauran ts Federated COM 31410H 169 4,000 SH SOLE 4,000 Dept. 101 Stores Inc Del Forbes COM 344907 590 65,700 SH SOLE 65,70 Medi-Tech 100 0 Inc Friendly COM 358497 158 40,000 SH SOLE 40,00 Ice Cream 105 0 Corp New Fruit of PUT G3682L 528 855 SH SOLE 855 the Loom 955 Ltd Frontier COM 359065 30,5 2,575, SH SOLE 2,575 Airlines 109 82 300 ,300 Inc New Harrahs COM 413619 186 10,000 SH SOLE 10,00 Entmt Inc 107 0 Lodgian COM 54021P 123 32,500 SH SOLE 32,50 Inc 106 0 MGM Grand COM 552953 132 5,500 SH SOLE 5,500 Inc 101 Marvel COM 57383M 1,23 207,13 SH SOLE 207,1 Enterpris 108 0 8 38 es Metretek COM 59159Q 6,69 600,00 SH SOLE 600,0 Tech Inc 107 8 0 00 Mountain COM 62426E 2,77 3,414, SH SOLE 3,414 Prov Mng 402 4 300 ,300 Inc NCS SB DB 628874 5,44 15,350 SH SOLE 15,35 Healthcar CV AC3 9 0 e Inc 5.75%0 4 Penn COM 707832 20,9 3,040, SH SOLE 3,040 Traffic NEW 200 03 376 ,376 Co New Pinnacle COM 723456 203 10,000 SH SOLE 10,00 Entmt Inc 109 0 Seagram COM 811850 291 4,900 SH SOLE 4,900 Ltd 106 Toronto COM 891160 663 25,000 SH SOLE 25,00 Dominion NEW 509 0 BK Ont Waste Sys COM 94106P 15,6 5,450, SH SOLE 5,450 Intl Inc NEW 209 70 533 ,533 World COM 98141A 481 25,136 SH SOLE 25,13 Access NEW 101 6 Inc Grand 90,3 15,701 15,70 Total 05 ,051 1,051
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