UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-07583 |
HSBC Advisor Funds Trust | |
(Exact name of registrant as specified in charter) | |
3435 Stelzer Road | |
Columbus, Ohio 43219-3035 | |
(Address of principal executive offices) | |
Richard Fabietti | |
HSBC Global Asset Management (USA) Inc. | |
452 Fifth Avenue, New York, New York 10018 | |
(Name and address of agent for service) |
Registrants telephone number, including area code: | 1-800-782-8183 |
Date of fiscal year end: | October 31 |
Date of reporting period: | July 1, 2011 through June 30, 2012 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07583 Reporting Period: 07/01/2011 - 06/30/2012 HSBC Advisor Funds Trust ======================= HSBC Core Plus Fixed Income Fund ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= HSBC Opportunity Fund (Class I Shares Only) ================== ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: JUN 07, 2012 Meeting Type: Annual Record Date: APR 09, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Edward J. Heffernan For For Management 2 Elect Director Robert A. Minicucci For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- ALPHA NATURAL RESOURCES, INC. Ticker: ANR Security ID: 02076X102 Meeting Date: MAY 17, 2012 Meeting Type: Annual Record Date: MAR 27, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin S. Crutchfield For For Management 2 Elect Director William J. Crowley, Jr. For For Management 3 Elect Director E. Linn Draper, Jr. For For Management 4 Elect Director Glenn A. Eisenberg For For Management 5 Elect Director P. Michael Giftos For For Management 6 Elect Director Deborah M. Fretz For For Management 7 Elect Director Joel Richards, III For For Management 8 Elect Director James F. Roberts For For Management 9 Elect Director Ted G. Wood For For Management 10 Approve Omnibus Stock Plan For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify Auditors For For Management --------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 06, 2012 Meeting Type: Annual Record Date: APR 11, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Janice E. Page For For Management 2 Elect Director Noel J. Spiegel For For Management 3 Elect Director Gerald E. Wedren For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BE AEROSPACE, INC. Ticker: BEAV Security ID: 073302101 Meeting Date: JUL 26, 2011 Meeting Type: Annual Record Date: JUN 03, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Khoury For Withhold Management 1.2 Elect Director Jonathan M. Schofield For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- BMC SOFTWARE, INC. Ticker: BMC Security ID: 055921100 Meeting Date: JUL 21, 2011 Meeting Type: Annual Record Date: MAY 25, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert E. Beauchamp For For Management 2 Elect Director Jon E. Barfield For For Management 3 Elect Director Gary L. Bloom For For Management 4 Elect Director Meldon K. Gafner For For Management 5 Elect Director Mark J. Hawkins For For Management 6 Elect Director Stephan A. James For For Management 7 Elect Director P. Thomas Jenkins For For Management 8 Elect Director Louis J. Lavigne, Jr. For For Management 9 Elect Director Kathleen A. O Neil For For Management 10 Elect Director Tom C. Tinsley For For Management 11 Amend Omnibus Stock Plan For Against Management 12 Ratify Auditors For For Management 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 14 Advisory Vote on Say on Pay Frequency One Year One Year Management --------------------------------------------------------------------------------
CELANESE CORPORATION Ticker: CE Security ID: 150870103 Meeting Date: APR 19, 2012 Meeting Type: Annual Record Date: FEB 21, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James E. Barlett For For Management 2 Elect Director David F. Hoffmeister For For Management 3 Elect Director Paul H. O'Neill For For Management 4 Elect Director Jay V. Ihlenfeld For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Amend Omnibus Stock Plan For For Management 7 Ratify Auditors For For Management -------------------------------------------------------------------------------- COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 24, 2012 Meeting Type: Annual Record Date: FEB 24, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Richard G. Lindner For For Management 2 Elect Director Robert S. Taubman For For Management 3 Elect Director Reginald M. Turner, Jr. For For Management 4 Elect Director Roger A. Cregg For For Management 5 Elect Director T. Kevin DeNicola For For Management 6 Elect Director Alfred A. Piergallini For For Management 7 Elect Director Nina G. Vaca For For Management 8 Ratify Auditors For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMVERSE TECHNOLOGY, INC. Ticker: CMVT Security ID: 205862402 Meeting Date: JUN 28, 2012 Meeting Type: Proxy Contest Record Date: MAY 10, 2012 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Card) None 1 Elect Director Susan D. Bowick For For Management 2 Elect Director Charles J. Burdick For For Management 3 Elect Director Robert Dubner For Against Management 4 Elect Director Augustus K. Oliver For Against Management 5 Elect Director Theodore H. Schell For For Management 6 Elect Director Mark C. Terrell For Against Management 7 Ratify Auditors For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Card) None 1.1 Elect Director Stephen Andrews Do Not Did Not Vote Shareholder Vote 1.2 Elect Director James Budge Do Not Did Not Vote Shareholder Vote 1.3 Elect Director Doron Inbar Do Not Did Not Vote Shareholder Vote 1.4 Elect Director Richard Nottenburg Do Not Did Not Vote Shareholder Vote 2 Ratify Auditors Do Not Did Not Vote Management Vote 3 Advisory Vote to Ratify Named Do Not Did Not Vote Management Executive Officers' Compensation Vote --------------------------------------------------------------------------------
COVENTRY HEALTH CARE, INC. Ticker: CVH Security ID: 222862104 Meeting Date: MAY 17, 2012 Meeting Type: Annual Record Date: MAR 19, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Daniel N. Mendelson For Against Management 2 Elect Director Rodman W. Moorehead, Iii For For Management 3 Elect Director Timothy T. Weglicki For For Management 4 Declassify the Board of Directors For For Management 5 Reduce Supermajority Vote Requirement For For Management 6 Ratify Auditors For For Management 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 8 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 23, 2012 Meeting Type: Annual Record Date: FEB 29, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Donald G. Cook For For Management 2 Elect Director R. S. Evans For For Management 3 Elect Director Eric C. Fast For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Ticker: CCK Security ID: 228368106 Meeting Date: APR 26, 2012 Meeting Type: Annual Record Date: MAR 06, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jenne K. Britell For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Arnold W. Donald For For Management 1.4 Elect Director William G. Little For For Management 1.5 Elect Director Hans J. Loliger For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Josef M. Muller For For Management 1.8 Elect Director Thomas A. Ralph For For Management 1.9 Elect Director Hugues du Rouret For For Management 1.10 Elect Director Jim L. Turner For For Management 1.11 Elect Director William S. Urkiel For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation --------------------------------------------------------------------------------
DENBURY RESOURCES INC. Ticker: DNR Security ID: 247916208 Meeting Date: MAY 15, 2012 Meeting Type: Annual Record Date: MAR 30, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wieland F. Wettstein For For Management 1.2 Elect Director Michael L. Beatty For For Management 1.3 Elect Director Michael B. Decker For For Management 1.4 Elect Director Ronald G. Greene For For Management 1.5 Elect Director Gregory L. McMichael For For Management 1.6 Elect Director Kevin O. Meyers For For Management 1.7 Elect Director Gareth Roberts For For Management 1.8 Elect Director Phil Rykhoek For For Management 1.9 Elect Director Randy Stein For For Management 1.10 Elect Director Laura A. Sugg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Reduce Supermajority Vote Requirement For For Management 4 Approve an Amendment of the Limited For For Management Liability Company Agreement of Denbury Onshore, LLC 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- DENTSPLY INTERNATIONAL INC. Ticker: XRAY Security ID: 249030107 Meeting Date: MAY 23, 2012 Meeting Type: Annual Record Date: MAR 28, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willie A. Deese For For Management 1.2 Elect Director Leslie A. Jones For For Management 1.3 Elect Director Bret W. Wise For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors Against Against Shareholder --------------------------------------------------------------------------------
ELAN CORPORATION PLC Ticker: DRX Security ID: 284131208 Meeting Date: MAY 24, 2012 Meeting Type: Annual Record Date: APR 16, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Lars Ekman as Director For For Management 3 Reelect Hans Hasler as Director For For Management 4 Reelect Robert Ingram as Director For For Management 5 Reelect Gary Kennedy as Director For For Management 6 Reelect Patrick Kennedy as Director For For Management 7 Reelect Giles Kerr as Director For For Management 8 Reelect Kelly Martin as Director For For Management 9 Reelect Kieran McGowan as Director For For Management 10 Reelect Kyran McLaughlin as Director For For Management 11 Reelect Donal O'Connor as Director For For Management 12 Reelect Richard Pilnik as Director For For Management 13 Reelect Dennis Selkoe as Director For For Management 14 Reelect Andrew von Eschenbach as For For Management Director 15 Authorize Board to Fix Remuneration of For For Management Auditors 16 Approve 2012 Long Term Incentive Plan For For Management 17 Approve Employee Equity Purchase Plan For For Management 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Approve Reduction of Share Premium For For Management Account 21 Approve Conversion of Securities For For Management 22 Amend Articles of Association Re: For For Management Share Conversion 23 Authorize Share Repurchase Program For For Management 24 Authorize Reissuance of Repurchased For For Management Shares 25 Authorize the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- ENSCO PLC Ticker: ESV Security ID: 29358Q109 Meeting Date: MAY 22, 2012 Meeting Type: Annual Record Date: MAR 30, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect C. Christopher Gaut as For For Management Director 2 Re-elect Gerald W. Haddock as Director For For Management 3 Re-elect Paul E. Rowsey, III as For For Management Director 4 Re-elect Francis S. Kalman as Director For For Management 5 Re-elect David A. B. Brown as Director For For Management 6 Reappoint KPMG LLP as Auditors of the For For Management Company 7 Reappoint KPMG Audit Plc as Auditors For For Management of the Company 8 Authorize Board to Fix Remuneration of For For Management Auditors 9 Approve Omnibus Stock Plan For For Management 10 Advisory Vote to Ratify Named For Against Management Executive Officers Compensation --------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 09, 2012 Meeting Type: Annual Record Date: MAR 20, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Dunne For For Management 1.2 Elect Director John A. Weber For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 15, 2012 Meeting Type: Annual Record Date: APR 02, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Herbert, II For For Management 1.2 Elect Director K. August-dewilde For For Management 1.3 Elect Director Thomas J. Barrack, Jr. For Withhold Management 1.4 Elect Director F.J. Fahrenkopf, Jr. For For Management 1.5 Elect Director William E. Ford For For Management 1.6 Elect Director L. Martin Gibbs For For Management 1.7 Elect Director Sandra R. Hernandez For For Management 1.8 Elect Director Pamela J. Joyner For For Management 1.9 Elect Director Jody S. Lindell For For Management 1.10 Elect Director George G.C. Parker For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES, INC. Ticker: FLT Security ID: 339041105 Meeting Date: MAY 22, 2012 Meeting Type: Annual Record Date: APR 09, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew B. Balson For For Management 1.2 Elect Director Bruce R. Evans For For Management 1.3 Elect Director Glenn W. Marschel For For Management 2 Ratify Auditors For For Management --------------------------------------------------------------------------------
FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 16, 2012 Meeting Type: Annual Record Date: MAR 19, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan D. Feldman For For Management 1.2 Elect Director Jarobin Gilbert, Jr. For For Management 1.3 Elect Director David Y. Schwartz For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GARDNER DENVER, INC. Ticker: GDI Security ID: 365558105 Meeting Date: MAY 01, 2012 Meeting Type: Annual Record Date: MAR 02, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael C. Arnold For For Management 1.2 Elect Director Barry L. Pennypacker For For Management 1.3 Elect Director Richard L. Thompson For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERTZ GLOBAL HOLDINGS, INC. Ticker: HTZ Security ID: 42805T105 Meeting Date: MAY 24, 2012 Meeting Type: Annual Record Date: APR 02, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Carl T. Berquist For Against Management 2 Elect Director Michael F. Koehler For For Management 3 Elect Director Linda Fayne Levinson For For Management 4 Elect Director Angel L. Morales For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: MAR 06, 2012 Meeting Type: Annual Record Date: DEC 30, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rolf A. Classon For For Management 1.2 Elect Director James R. Giertz For For Management 1.3 Elect Director Charles E. Golden For For Management 1.4 Elect Director W. August Hillenbrand For For Management 1.5 Elect Director Katherine S. Napier For For Management 1.6 Elect Director Joanne C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management --------------------------------------------------------------------------------
HUBBELL INCORPORATED Ticker: HUB.B Security ID: 443510201 Meeting Date: MAY 08, 2012 Meeting Type: Annual Record Date: MAR 09, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn J. Good For For Management 1.2 Elect Director Anthony J. Guzzi For For Management 1.3 Elect Director Neal J. Keating For For Management 1.4 Elect Director John F. Malloy For For Management 1.5 Elect Director Andrew McNally, IV For For Management 1.6 Elect Director Timothy H. Powers For For Management 1.7 Elect Director G. Jackson Ratcliffe For For Management 1.8 Elect Director Carlos A. Rodriguez For For Management 1.9 Elect Director John G. Russell For For Management 1.10 Elect Director Richard J. Swift For For Management 1.11 Elect Director Daniel S. Van Riper For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: APR 10, 2012 Meeting Type: Annual Record Date: FEB 17, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William M. Cook For For Management 1.2 Elect Director Michael T. Tokarz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 09, 2012 Meeting Type: Annual Record Date: MAR 12, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William T. End For For Management 1.2 Elect Director Barry C. Johnson For For Management 1.3 Elect Director Brian P. McKeon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management --------------------------------------------------------------------------------
IHS INC. Ticker: IHS Security ID: 451734107 Meeting Date: APR 12, 2012 Meeting Type: Annual Record Date: FEB 23, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ruann F. Ernst For For Management 1.2 Elect Director Christoph v. Grolman For For Management 1.3 Elect Director Richard W. Roedel For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INFORMATICA CORPORATION Ticker: INFA Security ID: 45666Q102 Meeting Date: MAY 31, 2012 Meeting Type: Annual Record Date: APR 05, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sohaib Abbasi For For Management 2 Elect Director Geoffrey W. Squire For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Ticker: JLL Security ID: 48020Q107 Meeting Date: MAY 31, 2012 Meeting Type: Annual Record Date: MAR 19, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Hugo Bague For For Management 2 Elect Director Colin Dyer For For Management 3 Elect Director Darryl Hartley-Leonard For For Management 4 Elect Director DeAnne Julius For For Management 5 Elect Director Ming Lu For For Management 6 Elect Director Lauralee E. Martin For For Management 7 Elect Director Martin H. Nesbitt For For Management 8 Elect Director Sheila A. Penrose For For Management 9 Elect Director David B. Rickard For For Management 10 Elect Director Roger T. Staubach For For Management 11 Elect Director Thomas C. Theobald For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Amend Omnibus Stock Plan For For Management 14 Ratify Auditors For For Management --------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 24, 2012 Meeting Type: Annual Record Date: MAR 29, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey C. Crowe For For Management 1.2 Elect Director Henry H. Gerkens For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- LAZARD LTD Ticker: LAZ Security ID: G54050102 Meeting Date: APR 24, 2012 Meeting Type: Annual Record Date: MAR 02, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Ashish Bhutani as Director For For Management 1.2 Elect Steven J. Heyer as Director For For Management 1.3 Elect Sylvia Jay as Director For For Management 1.4 Elect Vernon E. Jordon, Jr. as Director For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Ticker: MTD Security ID: 592688105 Meeting Date: MAY 03, 2012 Meeting Type: Annual Record Date: MAR 05, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert F. Spoerry For For Management 2 Elect Director Wah-Hui Chu For For Management 3 Elect Director Francis A. Contino For For Management 4 Elect Director Olivier A. Filliol For For Management 5 Elect Director Michael A. Kelly For For Management 6 Elect Director Martin D. Madaus, Ph.D. For For Management 7 Elect Director Hans Ulrich Maerki For For Management 8 Elect Director George M. Milne, Jr., For For Management Ph.D. 9 Elect Director Thomas P. Salice For For Management 10 Ratify Auditors For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation --------------------------------------------------------------------------------
MF GLOBAL HOLDINGS LTD. Ticker: MF Security ID: 55277J108 Meeting Date: AUG 11, 2011 Meeting Type: Annual Record Date: JUN 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director David P. Bolger For For Management 2 Elect Director Jon S. Corzine For For Management 3 Elect Director Eileen S. Fusco For For Management 4 Elect Director David Gelber For For Management 5 Elect Director Martin J. Glynn For For Management 6 Elect Director Edward L. Goldberg For For Management 7 Elect Director David I. Schamis For For Management 8 Elect Director Robert S. Sloan For Against Management 9 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 10 Advisory Vote on Say on Pay Frequency One Year One Year Management 11 Approve Executive Incentive Bonus Plan For For Management 12 Ratify Auditors For For Management 13 Approve Conversion of Securities For For Management -------------------------------------------------------------------------------- MSCI INC. Ticker: MSCI Security ID: 55354G100 Meeting Date: MAY 02, 2012 Meeting Type: Annual Record Date: MAR 07, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Benjamin F. Dupont For For Management 2 Elect Director Henry A. Fernandez For For Management 3 Elect Director Alice W. Handy For For Management 4 Elect Director Catherine R. Kinney For For Management 5 Elect Director Linda H. Riefler For Against Management 6 Elect Director George W. Siguler For For Management 7 Elect Director Patrick Tierney For For Management 8 Elect Director Rodolphe M. Vallee For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Ratify Auditors For For Management 11 Approve Elimination of Class B Common For For Management Stock; Increase Authorized Class A Common Stock; Reclassify Class A Common Stock and Make Certain Other Conforming Changes -------------------------------------------------------------------------------- NII HOLDINGS, INC. Ticker: NIHD Security ID: 62913F201 Meeting Date: MAY 09, 2012 Meeting Type: Annual Record Date: MAR 16, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin L. Beebe For For Management 2 Elect Director Carolyn F. Katz For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management --------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: JAN 27, 2012 Meeting Type: Annual Record Date: DEC 02, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Paul A. Ricci For For Management 2 Elect Director Robert G. Teresi For For Management 3 Elect Director Robert J. Frankenberg For For Management 4 Elect Director Katharine A. Martin For For Management 5 Elect Director Patrick T. Hackett For For Management 6 Elect Director William H. Janeway For For Management 7 Elect Director Mark B. Myers For For Management 8 Elect Director Philip J. Quigley For For Management 9 Elect Director Mark R. Laret For For Management 10 Amend Omnibus Stock Plan For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management 13 Ratify Auditors For For Management -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 08, 2012 Meeting Type: Annual Record Date: FEB 28, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Charles H. O'Reilly, Jr. For For Management 2 Elect Director John Murphy For For Management 3 Elect Director Ronald Rashkow For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Omnibus Stock Plan For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION Ticker: ONNN Security ID: 682189105 Meeting Date: MAY 15, 2012 Meeting Type: Annual Record Date: MAR 29, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Atsushi Abe For For Management 2 Elect Director Curtis J. Crawford For For Management 3 Elect Director Daryl A. Ostrander For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Auditors For For Management 6 Amend Omnibus Stock Plan For For Management --------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Ticker: PKG Security ID: 695156109 Meeting Date: MAY 08, 2012 Meeting Type: Annual Record Date: MAR 12, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl K. Beebe For For Management 1.2 Elect Director Hasan Jameel For For Management 1.3 Elect Director Mark W. Kowlzan For For Management 1.4 Elect Director Robert C. Lyons For For Management 1.5 Elect Director Samuel M. Mencoff For For Management 1.6 Elect Director Roger B. Porter For For Management 1.7 Elect Director Thomas S. Souleles For For Management 1.8 Elect Director Paul T. Stecko For For Management 1.9 Elect Director James D. Woodrum For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- POLYCOM, INC. Ticker: PLCM Security ID: 73172K104 Meeting Date: MAY 24, 2012 Meeting Type: Annual Record Date: MAR 30, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Andrew M. Miller For For Management 2 Elect Director Betsy S. Atkins For For Management 3 Elect Director David G. DeWalt For For Management 4 Elect Director John A. Kelley, Jr. For For Management 5 Elect Director D. Scott Mercer For For Management 6 Elect Director William A. Owens For For Management 7 Elect Director Kevin T. Parker For For Management 8 Amend Executive Incentive Bonus Plan For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Ratify Auditors For For Management -------------------------------------------------------------------------------- RALCORP HOLDINGS, INC. Ticker: RAH Security ID: 751028101 Meeting Date: FEB 15, 2012 Meeting Type: Annual Record Date: JAN 13, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Banks For Withhold Management 1.2 Elect Director Jonathan E. Baum For Withhold Management 1.3 Elect Director David P. Skarie For Withhold Management 2.1 Elect Director Barry H. Beracha For For Management 2.2 Elect Director Patrick J. Moore For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management --------------------------------------------------------------------------------
ROWAN COMPANIES, INC. Ticker: RDC Security ID: 779382100 Meeting Date: APR 16, 2012 Meeting Type: Special Record Date: MAR 08, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Change State of Incorporation from For For Management Delaware to England 2 Amend Articles of Association For For Management 3 Declassify the Board of Directors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RYDER SYSTEM, INC. Ticker: R Security ID: 783549108 Meeting Date: MAY 04, 2012 Meeting Type: Annual Record Date: MAR 09, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John M. Berra For For Management 2 Elect Director Luis P. Nieto, Jr. For For Management 3 Elect Director E. Follin Smith For For Management 4 Elect Director Gregory T. Swienton For For Management 5 Elect Director Robert J. Eck For For Management 6 Ratify Auditors For For Management 7 Approve Omnibus Stock Plan For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Ticker: SIG Security ID: G81276100 Meeting Date: JUN 15, 2012 Meeting Type: Annual Record Date: APR 13, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect H. Todd Stitzer as Director For For Management 2 Elect Robert Blanchard as Director For For Management 3 Elect Dale Hilpert as Director For For Management 4 Elect Marianne Parrs as Director For For Management 5 Elect Thomas Plaskett as Director For For Management 6 Elect Russell Walls as Director For For Management 7 Elect Michael W. Barnes as Director For For Management 8 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation --------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 10, 2012 Meeting Type: Annual Record Date: MAR 23, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. McLachlan For For Management 1.2 Elect Director David J. Aldrich For For Management 1.3 Elect Director Kevin L. Beebe For For Management 1.4 Elect Director Moiz M. Beguwala For For Management 1.5 Elect Director Timothy R. Furey For For Management 1.6 Elect Director Balakrishnan S. Iyer For For Management 1.7 Elect Director Thomas C. Leonard For For Management 1.8 Elect Director David P. McGlade For For Management 1.9 Elect Director Robert A. Schriesheim For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SYNTEL, INC. Ticker: SYNT Security ID: 87162H103 Meeting Date: JUN 05, 2012 Meeting Type: Annual Record Date: APR 10, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paritosh K. Choksi For For Management 1.2 Elect Director Bharat Desai For For Management 1.3 Elect Director Thomas Doke For For Management 1.4 Elect Director Rajesh Mashruwala For For Management 1.5 Elect Director George R. Mrkonic, Jr. For For Management 1.6 Elect Director Prashant Ranade For For Management 1.7 Elect Director Neerja Sethi For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 22, 2012 Meeting Type: Annual Record Date: MAR 30, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James W. Bagley For For Management 2 Elect Director Michael A. Bradley For For Management 3 Elect Director Albert Carnesale For For Management 4 Elect Director Daniel W. Christman For For Management 5 Elect Director Edwin J. Gillis For For Management 6 Elect Director Timothy E. Guertin For For Management 7 Elect Director Paul J. Tufano For For Management 8 Elect Director Roy A. Vallee For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Ratify Auditors For For Management --------------------------------------------------------------------------------
TESORO CORPORATION Ticker: TSO Security ID: 881609101 Meeting Date: MAY 03, 2012 Meeting Type: Annual Record Date: MAR 13, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Rodney F. Chase For For Management 2 Elect Director Gregory J. Goff For For Management 3 Elect Director Robert W. Goldman For For Management 4 Elect Director Steven H. Grapstein For For Management 5 Elect Director David Lilley For For Management 6 Elect Director J.W. Nokes For For Management 7 Elect Director Susan Tomasky For For Management 8 Elect Director Michael E. Wiley For For Management 9 Elect Director Patrick Y. Yang For For Management 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Ratify Auditors For For Management -------------------------------------------------------------------------------- THE TIMKEN COMPANY Ticker: TKR Security ID: 887389104 Meeting Date: MAY 08, 2012 Meeting Type: Annual Record Date: FEB 21, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph W. Ralston For For Management 1.2 Elect Director John P. Reilly For For Management 1.3 Elect Director John M. Timken, Jr. For For Management 1.4 Elect Director Jacqueline F. Woods For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRANSDIGM GROUP INCORPORATED Ticker: TDG Security ID: 893641100 Meeting Date: FEB 23, 2012 Meeting Type: Annual Record Date: JAN 03, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Nicholas Howley For For Management 1.2 Elect Director William Dries For For Management 1.3 Elect Director Robert Small For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management --------------------------------------------------------------------------------
UNITED RENTALS, INC. Ticker: URI Security ID: 911363109 Meeting Date: APR 27, 2012 Meeting Type: Special Record Date: MAR 22, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with For For Management Acquisition 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- UNITED RENTALS, INC. Ticker: URI Security ID: 911363109 Meeting Date: JUN 08, 2012 Meeting Type: Annual Record Date: MAY 02, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jenne K. Britell For For Management 2 Elect Director Jose B. Alvarez For For Management 3 Elect Director Bobby J. Griffin For For Management 4 Elect Director Michael J. Kneeland For For Management 5 Elect Director Pierre E. Leroy For For Management 6 Elect Director Singleton B. McAllister For For Management 7 Elect Director Brian D. McAuley For For Management 8 Elect Director John S. McKinney For For Management 9 Elect Director James H. Ozanne For For Management 10 Elect Director Jason D. Papastavrou For For Management 11 Elect Director Filippo Passerini For For Management 12 Elect Director Donald C. Roof For For Management 13 Elect Director Keith Wimbush For For Management 14 Amend Omnibus Stock Plan For For Management 15 Ratify Auditors For For Management 16 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 17 Repeal Exclusive Venue Provision Against For Shareholder -------------------------------------------------------------------------------- WASTE CONNECTIONS, INC. Ticker: WCN Security ID: 941053100 Meeting Date: MAY 18, 2012 Meeting Type: Annual Record Date: MAR 20, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael W. Harlan For For Management 2 Elect Director William J. Razzouk For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Reduce Supermajority Vote Requirement Against For Shareholder 6 Require Independent Board Chairman Against Against Shareholder --------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Ticker: WCC Security ID: 95082P105 Meeting Date: MAY 23, 2012 Meeting Type: Annual Record Date: MAR 28, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Engel For For Management 1.2 Elect Director Steven A. Raymund For For Management 1.3 Elect Director Lynn M. Utter For For Management 1.4 Elect Director William J. Vareschi, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WESTLAKE CHEMICAL CORPORATION Ticker: WLK Security ID: 960413102 Meeting Date: MAY 23, 2012 Meeting Type: Annual Record Date: APR 05, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Chao For For Management 1.2 Elect Director H. John Riley, Jr. For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: MAY 24, 2012 Meeting Type: Annual Record Date: MAR 26, 2012 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Laura J. Alber For For Management 2 Elect Director Adrian D.P. Bellamy For For Management 3 Elect Director Rose Marie Bravo For For Management 4 Elect Director Mary Ann Casati For For Management 5 Elect Director Patrick J. Connolly For For Management 6 Elect Director Adrian T. Dillon For For Management 7 Elect Director Anthony A. Greener For For Management 8 Elect Director Ted W. Hall For For Management 9 Elect Director Michael R. Lynch For For Management 10 Elect Director Lorraine Twohill For For Management 11 Amend Executive Incentive Bonus Plan For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify Auditors For For Management
=============== International Equity Fund (Class I Shares Only) ================ ACCENTURE PLC Ticker: CSA Security ID: G1151C101 Meeting Date: FEB 09, 2012 Meeting Type: Annual Record Date: DEC 12, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Dina Dublon as a Director For For Management 3 Reelect William D. Green as a Director For For Management 4 Reelect Nobuyuki Idei as a Director For For Management 5 Reelect Marjorie Magner as a Director For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 8 Declassify the Board of Directors For For Management 9 Authorize the Holding of the 2013 AGM For For Management at a Location Outside Ireland 10 Authorize Open-Market Purchases of For For Management Class A Ordinary Shares 11 Determine the Price Range at which For For Management Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock -------------------------------------------------------------------------------- BANCO DO BRASIL S.A. Ticker: BBAS3 Security ID: BRBBASACNOR3 Meeting Date: SEP 06, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Capital Increase via Issuance For Did Not Vote Management of Shares Resulting from Exercising of Series C Bonus Subscription Warrants 2 Amend Article 7 Re: Re-State Share For Did Not Vote Management Capital Following Subscription of Bonus Series C 3 Amend Articles 21 and 51 Re: For Did Not Vote Management Compliance with Novo Mercado Listing Manual 4 Amend Articles 18, 21, and 29 Re: For Did Not Vote Management Employer Representative on Board, Allow Non-Shareholders to be Elected as Board Members 5 Amend Article 50 Re: Include For Did Not Vote Management Evaluation of Liquidity Risk as Responsibility of the External Auditing Firm --------------------------------------------------------------------------------
BRITISH SKY BROADCASTING GROUP PLC Ticker: BSY Security ID: GB0001411924 Meeting Date: NOV 29, 2011 Meeting Type: Annual Record Date: NOV 25, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Jeremy Darroch as Director For For Management 4 Re-elect David DeVoe as Director For For Management 5 Re-elect Andrew Griffith as Director For For Management 6 Re-elect Nicholas Ferguson as Director For For Management 7 Re-elect Andrew Higginson as Director For For Management 8 Re-elect Thomas Mockridge as Director For For Management 9 Re-elect James Murdoch as Director For Against Management 10 Re-elect Jacques Nasser as Director For For Management 11 Re-elect Dame Gail Rebuck as Director For For Management 12 Re-elect Daniel Rimer as Director For For Management 13 Re-elect Arthur Siskind as Director For For Management 14 Re-elect Lord Wilson of Dinton as For For Management Director 15 Reappoint Deloitte LLP as Auditors and For For Management Authorise Their Remuneration 16 Approve Remuneration Report For Against Management 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 21 Authorise Market Purchase For For Management 22 Authorise Off-Market Purchase For For Management -------------------------------------------------------------------------------- CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD. Ticker: 000157 Security ID: CNE100000X85 Meeting Date: OCT 11, 2011 Meeting Type: Special Record Date: SEP 09, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Bonds in the For For Management Overseas Markets by the Company through Its Offshore Wholly-owned Subsidiary 2 Approve Termination of Partial For For Management Investment Projects Financed by Proceeds from Private Placement 3 Approve to Replenish Working Capital For For Management with Part of the Proceeds from Private Placement 4 Approve the Proposal in Respect of For For Shareholder Authorization of Provision of Guarantee by Offshore Subsidiaries of the Company for the Purpose of the Bond Issuance -------------------------------------------------------------------------------- FIRST QUANTUM MINERALS LTD. Ticker: FM Security ID: CA3359341052 Meeting Date: JUL 29, 2011 Meeting Type: Special Record Date: JUN 17, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Split For For Management --------------------------------------------------------------------------------
GUANGDONG INVESTMENT LTD. Ticker: 00270 Security ID: HK0270001396 Meeting Date: DEC 30, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Guangdong Teem For For Management (Holdings) Ltd. of 40 Percent Interest in Each of the Target Companies and Related Transactions 2 Reelect Zhao Chunxiao as Director For Against Management -------------------------------------------------------------------------------- HUABAO INTERNATIONAL HOLDINGS LIMITED (FORMERLY LEAPTEK LTD) Ticker: 00336 Security ID: BMG4639H1227 Meeting Date: AUG 05, 2011 Meeting Type: Annual Record Date: JUL 29, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Mak Kin Kwong as Director For For Management 3b Reelect Poon Chiu Kwok as Director For For Management 3c Reelect Xiong Qing as Director For For Management 3d Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGVF Security ID: NL0000303600 Meeting Date: NOV 23, 2011 Meeting Type: Special Record Date: OCT 26, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Announcements on Activities of None None Management Foundation ING Shares 3 Close Meeting None None Management --------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: IL0002810146 Meeting Date: OCT 05, 2011 Meeting Type: Annual/Special Record Date: SEP 06, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3.1 Elect Nir Gilad as Director For For Management 3.2 Elect Yossi Rosen as Director For For Management 3.3 Elect Chaim Erez as Director For For Management 3.4 Elect Moshe Vidman as Director For For Management 3.5 Elect Avishar Paz as Director For For Management 3.6 Elect Eran Sarig as Director For For Management 3.7 Elect Avraham Shochat as Director For For Management 3.8 Elect Victor Medina as Director For For Management 4 Elect Ovadia Eli as Director For For Management 5 Approve Indemnification Agreement of For For Management Ovadia Eli 6 Elect Jacob Dior as External Director For For Management 6a Indicate if you are a Controlling None Against Management Shareholder 7 Approve Remuneration of Jacob Dior For For Management Including Indemnification Agreement 8 Amend Articles For For Management 9 Amend Controlling Shareholder Director For For Management Indemnification Agreements 9a Indicate Personal Interest in Proposed None Against Management Agenda Item 10 Amend Non-Controlling Shareholder For For Management Director Indemnification Agreements 11 Approve Related Party Transaction For Against Management 11a Indicate Personal Interest in Proposed None Against Management Agenda Item -------------------------------------------------------------------------------- LEIGHTON HOLDINGS LTD. Ticker: LEI Security ID: AU000000LEI5 Meeting Date: NOV 11, 2011 Meeting Type: Annual Record Date: NOV 09, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3.1 Elect HG Tyrwhitt as Director For For Management 3.2 Elect PA Gregg as Director For Against Management 3.3 Elect F Stieler as Director For For Management 3.4 Elect MH Wennemer as Director For For Management 4 Approve Share Plan Grant For For Management 5 Approve Termination of Benefits of DG For Against Management Stewart --------------------------------------------------------------------------------
NATIONAL GRID PLC Ticker: NG. Security ID: GB00B08SNH34 Meeting Date: JUL 25, 2011 Meeting Type: Annual Record Date: JUL 23, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Sir John Parker as Director For For Management 4 Re-elect Steve Holliday as Director For For Management 5 Elect Andrew Bonfield as Director For For Management 6 Re-elect Tom King as Director For For Management 7 Re-elect Nick Winser as Director For For Management 8 Re-elect Ken Harvey as Director For For Management 9 Re-elect Linda Adamany as Director For For Management 10 Re-elect Philip Aiken as Director For For Management 11 Re-elect Stephen Pettit as Director For For Management 12 Re-elect Maria Richter as Director For For Management 13 Re-elect George Rose as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Report For Against Management 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase For For Management 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 21 Approve Share Incentive Plan For For Management 22 Approve Employee Stock Purchase Plan For For Management 23 Approve Sharesave Plan For For Management 24 Approve Long Term Performance Plan For For Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 00017 Security ID: HK0017000149 Meeting Date: NOV 22, 2011 Meeting Type: Annual Record Date: NOV 14, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Cheng Kar-Shun, Henry as For For Management Director 3b Reelect Sin Wai-Kin, David as Director For Against Management 3c Reelect Liang Chong-Hou, David as For For Management Director 3d Reelect Yeung Ping-Leung, Howard as For For Management Director 3e Reelect Cha Mou-Sing, Payson as For For Management Director 3f Authorize Board to Fix the For For Management Remuneration of Directors 4 Reappoint Joint Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares 8 Approve Termination of Existing Share For Against Management Option Scheme of New World China Land Limited and Adopt New Share Option Scheme of New World China Land Limited 9 Adopt New Share Option Scheme of NWS For Against Management Holdings Limited 10 Approve Refreshment of the 10 Percent For Against Management Limit on Grant of Share Options by NWS Holdings Limited --------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD. Ticker: 00017 Security ID: HK0017000149 Meeting Date: DEC 28, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 75 Percent Widefaith Sale and For For Management Purchase Agreement and Related Transactions -------------------------------------------------------------------------------- PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES Ticker: PDGR3 Security ID: BRPDGRACNOR8 Meeting Date: JUL 08, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Executive Committee For Did Not Vote Management Structure 2 Amend Articles Re: Novo Mercado For Did Not Vote Management Regulations 3 Amend Articles Re: Approval of Bank For Did Not Vote Management Credit Notes 4 Amend Articles to Reflect Changes in For Did Not Vote Management Capital -------------------------------------------------------------------------------- PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES Ticker: PDGR3 Security ID: BRPDGRACNOR8 Meeting Date: SEP 29, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Split of Subscription Bonuses For Did Not Vote Management (Warrants) Approved at March 31, 2009, EGM 2 Approve Changes to Subscription Bonus For Did Not Vote Management Contracts 3 Approve Substitution of Subscription For Did Not Vote Management Bonus Certificates --------------------------------------------------------------------------------
PT BUMI RESOURCES TBK Ticker: BUMI Security ID: ID1000068703 Meeting Date: OCT 21, 2011 Meeting Type: Special Record Date: OCT 03, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For Against Management 2 Approve Sale of Shares in PT Bumi For Against Management Resources Minerals Tbk 3 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- SONIC HEALTHCARE LIMITED Ticker: SHL Security ID: AU000000SHL7 Meeting Date: NOV 18, 2011 Meeting Type: Annual Record Date: NOV 16, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter Campbell as Director For For Management 2 Elect Lou Panaccio as Director For For Management 3 Elect Chris Wilks as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Issuance of Securities Under For For Management the Employee Option Plan as an Exception to ASX Listing Rule 7.1 6 Approve Long Term Incentives for Colin For For Management Goldschmidt, CEO and Managing Director 7 Approve Long Term Incentives for Chris For For Management Wilks, CFO and Finance Director -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: GB0008847096 Meeting Date: JUL 01, 2011 Meeting Type: Annual Record Date: JUN 29, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Gareth Bullock as Director For For Management 5 Elect Stuart Chambers as Director For For Management 6 Re-elect David Reid as Director For For Management 7 Re-elect Philip Clarke as Director For For Management 8 Re-elect Richard Brasher as Director For For Management 9 Re-elect Patrick Cescau as Director For For Management 10 Re-elect Karen Cook as Director For For Management 11 Re-elect Ken Hanna as Director For For Management 12 Re-elect Andrew Higginson as Director For For Management 13 Re-elect Ken Hydon as Director For For Management 14 Re-elect Tim Mason as Director For For Management 15 Re-elect Laurie Mcllwee as Director For For Management 16 Re-elect Lucy Neville-Rolfe as Director For For Management 17 Re-elect David Potts as Director For For Management 18 Re-elect Jacqueline Bakker as Director For For Management 19 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 20 Authorise Board to Fix Remuneration of For For Management Auditors 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase For For Management 24 Authorise EU Political Donations and For For Management Expenditure 25 Approve Performance Share Plan 2011 For For Management 26 Approve Savings-Related Share Option For For Management Scheme 27 Authorise the Company to Call EGM with For For Management Two Weeks' Notice --------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD. Ticker: TEVA Security ID: 881624209 Meeting Date: SEP 19, 2011 Meeting Type: Annual Record Date: AUG 10, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2.1 Elect Chaim Hurvitz as Director For For Management 2.2 Elect Ory Slonim as Director For For Management 2.3 Elect Dan Suesskind as Director For For Management 3.1 Elect Joseph Nitzani as External For For Management Director and Approve His Remuneration 3.2 Elect Dafna Schwartz as External For For Management Director and Approve Her Remuneration 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Director/Officer Liability and For For Management Indemnification Insurance 6.1 Amend Remuneration of Vice Chairman For For Management 6.2 Approve Reimbursement of Expenses of For For Management Board Chairman -------------------------------------------------------------------------------- THE BRITISH LAND COMPANY PLC Ticker: BLND Security ID: GB0001367019 Meeting Date: JUL 15, 2011 Meeting Type: Annual Record Date: JUL 13, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Lucinda Bell as Director For For Management 4 Elect Simon Borrows as Director For For Management 5 Elect William Jackson as Director For For Management 6 Re-elect Aubrey Adams as Director For For Management 7 Re-elect John Gildersleeve as Director For For Management 8 Re-elect Dido Harding as Director For For Management 9 Re-elect Chris Gibson-Smith as Director For For Management 10 Re-elect Chris Grigg as Director For For Management 11 Re-elect Charles Maudsley as Director For For Management 12 Re-elect Richard Pym as Director For For Management 13 Re-elect Tim Roberts as Director For For Management 14 Re-elect Stephen Smith as Director For For Management 15 Re-elect Lord Turnbull as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Amend Fund Managers' Performance Plan For For Management 20 Amend Share Incentive Plan For For Management 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase For For Management 24 Authorise the Company to Call EGM with For For Management Two Weeks' Notice --------------------------------------------------------------------------------
TURK TELEKOMUNIKASYON AS Ticker: TTKOM Security ID: TRETTLK00013 Meeting Date: NOV 14, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For Did Not Vote Management Council of Meeting 2 Authorize Presiding Council to Sign For Did Not Vote Management Minutes of Meeting 3 Ratify Director Appointments For Did Not Vote Management 4 Elect Directors and Approve Their For Did Not Vote Management Remuneration 5 Appoint Internal Statutory Auditors For Did Not Vote Management and Approve Their Remuneration 6 Receive Information on Company's None None Management Disclosure Policy 7 Close Meeting None None Management -------------------------------------------------------------------------------- VEDANTA RESOURCES PLC Ticker: VED Security ID: GB0033277061 Meeting Date: JUL 27, 2011 Meeting Type: Annual Record Date: JUL 25, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Navin Agarwal as Director For For Management 5 Re-elect Naresh Chandra as Director For For Management 6 Re-elect Aman Mehta as Director For For Management 7 Reappoint Deloitte LLP as Auditors For For Management 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Authorise Issue of Equity with For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Market Purchase For For Management 12 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: GB00B16GWD56 Meeting Date: JUL 26, 2011 Meeting Type: Annual Record Date: JUL 22, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Gerard Kleisterlee as Director For For Management 3 Re-elect John Buchanan as Director For For Management 4 Re-elect Vittorio Colao as Director For For Management 5 Re-elect Michel Combes as Director For For Management 6 Re-elect Andy Halford as Director For For Management 7 Re-elect Stephen Pusey as Director For For Management 8 Elect Renee James as Director For For Management 9 Re-elect Alan Jebson as Director For For Management 10 Re-elect Samuel Jonah as Director For For Management 11 Re-elect Nick Land as Director For For Management 12 Re-elect Anne Lauvergeon as Director For For Management 13 Re-elect Luc Vandevelde as Director For For Management 14 Re-elect Anthony Watson as Director For For Management 15 Re-elect Philip Yea as Director For For Management 16 Approve Final Dividend For For Management 17 Approve Remuneration Report For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase For For Management 23 Authorise the Company to Call EGM with For For Management Two Weeks' Notice ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | HSBC Advisor Funds Trust |
By (Signature and Title)* | /s/ Richard A. Fabietti | |
Richard A. Fabietti, President |
Date: | August 13, 2012 |
* Print the name and title of each signing officer under his or her signature.