UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number |
811-07583 |
HSBC Advisor Funds Trust |
(Exact name of registrant as specified in charter) |
3435
Stelzer Road |
(Address of principal executive offices) |
Richard Fabietti HSBC Global Asset Management (USA) Inc. 452 Fifth Avenue, New York, New York 10018 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: |
1-800-782-8183 |
Date of fiscal year end: |
October 31 |
Date of reporting period: |
July 1, 2010 through June 30, 2011 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-07583
Reporting Period: 07/01/2010 - 06/30/2011
HSBC Advisor Funds Trust
============= HSBC INVESTOR OPPORTUNITY FUND (CLASS I SHARES ONLY) =============
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Leonard Bell For For Management
1.2 Elect Max Link For Withhold Management
1.3 Elect William Keller For For Management
1.4 Elect Joseph Madri For For Management
1.5 Elect Larry Mathis For For Management
1.6 Elect R. Douglas Norby For For Management
1.7 Elect Alvin Parven For For Management
1.8 Elect Andreas Rummelt For For Management
1.9 Elect Ann Veneman For For Management
2 Increase of Authorized Common Stock For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For Against Management
5 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bruce Anderson For For Management
1.2 Elect Roger Ballou For For Management
1.3 Elect E. Linn Draper, Jr. For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Anthony Conti For For Management
1.2 Elect Frank Hermance For For Management
2 2011 Omnibus Incentive Compensation For For Management
Plan
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
BE AEROSPACE, INC.
Ticker: BEAV Security ID: 073302101
Meeting Date: JUL 29, 2010 Meeting Type: Annual
Record Date: JUN 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jim Cowart For For Management
1.2 Elect Arthur Wegner For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 1994 Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BMC SOFTWARE, INC
Ticker: BMC Security ID: 055921100
Meeting Date: JUL 21, 2010 Meeting Type: Annual
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Beauchamp For For Management
2 Elect Jon Barfield For For Management
3 Elect Gary Bloom For For Management
4 Elect Meldon Gafner For For Management
5 Elect Mark Hawkins For For Management
6 Elect Stephan James For For Management
7 Elect P. Thomas Jenkins For For Management
8 Elect Louis Lavigne, Jr. For For Management
9 Elect Kathleen O'Neil For For Management
10 Elect Tom Tinsley For For Management
11 Adoption of Majority Vote for Election For For Management
of Directors
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC.
Ticker: BRCD Security ID: 111621306
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Gerdelman For Against Management
2 Elect Glenn Jones For For Management
3 Elect Michael Klayko For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on Executive 2 Years 1 Year Management
Compensation
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Martin McGuinn For For Management
2 Elect Daniel Sanders For For Management
3 Elect John Wulff For Against Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gil Shwed For For Management
1.2 Elect Marius Nacht For For Management
1.3 Elect Jerry Ungerman For For Management
1.4 Elect Dan Propper For For Management
1.5 Elect David Rubner For For Management
1.6 Elect Tal Shavit For For Management
2 Election of Directors For For Management
3 Appointment of Auditor For For Management
4 Directors' Fees For For Management
5 Approval of Compensation for the For For Management
Company's Chairman and CEO, Gil Shwed
--------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: CYH Security ID: 203668108
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect W. Larry Cash For Against Management
2 Elect James Ely III For For Management
3 Elect John Fry For For Management
4 Elect William Jennings For For Management
5 Elect H. Mitchell Watson, Jr. For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
8 Amendment to the 2009 Stock Option and For For Management
Award Plan
9 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC.
Ticker: CMP Security ID: 20451N101
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bradley Bell For For Management
1.2 Elect Richard Grant For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect J. Brett Harvey For For Management
1.2 Elect John Whitmire For Withhold Management
1.3 Elect Philip Baxter For Withhold Management
1.4 Elect James Altmeyer, Sr. For Withhold Management
1.5 Elect William Davis For For Management
1.6 Elect Raj Gupta For For Management
1.7 Elect Patricia Hammick For For Management
1.8 Elect David Hardesty, Jr. For For Management
1.9 Elect John Mills For Withhold Management
1.10 Elect William Powell For Withhold Management
1.11 Elect Joseph Williams For Withhold Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For Against Management
4 Frequency of Advisory Vote on Executive 2 Years 1 Year Management
Compensation
--------------------------------------------------------------------------------
COVENTRY HEALTH CARE, INC.
Ticker: CVH Security ID: 222862104
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joel Ackerman For For Management
2 Elect Lawrence Kugelman For For Management
3 Elect Michael Stocker For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For Against Management
6 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
7 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and Expenditure
Report
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 18, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect E. Thayer Bigelow For For Management
2 Elect Philip Lochner, Jr. For For Management
3 Elect Ronald McKenna For For Management
4 Ratification of Auditor For For Management
5 Annual Incentive Plan For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jenne Britell For For Management
1.2 Elect John Conway For For Management
1.3 Elect Arnold Donald For For Management
1.4 Elect William Little For For Management
1.5 Elect Hans Loliger For For Management
1.6 Elect James Miller For For Management
1.7 Elect Josef Muller For For Management
1.8 Elect Thomas Ralph For For Management
1.9 Elect Hugues du Rouret For For Management
1.10 Elect Jim Turner For For Management
1.11 Elect William Urkiel For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 2006 Stock-Based For For Management
Incentive Compensation Plan
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
DENBURY RESOURCES INC.
Ticker: DNR Security ID: 247916208
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wieland Wettstein For For Management
1.2 Elect Michael Beatty For For Management
1.3 Elect Michael Decker For For Management
1.4 Elect Ronald Greene For For Management
1.5 Elect David Heather For For Management
1.6 Elect Gregory McMichael For For Management
1.7 Elect Gareth Roberts For For Management
1.8 Elect Phil Rykhoek For For Management
1.9 Elect Randy Stein For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
4 Amendment to the Employee Stock For For Management
Purchase Plan
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
DREAMWORKS ANIMATION SKG, INC.
Ticker: DWA Security ID: 26153C103
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jeffrey Katzenberg For Withhold Management
1.2 Elect Roger Enrico For For Management
1.3 Elect Lewis Coleman For Withhold Management
1.4 Elect Harry Brittenham For For Management
1.5 Elect Thomas Freston For For Management
1.6 Elect Judson Green For For Management
1.7 Elect Mellody Hobson For For Management
1.8 Elect Michael Montgomery For For Management
1.9 Elect Nathan Myhrvold For For Management
1.10 Elect Richard Sherman For Withhold Management
2 Ratification of Auditor For For Management
3 Amendment to the 2008 Omnibus Incentive For Against Management
Compensation Plan
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
ELAN CORPORATION, PLC
Ticker: ELN Security ID: 284131208
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect Robert Ingram For Against Management
3 Elect Giles Kerr For For Management
4 Elect Kieran McGowan For Against Management
5 Elect Kyran McLaughlin For Against Management
6 Elect Dennis Selkoe For Against Management
7 Authority to Set Auditor's Fees For For Management
8 Authority to Issue Shares w/ Preemptive For Against Management
Rights
9 Authority to Issue Shares w/o For For Management
Preemptive Rights
10 Authority to Repurchase Shares For For Management
11 Authority to Set Price of Reissued For For Management
Treasury Shares
12 Authority to Set General Meeting Notice For Against Management
Period at 14 Days
--------------------------------------------------------------------------------
ENSCO INTERNATIONAL PLC
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 31, 2011 Meeting Type: Special
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger/Acquisition For For Management
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect J. Roderick Clark For For Management
2 Elect Daniel Rabun For For Management
3 Elect Keith Rattie For For Management
4 Appointment of Auditor For For Management
5 Appointment of Statutory Auditor For For Management
6 Authority to Set Auditor's Fees For For Management
7 Payment of Historic Dividends For For Management
8 Release of Shareholders from Claims For For Management
Regarding Historic Dividends
9 Release of Shareholders from Claims For For Management
Regarding Historical Dividends
10 Advisory Vote on Executive Compensation For For Management
11 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect James Herbert, II For For Management
1.2 Elect Katherine August-deWilde For For Management
1.3 Elect Thomas Barrack, Jr. For Withhold Management
1.4 Elect Frank Fahrenkopf, Jr. For For Management
1.5 Elect William Ford For For Management
1.6 Elect L.Martin Gibbs For For Management
1.7 Elect Sandra Hernandez For For Management
1.8 Elect Pamela Joyner For For Management
1.9 Elect Jody Lindell For For Management
1.10 Elect George Parker For For Management
2 Ratification of Auditor For For Management
3 Employee Stock Purchase Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC.
Ticker: FLT Security ID: 339041105
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John Carroll For Withhold Management
1.2 Elect Mark Johnson For For Management
1.3 Elect Steven T. Stull For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nicholas DiPaolo For For Management
1.2 Elect Matthew McKenna For For Management
1.3 Elect Allen Questrom For For Management
1.4 Elect Cheryl Turpin For For Management
1.5 Elect Guillermo Marmol For For Management
2 Ratification of Auditor For For Management
3 Amendment to the Long-Term Incentive For For Management
Compensation Plan
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
--------------------------------------------------------------------------------
FOSSIL, INC.
Ticker: FOSL Security ID: 349882100
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Elaine Agather For For Management
1.2 Elect Jeffrey Boyer For For Management
1.3 Elect Kosta Kartsotis For For Management
1.4 Elect Elysia Ragusa For For Management
1.5 Elect Jal Shroff For For Management
1.6 Elect James Skinner For For Management
1.7 Elect Michael Steinberg For For Management
1.8 Elect Donald Stone For For Management
1.9 Elect James Zimmerman For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Arlyn Lanting For For Management
1.2 Elect Mark Newton For For Management
1.3 Elect Richard Schaum For For Management
2 Shareholder Proposal Regarding Against Against Shareholder
Sustainability Report
3 Shareholder Proposal Regarding Against For Shareholder
Declassification of the Board
4 Shareholder Proposal Regarding Majority Abstain For Shareholder
Vote for Election of Directors
5 Ratification of Auditor For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Frequency of Advisory Vote on Executive 2 Years 1 Year Management
Compensation
--------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC.
Ticker: GMCR Security ID: 393122106
Meeting Date: MAR 10, 2011 Meeting Type: Annual
Record Date: JAN 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lawrence Blanford For For Management
1.2 Elect Michael Mardy For Withhold Management
1.3 Elect David Moran For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC.
Ticker: HTZ Security ID: 42805T105
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael Durham For For Management
1.2 Elect Mark Frissora For For Management
1.3 Elect David Wasserman For Withhold Management
1.4 Elect Henry Wolf For For Management
2 Advisory Vote on Executive Compensation For Against Management
3 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: MAR 08, 2011 Meeting Type: Annual
Record Date: DEC 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Charles Golden For For Management
1.2 Elect W. August Hillenbrand For For Management
1.3 Elect Joanne Smith For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
4 Short-term Incentive Plan For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST
Ticker: HPT Security ID: 44106M102
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John Harrington For Against Management
2 Elect Barry Portnoy For Against Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
5 Ratification of Auditor For For Management
6 Shareholder Proposal Regarding Against For Shareholder
Declassification of the Board
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUB.B Security ID: 443510201
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Timothy Powers For For Management
1.2 Elect Lynn Good For For Management
1.3 Elect Anthony Guzzi For For Management
1.4 Elect Neal Keating For For Management
1.5 Elect Andrew McNally, IV For Withhold Management
1.6 Elect G. Jackson Ratcliffe For For Management
1.7 Elect Carlos Rodriguez For For Management
1.8 Elect Richard Swift For For Management
1.9 Elect Daniel Van Riper For For Management
2 Ratification of Auditor For For Management
3 Amendment to the Senior Executive For For Management
Incentive Compensation Plan
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 05, 2011 Meeting Type: Annual
Record Date: FEB 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bradley Bell For For Management
1.2 Elect Lawrence Kingsley For For Management
1.3 Elect Gregory Milzcik For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
IDEXX LABORATORIES, INC.
Ticker: IDXX Security ID: 45168D104
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas Craig For For Management
1.2 Elect Rebecca Henderson For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Daniel Bradbury For For Management
1.2 Elect Roy Whitfield For For Management
1.3 Elect Gerald Moller For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512815101
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John Hamilton For For Management
1.2 Elect John Koerner III For For Management
1.3 Elect Stephen Mumblow For For Management
1.4 Elect Thomas Reifenheiser For Withhold Management
1.5 Elect Anna Reilly For For Management
1.6 Elect Kevin Reilly, Jr. For For Management
1.7 Elect Wendell Reilly For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jeffrey Crowe For For Management
1.2 Elect David Bannister For For Management
1.3 Elect Michael Henning For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
5 2011 Equity Incentive Plan For Against Management
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Balakrishnan Iyer For Against Management
2 Elect Gregory Lucier For For Management
3 Elect Ronald Matricaria For For Management
4 Elect David U'Prichard For For Management
5 Elect William Longfield For For Management
6 Elect Ora Pescovitz For For Management
7 Ratification of Auditor For Against Management
8 Amendments to Certificate of For For Management
Incorporation
9 Advisory Vote on Executive Compensation For For Management
10 Frequency of Advisory Vote on Executive 2 Years 1 Year Management
Compensation
--------------------------------------------------------------------------------
LSI CORPORATION
Ticker: LSI Security ID: 502161102
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charles Haggerty For For Management
2 Elect Richard Hill For For Management
3 Elect John Miner For For Management
4 Elect Arun Netravali For For Management
5 Elect Charles Pope For For Management
6 Elect Gregorio Reyes For For Management
7 Elect Michael Strachan For For Management
8 Elect Abhijit Talwalkar For For Management
9 Elect Susan Whitney For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
MASSEY ENERGY COMPANY
Ticker: MEE Security ID: 576206106
Meeting Date: OCT 06, 2010 Meeting Type: Special
Record Date: AUG 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Repeal of Classified Board For For Management
2 Elimination of Cumulative Voting For For Management
3 Elimination of Supermajority For For Management
Requirement for Bylaw Amendments
4 Elimination of Supermajority For For Management
Requirement Related to Business
Combinations
5 Restoration of Right to Call a Special For For Management
Meeting
6 Increase of Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
MASSEY ENERGY COMPANY
Ticker: MEE Security ID: 576206106
Meeting Date: JUN 01, 2011 Meeting Type: Special
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition For For Management
2 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Spoerry For For Management
2 Elect CHU Wah Hui For For Management
3 Elect Francis Contino For For Management
4 Elect Olivier Filliol For For Management
5 Elect Michael Kelly For For Management
6 Elect Martin Madaus For For Management
7 Elect Hans Ulrich Maerki For For Management
8 Elect George Milne, Jr. For For Management
9 Elect Thomas Salice For For Management
10 Ratification of Auditor For For Management
11 POBS Plus Incentive System for Group For For Management
Management
12 Advisory Vote on Executive Compensation For For Management
13 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
--------------------------------------------------------------------------------
MSCI INC.
Ticker: MSCI Security ID: 55354G100
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Benjamin duPont For For Management
2 Elect Henry Fernandez For For Management
3 Elect Alice Handy For For Management
4 Elect Catherine Kinney For For Management
5 Elect Linda Riefler For For Management
6 Elect George Siguler For For Management
7 Elect Scott Sipprelle For For Management
8 Elect Patrick Tierney For For Management
9 Elect Rudolphe Vallee For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD Security ID: 62913F201
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Charles Herington For For Management
1.2 Elect Rosendo Parra For For Management
1.3 Elect John Risner For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: JAN 20, 2011 Meeting Type: Annual
Record Date: NOV 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul Ricci For For Management
2 Elect Robert Teresi For For Management
3 Elect Robert Frankenberg For For Management
4 Elect Katharine Martin For Against Management
5 Elect Patrick Hackett For For Management
6 Elect William Janeway For For Management
7 Elect Mark Myers For For Management
8 Elect Philip Quigley For For Management
9 Elect Mark Laret For For Management
10 Amendment to the 2000 Stock Plan For Against Management
11 Amendment to the 1995 Directors' Stock For Against Management
Plan
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 03, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David O'Reilly For For Management
2 Elect Jay Burchfield For For Management
3 Elect Paul Lederer For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 11, 2011 Meeting Type: Annual
Record Date: MAR 29, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Keith Jackson For For Management
1.2 Elect Phillip Hester For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Andrew Miller For For Management
1.2 Elect Betsy Atkins For For Management
1.3 Elect David DeWalt For For Management
1.4 Elect John Kelley, Jr. For For Management
1.5 Elect D. Scott Mercer For For Management
1.6 Elect William Owens For For Management
1.7 Elect Kevin Parker For For Management
2 Increase of Authorized Common Stock For Against Management
3 2011 Equity Incentive Plan For Against Management
4 Amendment to the 2005 Employee Stock For Against Management
Purchase Plan
5 Advisory Vote on Executive Compensation For For Management
6 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
RALCORP HOLDINGS, INC.
Ticker: RAH Security ID: 751028101
Meeting Date: JAN 18, 2011 Meeting Type: Annual
Record Date: NOV 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Benjamin Akande For For Management
1.2 Elect Jonathan Baum For For Management
1.3 Elect Kevin Hunt For For Management
1.4 Elect David Kemper For For Management
1.5 Elect David Wenzel For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SANTARUS, INC.
Ticker: SNTS Security ID: 802817304
Meeting Date: JUN 15, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael Herman For For Management
1.2 Elect Kent Snyder For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SKILLED HEALTHCARE GROUP, INC.
Ticker: SKH Security ID: 83066R107
Meeting Date: MAY 02, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect M. Bernard Puckett For For Management
1.2 Elect Glenn Schafer For For Management
1.3 Elect William Scott For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
4 Amendment to the 2007 Incentive Award For For Management
Plan
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Roxanne Decyk For For Management
2 Elect Nicholas Pinchuk For For Management
3 Elect Gregg Sherrill For For Management
4 Ratification of Auditor For For Management
5 2011 Incentive Stock and Awards Plan For For Management
6 Amendment to the Employee Stock For For Management
Ownership Plan
7 Advisory Vote on Executive Compensation For For Management
8 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
--------------------------------------------------------------------------------
SYNTEL, INC.
Ticker: SYNT Security ID: 87162H103
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paritosh Choksi For For Management
1.2 Elect Bharat Desai For For Management
1.3 Elect Thomas Doke For For Management
1.4 Elect Rajesh Mashruwala For For Management
1.5 Elect George Mrkonic For For Management
1.6 Elect Prashant Ranade For For Management
1.7 Elect Neerja Sethi For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rodney Chase For For Management
2 Elect Gregory Goff For For Management
3 Elect Robert Goldman For For Management
4 Elect Steven Grapstein For For Management
5 Elect Jim Nokes For Against Management
6 Elect Susan Tomasky For For Management
7 Elect Michael Wiley For Against Management
8 Elect Patrick Yang For For Management
9 Advisory Vote on Executive Compensation For Against Management
10 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
11 2011 Long-Term Incentive Plan For Against Management
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Safety Against For Shareholder
Report
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: FEB 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James Boland For For Management
2 Elect James Firestone For For Management
3 Elect Werner Geissler For For Management
4 Elect Peter Hellman For For Management
5 Elect Richard Kramer For For Management
6 Elect W. Alan McCollough For For Management
7 Elect Rodney O'Neal For For Management
8 Elect Shirley Peterson For For Management
9 Elect Stephanie Streeter For For Management
10 Elect G. Craig Sullivan For For Management
11 Elect Thomas Weidemeyer For For Management
12 Elect Michael Wessel For For Management
13 Advisory Vote on Executive Compensation For Against Management
14 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 26, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect D. James Bidzos For For Management
2 Elect William Chenevich For For Management
3 Elect Kathleen Cote For For Management
4 Elect Mark McLaughlin For For Management
5 Elect Roger Moore For Against Management
6 Elect John Roach For For Management
7 Elect Louis Simpson For For Management
8 Elect Timothy Tomlinson For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
11 Amendment to the 2006 Equity Incentive For Against Management
Plan
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VIROPHARMA INCORPORATED
Ticker: VPHM Security ID: 928241108
Meeting Date: MAY 23, 2011 Meeting Type: Annual
Record Date: APR 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John Leone For For Management
1.2 Elect Vincent Milano For For Management
1.3 Elect Howard Pien For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 06, 2011 Meeting Type: Annual
Record Date: FEB 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sharilyn Gasaway For For Management
1.2 Elect Alan Kosloff For For Management
1.3 Elect Jerry Walton For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
--------------------------------------------------------------------------------
WASTE CONNECTIONS, INC.
Ticker: WCN Security ID: 941053100
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Davis For Against Management
2 Increase of Authorized Common Stock For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect George Miles, Jr. For Withhold Management
1.2 Elect John Morgan For For Management
1.3 Elect James L. Singleton For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 1 Year 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WESTLAKE CHEMICAL CORPORATION
Ticker: WLK Security ID: 960413102
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: APR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dorothy Jenkins For Withhold Management
1.2 Elect Max Lukens For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on Executive 3 Years 1 Year Management
Compensation
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WMS INDUSTRIES INC.
Ticker: WMS Security ID: 929297109
Meeting Date: DEC 09, 2010 Meeting Type: Annual
Record Date: OCT 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert Bahash For For Management
1.2 Elect Brian Gamache For For Management
1.3 Elect Patricia Nazemetz For For Management
1.4 Elect Louis Nicastro For For Management
1.5 Elect Neil Nicastro For For Management
1.6 Elect Edward Rabin, Jr. For For Management
1.7 Elect Ira Sheinfeld For For Management
1.8 Elect Bobby Siller For For Management
1.9 Elect William Vareschi, Jr. For For Management
2 Ratification of Auditor For For Management
=============== INTERNATIONAL EQUITY FUND (CLASS I SHARES ONLY) ================
ABERTIS INFRAESTRUCTURAS S.A
Ticker: 1039803Z Security ID: ES0111845014
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: JUN 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements, Management
Reports, and Remuneration Policy Report
for FY 2010; Approve Allocation of
Income and Discharge Directors
2 Ratify Creation of Saba For For Management
Infraestructuras SA; Authorize Non-Cash
Contribution to Saba Infraestructuras
SA in the Form of Shares of Saba
Aparcamientos SA and Abertis Logistica
SA
3 Approve Dividend of EUR 0.67 Per Share For For Management
in Cash or Shares
4 Ratify Dividend Distribution to Viana For For Management
SPE SL; ProA Capital Iberian Buyout
Fund I USA FCR de Regimen Simplificado;
ProA Capital Iberian Buyout Fund I
Europea; ProA Capital Iberian Buyout
Fund I Espana ; and "La Caixa" and its
Controlled Subsidiaries
5 Approve Refund of EUR 0.40 Charged For For Management
Against Share Issue Premium
6 Authorize Increase in Capital Charged For For Management
to Issue Premium for 1:20 Bonus Issue;
Amend Article 5 of Bylaws Accordingly;
Approve Listing of Shares on Secondary
Exchange
7 Amend Several Articles of Bylaws to For For Management
Adapt to Revised Legislations; Approve
Restated Bylaws
8 Amend General Meeting Regulations to For For Management
Adapt to Revised Bylaws and
Legislations, and Add New Article 6bis
Re: Electronic Shareholders' Forum
9 Receive Changes to Board of Directors' None None Management
Guidelines
10 Ratify Appointments of and Reelect For For Management
Directors
11 Authorize Issuance of Notes, For For Management
Debentures, Other Fixed Income
Securities, and Bonds Exchangeable
and/or Convertible to Shares; Authorize
Exclusion of Preemptive Rights; Void
Previous Authorization
12 Approve Matching Share Plan and For For Management
Implement Terms of Share Option Plans
2007, 2008, 2009, and 2010 Post
Reorganization
13 Reelect PriceWaterhouseCoopers For For Management
Auditores SL as Auditors of Individual
and Consolidated Accounts
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ALSTOM
Ticker: ALO Security ID: FR0010220475
Meeting Date: JUN 28, 2011 Meeting Type: Annual/Special
Record Date: JUN 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.62 per Share
4 Reelect Patrick Kron as Director For For Management
5 Reelect Candace Beinecke as Director For For Management
6 Reelect Jean-Martin Folz as Director For For Management
7 Reelect James W Leng as Director For For Management
8 Reelect Klaus Mangold as Director For For Management
9 Reelect Alan Thomson as Director For For Management
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: GB00B1XZS820
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Phuthuma Nhleko as Director For For Management
4 Re-elect Cynthia Carroll as Director For For Management
5 Re-elect David Challen as Director For For Management
6 Re-elect Sir CK Chow as Director For For Management
7 Re-elect Sir Philip Hampton as Director For For Management
8 Re-elect Rene Medori as Director For For Management
9 Re-elect Ray O'Rourke as Director For For Management
10 Re-elect Sir John Parker as Director For For Management
11 Re-elect Mamphela Ramphele as Director For For Management
12 Re-elect Jack Thompson as Director For For Management
13 Re-elect Peter Woicke as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Report For For Management
17 Approve Long-Term Incentive Plan For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase For For Management
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: BE0003793107
Meeting Date: APR 26, 2011 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
A1 Change Date of Annual Meeting For Did Not Vote Management
A2 Amend Articles Re: Variable For Did Not Vote Management
Remuneration
A3a Approve Condition Precedent For Did Not Vote Management
A3b Amend Article 24 Re: Shareholder Rights For Did Not Vote Management
Act
A3c Amend Article 25 Re: Shareholder Rights For Did Not Vote Management
Act
A3d Amend Article 26bis Re: Shareholder For Did Not Vote Management
Rights Act
A3e Amend Article 28 Re: Shareholder Rights For Did Not Vote Management
Act
A3f Amend Article 30 Re: Shareholder Rights For Did Not Vote Management
Act
A3g Delete Article36bis For Did Not Vote Management
A4a Receive Special Board Report None None Management
A4b Receive Special Auditor Report None None Management
A4c Eliminate Preemptive Rights Re: Item For Did Not Vote Management
A4d
A4d Approve Issuance of Stock Options for For Did Not Vote Management
Board Members
A4e Amend Articles to Reflect Changes in For Did Not Vote Management
Capital
A4f Approve Deviation from Belgian Company For Did Not Vote Management
Law Provision Re: Stock Options to
Independent Directors
A4g Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
B1 Receive Directors' Report (Non-Voting) None None Management
B2 Receive Auditors' Report (Non-Voting) None None Management
B3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B4 Approve Financial Statements, For Did Not Vote Management
Allocation of Income, and Dividends of
EUR 0.80 per Share
B5 Approve Discharge of Directors For Did Not Vote Management
B6 Approve Discharge of Auditors For Did Not Vote Management
B7 Receive Information on Resignation of None None Management
Arnoud de Pret, Jean-Luc Dehaene, and
August Busch IV as Director
B8a Elect Stefan Descheemaecker as Director For Did Not Vote Management
B8b Elect Paul Cornet de Ways Ruartas For Did Not Vote Management
Director
B8c Reelect Kees Storm as Independent For Did Not Vote Management
Director
B8d Reelect Peter Harf as Independent For Did Not Vote Management
Director
B8e Elect Olivier Goudet as Independent For Did Not Vote Management
Director
B9a Approve Remuneration Report For Did Not Vote Management
B9b Approve Omnibus Stock Plan For Did Not Vote Management
B10a Approve Change-of-Control Clause Re : For Did Not Vote Management
Updated EMTN Program
B10b Approve Change-of-Control Clause Re : For Did Not Vote Management
US Dollar Notes
B10c Approve Change-of-Control Clause Re : For Did Not Vote Management
Notes Issued under Anheuser-Busch
InBev's Shelf Registration Statement
B10d Approve Change-of-Control Clause Re : For Did Not Vote Management
CAD Dollar Notes
C1 Authorize Implementation of Approved For Did Not Vote Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ARCELORMITTAL
Ticker: LOR Security ID: LU0323134006
Meeting Date: JAN 25, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Suzanne P. Nimocks as Director For Did Not Vote Management
1 Acknowledge Report of the Board Re: For Did Not Vote Management
Spin-Off of the Stainless and Specialty
Steel Business
2 Acknowledge Report of For Did Not Vote Management
PricewaterhouseCoopers Re: The Spin-Off
3 Approve Spin-Off of the Stainless and For Did Not Vote Management
Specialty Steel Business to a Newly
Created Company Called APERAM
4 Determination of the Effective Date of For Did Not Vote Management
the Spin-Off
5 Approve Reduction in Share Capital to For Did Not Vote Management
Reflect Spin-Off without Cancellation
of Outstanding Shares
6 Amend Articles to Reflect Changes in For Did Not Vote Management
Capital as Proposed under Item 5
7 Amend Articles Re: Legislative Changes For Did Not Vote Management
and Implementation of the EU
Shareholder Rights Directive
8 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
ARCELORMITTAL
Ticker: LOR Security ID: LU0323134006
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
on Financial Statements for FY 2010
2 Accept Consolidated Financial For Did Not Vote Management
Statements for FY 2010
3 Accept Financial Statements for FY 2010 For Did Not Vote Management
4 Approve Allocation of Income and For Did Not Vote Management
Dividends of USD 0.75 per Share
5 Approve Remuneration of Directors For Did Not Vote Management
6 Approve Discharge of Directors For Did Not Vote Management
7 Re-elect Lakshmi N. Mittal as Director For Did Not Vote Management
8 Re-elect Antoine Spillmann as Director For Did Not Vote Management
9 Re-elect Lewis B. Kaden as Director For Did Not Vote Management
10 Re-elect HRH Prince Guillaume de For Did Not Vote Management
Luxembourg as Director
11 Elect Bruno Lafont as New Director For Did Not Vote Management
12 Ratify Deloitte SA as Auditors For Did Not Vote Management
13 Approve Restricted Share Unit Plan and For Did Not Vote Management
Performance Share Unit Plan
--------------------------------------------------------------------------------
ASAHI BREWERIES LTD.
Ticker: 2502 Security ID: JP3116000005
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2 Approve Adoption of Holding Company For For Management
Structure and Transfer of Operations to
Wholly-Owned Subsidiary
3 Amend Articles to Amend Business Lines For For Management
- Change Company Name
4.1 Elect Director Ogita, Hitoshi For For Management
4.2 Elect Director Izumiya, Naoki For For Management
4.3 Elect Director Motoyama, Kazuo For For Management
4.4 Elect Director Koji, Akiyoshi For For Management
4.5 Elect Director Kawatsura, Katsuyuki For For Management
4.6 Elect Director Nagao, Toshihiko For For Management
4.7 Elect Director Kodato, Toshio For For Management
4.8 Elect Director Tonozuka, Yoshihiro For For Management
4.9 Elect Director Bando, Mariko For For Management
4.10 Elect Director Tanaka, Naoki For For Management
4.11 Elect Director Ito, Ichiro For For Management
5.1 Appoint Statutory Auditor Sakurai, For Against Management
Takahide
5.2 Appoint Statutory Auditor Nakamura, For For Management
Naoto
5.3 Appoint Statutory Auditor Kakegai, For For Management
Yukio
--------------------------------------------------------------------------------
ASAHI GLASS CO. LTD.
Ticker: 5201 Security ID: JP3112000009
Meeting Date: MAR 30, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Ishimura, Kazuhiko For For Management
2.2 Elect Director Nishimi, Yuji For For Management
2.3 Elect Director Kato, Katsuhisa For For Management
2.4 Elect Director Fujino, Takashi For For Management
2.5 Elect Director Matsuo, Kunihiro For For Management
2.6 Elect Director Sawabe, Hajime For For Management
2.7 Elect Director Sakane, Masahiro For For Management
3 Appoint Statutory Auditor Haga, Kenji For For Management
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ASAHI KASEI CORP.
Ticker: 3407 Security ID: JP3111200006
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ito, Ichiro For For Management
1.2 Elect Director Fujiwara, Taketsugu For For Management
1.3 Elect Director Fujiwara, Koji For For Management
1.4 Elect Director Yoshida, Yasuyuki For For Management
1.5 Elect Director Inada, Tsutomu For For Management
1.6 Elect Director Mizuno, Yuuji For For Management
1.7 Elect Director Mizunaga, Masanori For For Management
1.8 Elect Director Kodama, Yukiharu For For Management
1.9 Elect Director Ikeda, Morio For For Management
1.10 Elect Director Ichino, Norio For For Management
2.1 Appoint Statutory Auditor Kawasaki, For For Management
Toshiyuki
2.2 Appoint Statutory Auditor Tezuka, Kazuo For Against Management
3 Appoint Alternate Statutory Auditor For Against Management
Kobayashi, Koji
4 Approve Takeover Defense Plan (Poison For For Management
Pill)
5 Approve Retirement Bonus Payment for For For Management
Director and Statutory Auditor
--------------------------------------------------------------------------------
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD.
Ticker: ANZ Security ID: AU000000ANZ3
Meeting Date: DEC 17, 2010 Meeting Type: Annual
Record Date: DEC 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended Sept. 30, 2010
2 Approve the Amendments to the Company's For For Management
Constitution Regarding Profits Test for
Dividend Distribution
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
4 Approve the Grant of Performance Rights For For Management
Worth Up to A$3 Million to Michael
Smith, Chief Executive Officer, Under
the ANZ Share Option Plan
5(a) Elect G. J. Clark as a Director For For Management
5(b) Elect D. E. Meiklejohn as a Director For For Management
5(c) Elect R. J. Reeves as a Director Against Against Shareholder
5(d) Elect I. J. Macfarlane as a Director For For Management
--------------------------------------------------------------------------------
AVIVA PLC
Ticker: AV. Security ID: GB0002162385
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Igal Mayer as Director For For Management
4 Re-elect Mary Francis as Director For For Management
5 Re-elect Richard Goeltz as Director For For Management
6 Re-elect Euleen Goh as Director For For Management
7 Re-elect Michael Hawker as Director For For Management
8 Re-elect Mark Hodges as Director For For Management
9 Re-elect Andrew Moss as Director For For Management
10 Re-elect Carole Piwnica as Director For For Management
11 Re-elect Patrick Regan as Director For For Management
12 Re-elect Colin Sharman as Director For For Management
13 Re-elect Leslie Van de Walle as For For Management
Director
14 Re-elect Russell Walls as Director For For Management
15 Re-elect Scott Wheway as Director For For Management
16 Reappoint Ernst & Young LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Approve Remuneration Report For For Management
21 Receive and Consider the Corporate For For Management
Responsibility Report
22 Approve EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Annual Bonus Plan 2011 For For Management
25 Approve Long Term Incentive Plan 2011 For For Management
26 Amend All Employee Share Ownership Plan For For Management
27 Authorise Market Purchase For For Management
28 Authorise Market Purchase For For Management
29 Authorise Market Purchase For For Management
--------------------------------------------------------------------------------
AVIVA PLC
Ticker: AV. Security ID: GB0002162385
Meeting Date: MAY 04, 2011 Meeting Type: Special
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Partial Disposal of the For For Management
Company's Interest in Delta Lloyd NV
--------------------------------------------------------------------------------
AXA
Ticker: CS Security ID: FR0000120628
Meeting Date: APR 27, 2011 Meeting Type: Annual/Special
Record Date: APR 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.69 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions and Approve
New Transaction
5 Reelect Jean-Martin Folz as Director For For Management
6 Reelect Giuseppe Mussari as Director For For Management
7 Elect Marcus Schenck as Director For For Management
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
12 Approve Issuance of Shares up to 20 For For Management
Percent of Issued Capital Per Year for
a Private Placement, up to EUR 1
Billiion
13 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights under Items 11 and 12
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote under Items 10 to 13 and 17
15 Authorize Capital Increase of Up to EUR For For Management
1 Billion for Future Exchange Offers
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
17 Authorize Issuance of Equity upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities for Up to EUR
1 Billion
18 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Nominal Amount of EUR 2
Billion
19 Approve Employee Stock Purchase Plan For For Management
20 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
21 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Stock Option Plan
22 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
23 Authorize up to 0.4 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
24 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
25 Amend Article 23 of Bylaws to Comply For For Management
with New Legislation Re: General
Meetings
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: BRBBASACNOR3
Meeting Date: AUG 05, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Reflect Changes in For Did Not Vote Management
Capital
2 Amend Article 7 For Did Not Vote Management
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: BRBBASACNOR3
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Fiscal Council For Did Not Vote Management
4 Approve Remuneration for Fiscal Council For Did Not Vote Management
5 Elect Directors For Did Not Vote Management
6 Approve Remuneration of Executive For Did Not Vote Management
Officers, Non-Executive Directors, and
Fiscal Council Members
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: BRBBASACNOR3
Meeting Date: MAY 31, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of EuroBank For Did Not Vote Management
2 Ratify Contract to Acquire 100 Percent For Did Not Vote Management
of Shares of EuroBank and Appoint
Independent Firm to Appraise Proposed
Acquisition
--------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO. LTD
Ticker: BBL Security ID: TH0001010014
Meeting Date: APR 12, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous AGM For For Management
2 Acknowledge 2010 Operating Results None None Management
3 Acknowledge 2010 Audit Committee's None None Management
Report
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Allocation of Income and For For Management
Payment of Dividend of THB 5.00 Per
Share
6.1 Elect Prachet Siridej as Director For For Management
6.2 Elect Kovit Poshyananda as Director For For Management
6.3 Elect Singh Tangtatswas as Director For For Management
6.4 Elect Charn Sophonpanich as Director For For Management
6.5 Elect Kanung Luchai as Director For For Management
6.6 Elect Thaweelap Rittapirom as Director For For Management
7 Acknowledge Remuneration of Directors None None Management
8 Approve Deloitte Touche Tohmatsu Jaiyos For For Management
Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
9 Other Business For Against Management
--------------------------------------------------------------------------------
BANK OF YOKOHAMA LTD.
Ticker: 8332 Security ID: JP3955400001
Meeting Date: JUN 21, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ogawa, Tadashi For For Management
1.2 Elect Director Terazawa, Tatsumaro For For Management
1.3 Elect Director Okubo, Chiyuki For For Management
1.4 Elect Director Ito, Masaki For For Management
1.5 Elect Director Yoneda, Seiichi For For Management
1.6 Elect Director Noguchi, Takashi For For Management
1.7 Elect Director Mochizuki, Atsushi For For Management
1.8 Elect Director Takano, Kengo For For Management
1.9 Elect Director Hanawa, Shoji For For Management
1.10 Elect Director Sakamoto, Harumi For For Management
2 Appoint Statutory Auditor Amano, For For Management
Katsunori
--------------------------------------------------------------------------------
BANKERS PETROLEUM LTD.
Ticker: BNK Security ID: CA0662863038
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For Did Not Vote Management
2.1 Elect Director Abdel F. (Abby) Badwi For Did Not Vote Management
2.2 Elect Director Eric Brown For Did Not Vote Management
2.3 Elect Director General Wesley Clark For Did Not Vote Management
2.4 Elect Director Robert Cross For Did Not Vote Management
2.5 Elect Director Jonathan Harris For Did Not Vote Management
2.6 Elect Director Phillip Knoll For Did Not Vote Management
2.7 Elect Director Ian B. McMurtrie For Did Not Vote Management
2.8 Elect Director John B. Zaozirny For Did Not Vote Management
3 Approve KPMG LLP as Auditors and For Did Not Vote Management
Authorize Board to Fix Their
Remuneration
4 Re-approve Stock Option Plan For Did Not Vote Management
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: GB0031348658
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: APR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Alison Carnwath as Director For For Management
4 Elect Dambisa Moyo as Director For For Management
5 Re-elect Marcus Agius as Director For For Management
6 Re-elect David Booth as Director For For Management
7 Re-elect Sir Richard Broadbent as For For Management
Director
8 Re-elect Fulvio Conti as Director For For Management
9 Re-elect Robert Diamond Jr as Director For For Management
10 Re-elect Simon Fraser as Director For For Management
11 Re-elect Reuben Jeffery III as Director For For Management
12 Re-elect Sir Andrew Likierman as For For Management
Director
13 Re-elect Chris Lucas as Director For For Management
14 Re-elect Sir Michael Rake as Director For For Management
15 Re-elect Sir John Sunderland as For For Management
Director
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Approve EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
23 Approve Long-Term Incentive Plan For For Management
24 Amend Group Share Value Plan For For Management
--------------------------------------------------------------------------------
BG GROUP PLC
Ticker: BG. Security ID: GB0008762899
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Fabio Barbosa as Director For For Management
5 Elect Caio Koch-Weser as Director For For Management
6 Elect Patrick Thomas as Director For For Management
7 Re-elect Peter Backhouse as Director For For Management
8 Re-elect Frank Chapman as Director For For Management
9 Re-elect Baroness Hogg as Director For For Management
10 Re-elect Dr John Hood as Director For For Management
11 Re-elect Martin Houston as Director For For Management
12 Re-elect Sir David Manning as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Philippe Varin as Director For For Management
15 Re-elect Sir Robert Wilson as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BORAL LTD.
Ticker: BLD Security ID: AU000000BLD2
Meeting Date: NOV 04, 2010 Meeting Type: Annual
Record Date: NOV 02, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports
2.1 Elect Bob Every as a Director For For Management
2.2 Elect Brian Clark as a Director For For Management
2.3 Elect Richard Longes as a Director For For Management
2.4 Elect Eileen Doyle as a Director For For Management
2.5 Elect John Marlay as a Director For For Management
2.6 Elect Catherine Brenner as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
4 Approve the Grant of Rights to Mark For For Management
Selway, CEO of the Company, Under the
Boral Long Term Incentive Plan (LTI
Plan)
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: GB0002875804
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Richard Burrows as Director For For Management
7 Re-elect Karen de Segundo as Director For For Management
8 Re-elect Nicandro Durante as Director For For Management
9 Re-elect Robert Lerwill as Director For For Management
10 Re-elect Christine Morin-Postel as For For Management
Director
11 Re-elect Gerry Murphy as Director For For Management
12 Re-elect Anthony Ruys as Director For For Management
13 Re-elect Sir Nicholas Scheele as For For Management
Director
14 Re-elect Ben Stevens as Director For For Management
15 Elect John Daly as Director For For Management
16 Elect Kieran Poynter as Director For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Amend Long Term Incentive Plan For For Management
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CANADIAN OIL SANDS LIMITED
Ticker: COS Security ID: CA13643E1051
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: MAR 15, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C.E. (Chuck) Shultz For For Management
1.2 Elect Director Ian A. Bourne For For Management
1.3 Elect Director Marcel R. Coutu For For Management
1.4 Elect Director Gerald W. Grandey For For Management
1.5 Elect Director Donald J. Lowry For For Management
1.6 Elect Director John K. Read For For Management
1.7 Elect Director Brant G. Sangster For For Management
1.8 Elect Director Wesley R. Twiss For For Management
1.9 Elect X as Director John B. Zaozirny For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CARLSBERG
Ticker: CARL Security ID: DK0010181759
Meeting Date: MAR 24, 2011 Meeting Type: Annual
Record Date: MAR 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For For Management
Statutory Report; Approve Discharge of
Supervisory Board and Executive Board
3 Approve Allocation of Income and For For Management
Dividends of DKK 5.00 per Share
4a Approve Remuneration of Directors in For For Management
the amount of DKK 400,000 to Each
Director (Base Fee), the Chairman Shall
Receive Double Base Fee and the Deputy
Chairman Shall Receive One and a Half
Base Fee; Approve Remuneration for
Committee Work
4b Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
4c Amend Articles Re: Change of the For For Management
Supervisory Board Members' Term of
Office from Two to One Year
5a Reelect Povl Krogsgaard-Larsen as For Abstain Management
Director
5b Reelect Cornelis Job van der Graaf as For For Management
Director
5c Reelect Richard Burrows as Director For For Management
5d Reelect Niels Kaergard as Director For Abstain Management
6 Ratify KPMG as Auditor For For Management
--------------------------------------------------------------------------------
CESP, COMPANHIA ENERGETICA DE SAO PAULO S.A.
Ticker: CESP6 Security ID: BRCESPACNPB4
Meeting Date: APR 18, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For Did Not Vote Management
--------------------------------------------------------------------------------
CESP, COMPANHIA ENERGETICA DE SAO PAULO S.A.
Ticker: CESP6 Security ID: BRCESPACNPB4
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Directors For Did Not Vote Management
4 Elect Fiscal Council Members For Did Not Vote Management
--------------------------------------------------------------------------------
CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD.
Ticker: 000157 Security ID: CNE100000X85
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: MAY 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Directors' Report For For Management
2 Approve 2010 Supervisors' Report For For Management
3.1 Approve 2010 Audited Financial Report For For Management
Prepared under PRC Generally Accepted
Accounting Principles
3.2 Approve 2010 Audited Financial Report For For Management
Prepared under International Financial
Reporting Standards
4 Approve 2010 Financial Statements For For Management
5 Approve 2011 Financial Budget Report For For Management
6 Approve 2010 Annual Report and Annual For For Management
Report Summary of A Shares
7 Approve 2010 Annual Report of H Shares For For Management
8.1 Approve to Appoint Vocation For For Management
International Certified Public
Accountants as the Domestic Auditor for
the Year Ending 31 December 2011
8.2 Approve and Ratify the Appointment of For For Management
KPMG as the International Auditor for
The Year Ended 31 December 2010
8.3 Approve to Appoint KPMG as the For For Management
International Auditor for The Year
Ending 31 December 2011
8.4 Authorize the Audit Committee of the For For Management
Board of Directors to Determine the
Principles of Fixing the Remunerations
of the PRC and International Auditors
and Authorize the Management to
Determine Their Actual Remunerations
Based on the Agreed Principles
9 Authorize Zoomlion Finance and Leasing For For Management
(China) Co., Ltd. to Apply for Finance
with Maximum Limit of CNY8 Billion
Relating to Finance Leasing Business
10 Authorize Zoomlion Finance and Leasing For For Management
(Beijing) Co., Ltd. to Apply for
Finance with Maximum Limit of CNY12
Billion Relating to Finance Leasing
Business
11 Approve the Company to Apply for Credit For For Management
Facilities and Financing within CNY100
Billion from Relevant Banks
12 Approve Provision of Guarantee with For For Management
Maximum Limit of CNY1.05 Billion for
the Loan of Zoomlion International
Trading (H.K.) Co., Ltd.
13 Approve Adoption of Rules and For For Management
Procedures Regarding Shareholder's
Meeting
14 Approve Adoption of Rules and For For Management
Procedures Regarding Board of
Directors' Meeting
15 Approve Adoption of Rules and For For Management
Procedures Regarding Supervisory
Committee Meeting
16 Approve Adoption of the Management For For Management
Measures on Connected Transactions of H
Shares
17 Approve Adoption of the Guidelines on For For Management
Related Party Transactions
18.1 Approve Change of Company name from For For Management
Changsha Zoomlion Heavy Industry
Science and Technology Development Co.,
Ltd. to Zoomlion Heavy Industry Science
and Technology Co., Ltd.
18.2 Approve the Corresponding Amendments to For For Management
the Articles of Association as a Result
of the Proposed Change of Company Name
19.1 Approve to Declare and Distribute Final For For Management
Dividend of CNY0.26 Per Share
(Inclusive of Tax) Based on the Total
Share Capital at 28 March 2011, the
Aggregate Amount of which is
Approximately CNY1,541 Million
19.2 Approve Capitalization of Capital For For Management
Reserves
19.3 Authorize the Chairman Dr. Zhan Chunxin For For Management
and His Authorized Representative to
Make Relevant Amendments to the
Articles of Association when Necessary
and Required
20 Approve the Grant of General Mandate to For For Management
the Board of Directors for Issuance of
New Shares
--------------------------------------------------------------------------------
CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD.
Ticker: 000157 Security ID: CNE100000X85
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: MAY 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve to Declare and Distribute Final For For Management
Dividend of CNY0.26 Per Share
(Inclusive of Tax) Based on the Total
Share Capital at 28 March 2011, the
Aggregate Amount of which is
Approximately CNY1,541 Million
1.2 Approve Capitalization of Capital For For Management
Reserves
1.3 Authorize the Chairman Dr. Zhan Chunxin For For Management
and His Authorized Representative to
Make Relevant Amendments to the
Articles of Association when Necessary
and Required
--------------------------------------------------------------------------------
COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP
Ticker: SBSP3 Security ID: 20441A102
Meeting Date: APR 28, 2011 Meeting Type: Annual/Special
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Approve Allocation of Income and For For Management
Dividends
3 Designate Newspapers to Publish Company For For Management
Announcements
4 Elect Directors/Fiscal Council Members For Against Management
and Approve Their Remuneration
1 Amend Articles For For Management
--------------------------------------------------------------------------------
CREDIT AGRICOLE SA
Ticker: ACA Security ID: FR0000045072
Meeting Date: MAY 18, 2011 Meeting Type: Annual/Special
Record Date: MAY 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.45 per Share
4 Approve Stock Dividend Program (Cash or For For Management
Shares)
5 Approve Transaction Related to Tax For For Management
Consolidation
6 Approve Transaction with Rene Carron For For Management
Re: Administrative Resources as
Chairman of Fondations
7 Elect Caroline Catoire as Director For For Management
8 Elect Christian Streiff as Director For For Management
9 Reelect Laurence Dors Meary as Director For For Management
10 Reelect Xavier Fontanet as Director For For Management
11 Reelect Claude Henry as Director For Against Management
12 Reelect Bernard Lepot as Director For Against Management
13 Reelect Michel Michaut as Director For Against Management
14 Reelect Francois Veverka as Director For For Management
15 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.05
Million
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 31 of Bylaws Re: For Against Management
Dividends
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 3.6 Billion
19 Approve Issuance of Shares up to 20 For For Management
Percent of Issued Capital Per Year for
a Private Placement, up to Aggregate
Nominal Amount of EUR 1 Billion
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
23 Authorize Board to Set Issue Price for For Against Management
5 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
24 Set Total Limit for Capital Increase to For For Management
Result from All Issuance Requests at
EUR 3.6 Billion
25 Approve Issuance of Securities For For Management
Convertible into Debt up to an
Aggregate Amount of EUR 5 Billion
26 Authorize Capitalization of Reserves of For For Management
Up to EUR 1 Billion for Bonus Issue or
Increase in Par Value
27 Approve Employee Stock Purchase Plan For For Management
28 Approve Stock Purchase Plan Reserved For For Management
for International Employees
29 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
30 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
31 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: SG1L01001701
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Declare Final Dividend of SGD 0.28 Per For For Management
Ordinary Share
2b Declare Final Dividend of SGD 0.02 Per For For Management
Non-Voting Convertible Preference Share
2c Declare Final Dividend of SGD 0.02 Per For For Management
Non-Voting Redeemable Convertible
Preference Share
3 Approve Directors' Fees of SGD 2.8 For For Management
Million for 2010 (2009: SGD 1.6
Million)
4 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Reelect Bart Joseph Broadman as For For Management
Director
5b Reelect Euleen Goh Yiu Kiang as For For Management
Director
5c Reelect Christopher Cheng Wai Chee as For For Management
Director
6 Reelect Danny Teoh Leong Kay as For For Management
Director
7a Approve Issuance of Shares and Grant For For Management
Awards Pursuant to the DBSH Share
Option Plan and the DBSH Share Plan
7b Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7c Approve Issuance of Shares Pursuant to For For Management
the DBSH Scrip Dividend Scheme
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: SG1L01001701
Meeting Date: APR 28, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: DE0005552004
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
6 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exemption of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 1 Billion; Approve Creation of
EUR 75 Million Pool of Capital to
Guarantee Conversion Rights
7a Elect Werner Gatzer to the Supervisory For For Management
Board
7b Elect Thomas Kunz to the Supervisory For For Management
Board
7c Elect Elmar Toime to the Supervisory For For Management
Board
7d Elect Katja Windt to the Supervisory For For Management
Board
7e Elect Hero Brahms to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: DE0005557508
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Postpone Discharge of Supervisory Board For For Management
Member Klaus Zumwinkel for Fiscal 2008
5 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
6 Ratify PricewaterhouseCoopers as For For Management
Auditors for Fiscal 2011
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Reelect Hubertus von Gruenberg to the For For Management
Supervisory Board
9 Reelect Bernhard Walter to the For For Management
Supervisory Board
10 Amend Affiliation Agreement with For For Management
Subsidiary T-Systems International GmbH
11 Amend Amendment of Affiliation For For Management
Agreement with Subsidiary
DeTeFleetServices GmbH
12 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary DFMG Holding
GmbH
13 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary
DeTeAssekuranz (Deutsche Telekom
Assekuranz-Vermittlungsgesellschaft
mbH)
14 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Vivento
Customer Services GmbH
15 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Vivento
Technical Services GmbH
16 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Deutsche
Telekom Accounting GmbH
17 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Deutsche
Telekom Training GmbH
18 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Norma
Telekommunikationsdienste GmbH
19 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary DeTeAsia
Holding GmbH
20 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Traviata
Telekommunikationsdienste GmbH
21 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Scout24
Holding GmbH
22 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary T-Mobile
Worldwide Holding GmbH
23 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary Telekom
Deutschland GmbH
24 Approve Amendment of Affiliation For For Management
Agreement with Subsidiary MagyarCom
Holding GmbH
25 Amend Corporate Purpose For For Management
26 Approve Settlement Agreement Between For For Management
Deutsche Telekom AG and Former
Management Board Member Kai Ricke
27 Approve Settlement Agreement Between For For Management
Deutsche Telekom AG and Former
Supervisory Board Member Klaus
Zumwinkel
--------------------------------------------------------------------------------
DIALOG SEMICONDUCTOR PLC
Ticker: DLG Security ID: GB0059822006
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: APR 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint Ernst & Young LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Re-elect Jalal Bagherli as Director For For Management
6 Re-elect Gregorio Reyes as Director For For Management
7 Re-elect Peter Weber as Director For For Management
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Approve Remuneration of Non-executive For For Management
Directors
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
DNB NOR ASA
Ticker: DNBNOR Security ID: NO0010031479
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Notice of Meeting and Agenda For Did Not Vote Management
3 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
4 Approve Remuneration of Committee of For Did Not Vote Management
Representatives, Control Committee, and
Nominating Committee
5 Approve Remuneration of Auditor For Did Not Vote Management
6 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 4 per
Share
7 Elect Andersen, Hoegh, Koc, Leire, For Did Not Vote Management
Skarholt, Smith, Solberg, Svenning,
Sorensen, and Wang as Members of
Committee of Representatives; Elect
Deputy Members
8 Reelect Hassel (Chair), Overland (Vice For Did Not Vote Management
Chair), Eriksen, and Hovden as Members
of Control Committee; Reelect Brustad
and Smith as Deputy Members
9 Authorize Repurchase of Issued Shares For Did Not Vote Management
with an Aggregate Nominal Value of up
to NOK 733 Million
10a Approve Advisory Part of Remuneration For Did Not Vote Management
Policy And Other Terms of Employment
For Executive Management
10b Approve Binding Part of Remuneration For Did Not Vote Management
Policy And Other Terms of Employment
For Executive Management
11 Amend Articles Re: Change Company Name For Did Not Vote Management
to DNB ASA; Voting in Advance of the
Meeting; Adopt Record Date; Employee
Representatives
12 Approve Instructions to the Nominating For Did Not Vote Management
Committee
13 Financial Stability - Role Distribution None Did Not Vote Shareholder
and Impartiality; A Financial Structure
for a New Real Economy; Financial
Services Innovation in the Best
Interests of the Atomic Customer;
Shared Economic Responsibility and
Common Interests
--------------------------------------------------------------------------------
ENEL SPA
Ticker: ENEL Security ID: IT0003128367
Meeting Date: APR 29, 2011 Meeting Type: Annual/Special
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Directors' Term For For Management
5.1 Slate Submitted by the Italian Ministry None Against Management
of Economy and Finance
5.2 Slate Submitted by Institutional None For Management
Investors (Assogestioni)
6 Elect Chairman of the Board of For For Management
Directors
7 Approve Remuneration of Directors For Against Management
8 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
1 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
Ticker: ERICB Security ID: 294821608
Meeting Date: APR 13, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Treschow as Chairman of For Did Not Vote Management
Meeting
2 Prepare and Approve List of None None Management
Shareholders
3 Approve Agenda of Meeting None None Management
4 Acknowledge Proper Convening of Meeting None None Management
5 Designate Inspector(s) of Minutes of None None Management
Meeting
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report
7 Receive President's Report; Allow None None Management
Questions
8.1 Approve Financial Statements and For Did Not Vote Management
Statutory Reports
8.2 Approve Discharge of Board and For Did Not Vote Management
President
8.3 Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 2.25 per Share; Set
Record Date for Dividend as April 18,
2011
9.1 Determine Number of Members (12) and For Did Not Vote Management
Deputy Members (0) of Board
9.2 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 3.75 Million to the
Chairman and SEK 825,000 for Other
Directors (Including Possibility to
Receive Part of Remuneration in Phantom
Shares); Approve Remuneration for
Committee Work
9.3 Reelect R. Austin, P. Bonfield, B. For Did Not Vote Management
Ekholm, U. Johansson, S. Martin-Lof, N.
McKinstry, A. Nyren, C. Svanberg, H.
Vestberg, and M. Volpi as Directors;
Elect L. Johansson (Chair) and J.
Wallenberg as New Directors
9.4 Authorize Chairman of Board and For Did Not Vote Management
Representatives of Four of Company's
Largest Shareholders to Serve on
Nominating Committee
9.5 Approve Omission of Remuneration of For Did Not Vote Management
Members of the Nomination Committee
9.6 Approve Remuneration of Auditors For Did Not Vote Management
9.7 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
10 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
11.1 Approve 2011 Share Matching Plan for For Did Not Vote Management
All Employees
11.2 Authorize Reissuance of 11.7 Million For Did Not Vote Management
Repurchased Class B Shares for 2011
Share Matching Plan for All Employees
11.3 Approve Equity Swap Agreement with For Did Not Vote Management
Third Party as Alternative to Item 11.2
11.4 Approve 2011 Share Matching Plan for For Did Not Vote Management
Key Contributors
11.5 Authorize Reissuance of 7.3 Million For Did Not Vote Management
Repurchased Class B Shares for 2011
Share Matching Plan for Key
Contributors
11.6 Approve Swap Agreement with Third Party For Did Not Vote Management
as Alternative to Item 11.5
11.7 Approve 2011 Restricted Stock Plan for For Did Not Vote Management
Executives
11.8 Authorize Reissuance of 4.4 Million For Did Not Vote Management
Repurchased Class B Shares for 2011
Restricted Stock Plan for Executives
11.9 Approve Swap Agreement with Third Party For Did Not Vote Management
as Alternative to Item 11.8
12 Authorize Reissuance of up to 13.8 For Did Not Vote Management
Million Repurchased Class B Shares to
Cover Social Costs in Connection with
2007, 2008, 2009, and 2010 Long-Term
Variable Compensation Plans
13 Amend Corporate Purpose For Did Not Vote Management
14 General Meeting Shall Instruct the None Did Not Vote Shareholder
Board to Investigate How All Shares Are
to be Given the Same Voting Power and
To Present Such a Proposal at the Next
Annual General Meeting
15 Close Meeting None None Management
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ESPRIT HOLDINGS
Ticker: 00330 Security ID: BMG3122U1457
Meeting Date: NOV 24, 2010 Meeting Type: Annual
Record Date: NOV 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Final Dividend For For Management
3i Reelect Paul Cheng Ming Fun as a For For Management
Director
3ii Reelect Alexander Reid Hamilton as a For For Management
Director
3iii Reelect Raymond Or Ching Fai as a For For Management
Director
3iv Approve Remuneration of Directors For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Share Repurchase Program For For Management
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
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FIRST QUANTUM MINERALS LTD.
Ticker: FM Security ID: CA3359341052
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Philip K.R. Pascall as Director For For Management
1.2 Elect G. Clive Newall as Director For For Management
1.3 Elect Martin Rowley as Director For For Management
1.4 Elect Peter St. George as Director For For Management
1.5 Elect Andrew Adams as Director For For Management
1.6 Elect Michael Martineau as Director For For Management
1.7 Elect Paul Brunner as Director For For Management
1.8 Elect Steven McTiernan as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive Compensation For For Management
Approach
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FIRSTGROUP PLC
Ticker: FGP Security ID: GB0003452173
Meeting Date: JUL 08, 2010 Meeting Type: Annual
Record Date: JUL 06, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Martin Gilbert as Director For For Management
5 Re-elect Sir Moir Lockhead as Director For For Management
6 Re-elect Audrey Baxter as Director For For Management
7 Re-elect John Sievwright as Director For For Management
8 Elect Jeff Carr as Director For For Management
9 Reappoint Deloitte LLP as Auditors For For Management
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
15 Adopt New Articles of Association For For Management
16 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: DE0005785604
Meeting Date: MAY 13, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports for Fiscal 2010;
Accept Financial Statements and
Statutory Reports for Fiscal 2010
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.86 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
6 Approve Creation of EUR 40.3 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Amend Articles Re: Establish Joint For For Management
Committee
8 Elect Gerd Krick and Gerhard Rupprecht For For Management
as Supervisory Board Representatives in
the Joint Committee
--------------------------------------------------------------------------------
GAZPROM OAO
Ticker: OGZRY Security ID: US3682872078
Meeting Date: JUN 30, 2011 Meeting Type: Annual
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 3.85 per Share For For Management
5 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
6 Amend Charter For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Members of For For Management
Audit Commission
9.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
9.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
9.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
9.4 Approve Related-Party Transaction with For For Management
State Corporation 'Bank for Development
and Foreign Economic Affairs
(Vnesheconombank)' Re: Loan Agreements
9.5 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Facility
Agreement
9.6 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreement
9.7 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreement
9.8 Approve Related-Party Transaction with For For Management
OAO Bank Rossiya Re: Loan Facility
Agreement
9.9 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Transfer of Funds
9.10 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia, OAO Bank VTB,
and OAO Bank Rossiya Re: Agreements on
Transfer of Funds
9.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, OAO Bank VTB, and OAO Bank
Rossiya Re: Agreements on Using
Electronic Payments System
9.12 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
9.13 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreement on
Guarantees to Tax Authorities
9.14 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreement on
Guarantees to Tax Authorities
9.15 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreement on
Guarantees to Tax Authorities
9.16 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreement on
Temporary Possession and Use of
Facilities of Surgutsky Condensate
Stabilization Plant
9.17 Approve Related-Party Transaction with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Temporary Possession and Use of
Wells and Equipment within Eastern
Segment of Orenburgskoye Oil and
Gas-condensate Field
9.18 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz Re: Agreement on
Temporary Possession and Use of
Building and Equipment
9.19 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreement on
Temporary Possession and Use of
Preventative Clinic Facilities
9.20 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Temporary Possession and Use of
Experimental Prototypes of Gas-using
Equipment Located in Rostov and
Kemerovo Regions
9.21 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreement on
Temporary Possession and Use of
Non-residential Premises
9.22 Approve Related-Party Transaction with For For Management
OAO Gazprom Neftekhim Salavat Re:
Agreement on Temporary Possession and
Use of Gas Condensate Pipeline
9.23 Approve Related-Party Transaction with For For Management
OAO Vostokgazprom Re: Agreement on
Temporary Possession and Use of
Special-Purpose Communications
Installation
9.24 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreement on
Temporary Possession and Use of
Special-Purpose Communications
Installation
9.25 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreement on
Temporary Possession and Use of
Special-Purpose Communications
Installation
9.26 Approve Related-Party Transaction with For For Management
OAO Gazprom Space Systems Re: Agreement
on Temporary Possession and Use of
Software and Hardware Solutions
9.27 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Temporary Possession and Use of
Software and Hardware Solutions
9.28 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Temporary Possession and Use of ERP
Software and Equipment Complex
9.29 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Temporary Possession and Use of
Software and Hardware Solutions
9.30 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreement on Temporary Possession and
Use of Software and Hardware Solutions
9.31 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: Agreement
on Temporary Possession and Use of ERP
Software and Equipment Complex
9.32 Approve Related-Party Transaction with For For Management
ZAO Gaztelecom Re: Agreement on
Temporary Possession and Use of
Communications Facilities
9.33 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreement on Temporary Possession and
Use of Property Complex of Gas
Distribution System
9.34 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreement on Temporary
Possession and Use of Facilities of
Druzhba Vacation Center
9.35 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements to Customs Authorities
9.36 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Declaration for
Customs Purposes
9.37 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Declaration for Customs
Purposes
9.38 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Declaration for
Customs Purposes
9.39 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re: Agreement
on Delivery of Gas
9.40 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re: Agreement
on Delivery of Gas
9.41 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreement on
Sale of Commercial Products Owned by
Gazprom
9.42 Approve Related-Party Transaction with For For Management
ZAO Northgas Re: Agreement on Delivery
of Gas
9.43 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreement on
Delivery of Gas
9.44 Approve Related-Party Transaction with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Delivery of Crude Oil
9.45 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreement on Delivery
of Gas
9.46 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreement on
Transportation of Gas
9.47 Approve Related-Party Transaction with For For Management
OOO Mezhregiongaz Re: Agreement on
Transportation of Gas
9.48 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreement on
Transportation of Gas
9.49 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreement on
Transportation of Gas
9.50 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreement on Arranging
of Injection and Storage of Gas
9.51 Approve Related-Party Transaction with For For Management
a/s Latvijas Gaze Re: Agreement on
Purchase of Gas
9.52 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreement on
Purchase of Gas
9.53 Approve Related-Party Transaction with For For Management
UAB Kauno Termofikacijos Elektrine Re:
Agreement on Purchase of Gas
9.54 Approve Related-Party Transaction with For For Management
MoldovaGaz SA Re: Agreement on Purchase
of Gas
9.55 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreement on Sale of
Gas
9.56 Approve Related-Party Transaction with For For Management
GAZPROM Germania GmbH Re: Agreement on
Transportation of Gas
9.57 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreement on
Start-Up and Commissioning Work
9.58 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Start-Up and Commissioning Work
9.59 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: Agreement
on Start-Up and Commissioning Work
9.60 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Start-Up and Commissioning Work
9.61 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsia Re: Agreement
on Provision of Services Related to
Supplies of Well Repair Equipment for
Gazprom's Specialized Subsidiaries
9.62 Approve Related-Party Transaction with For For Management
OAO Gazprom Space Systems Re: Agreement
on Investment Projects
9.63 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Investment Projects
9.64 Approve Related-Party Transaction with For For Management
ZAO Gazprom Neft Orenburg Re: Agreement
on Investment Projects
9.65 Approve Related-Party Transaction with For For Management
ZAO Gazprom Invest Yug Re: Agreement on
Investment Projects
9.66 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreement on
Investment Projects
9.67 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: Agreement
on Investment Projects
9.68 Approve Related-Party Transaction with For For Management
ZAO Gaztelecom Re: Agreement on
Investment Projects
9.69 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Property
Insurance
9.70 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Life,
Health, and Individual Property
Insurance
9.71 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Gazprom's Employees
9.72 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Gazprom's Employees
9.73 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Liability
Insurance to Members of Board of
Directors and Management Board
9.74 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance in
Connection with Customs Operations
9.75 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Insurance of
Transporation Vehicle Owned by OAO
Gazprom
9.76 Approve Related-Party Transaction with For For Management
Multiple Parties Re: Agreeements on
Arranging Stocktaking of Property
9.77 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.78 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Cost Analysis of Design and Surveying
Works for OAO Gazprom
9.79 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreements on
Implementation of Programs for
Scientific and Technical Cooperation
9.80 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.81 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.82 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.83 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.84 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.85 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.86 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Maintaining Information Portal for
Office for Conversion to Gas Services
and Gas Uses
9.87 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.88 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Preparation of Proposals to Enlist
Partner Companies in Development of
Hydrocarbon Fields
9.89 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.90 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Services Regarding Conduct of Analysis
and Preparation of Proposals
9.91 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.92 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.93 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.94 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.95 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.96 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.97 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.98 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.99 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.100 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.101 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.102 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.103 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.104 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.105 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.106 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.107 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.108 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Research Work for OAO Gazprom
9.109 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest Re: Agreement on
Transfer of Inclusive Invention Rights
9.110 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Provision of Services Regarding
Conversion of Russian Federation's
Regions to Use of Gas
9.111 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Provision of Services on Updating
Information
9.112 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Provision of Services on Production of
Reference Book in Legislative and Other
Legal Regulation of Gas Distribution
Operations
9.113 Approve Related-Party Transaction with For For Management
OAO Gazprom Promgaz Re: Agreement on
Provision of Consulting Services
9.114 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreement on Provision of Services
Regarding Production of Report on
Rehabilitation of Facilities
Constituting Part of Moscow Gas
Pipeline Ring
9.115 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreement on Organization and Conduct
of Conference on Distribution and
Consumption of Gas
9.116 Approve Related-Party Transaction with For For Management
ZAO Yamalgazinvest, ZAO Gaztelecom, OOO
Gazprom Neftekhim Salavat, and
Gazpromipoteka Foundation Re: License
to Use OAO Gazprom's Trademarks
9.117 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: License to Use OAO
Gazprom's Trademarks
9.118 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz and OAO
Gazprom Gazoraspredeleniye Re: License
to Use OAO Gazprom's Trademarks
9.119 Approve Related-Party Transaction with For For Management
Gazprom EP International B.V. Re:
License to Use OAO Gazprom's Trademarks
9.120 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Delivery of Gas
9.121 Approve Related-Party Transaction with For For Management
OOO Beltransgaz Re: Agreements on
Sale/Purchase of Gas
9.122 Approve Related-Party Transaction with For For Management
OOO Gazpromtrans Re: Agreements on
Temporary Possession and Use of Railway
Line
9.123 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Guarantees to Customs Authorities
10.1 Elect Andrey Akimov as Director None Against Management
10.2 Elect Alexandr Ananenkov as Director For Against Management
10.3 Elect Farit Gazizullin as Director None Against Management
10.4 Elect Viktor Zubkov as Director None Against Management
10.5 Elect Elena Karpel as Director For Against Management
10.6 Elect Aleksey Miller as Director For Against Management
10.7 Elect Valery Musin as Director None For Management
10.8 Elect Elvira Nabiullina as Director None Against Management
10.9 Elect Mikhail Sereda as Director For Against Management
10.10 Elect Sergey Shmatko as Director None Against Management
10.11 Elect Igor Yusufov as Director None Against Management
11.1 Elect Dmitry Arkhipov as Member of None For Management
Audit Commission
11.2 Elect Andrey Belobrov as Member of None Against Management
Audit Commission
11.3 Elect Vadim Bikulov as Member of Audit None For Management
Commission
11.4 Elect Aleksey Mironov as Member of None Against Management
Audit Commission
11.5 Elect Lidiya Morozova as Member of None Against Management
Audit Commission
11.6 Elect Anna Nesterova as Member of Audit None Against Management
Commission
11.7 Elect Yury Nosov as Member of Audit None For Management
Commission
11.8 Elect Karen Oganyan as Member of Audit None Against Management
Commission
11.9 Elect Konstantin Pesotsky as Member of None For Management
Audit Commission
11.10 Elect Maria Tikhonova as Member of None For Management
Audit Commission
11.11 Elect Aleksandr Yugov as Member of None For Management
Audit Commission
--------------------------------------------------------------------------------
GAZPROM OAO
Ticker: OGZRY Security ID: US3682872078
Meeting Date: JUN 30, 2011 Meeting Type: Special
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Early Termination of Powers of For For Management
Board of Directors
2.1 Elect Andrey Akimov as Director None Against Management
2.2 Elect Aleksandr Ananenkov as Director For Against Management
2.3 Elect Farit Gazizullin as Director None Against Management
2.4 Elect Elena Karpel as Director For Against Management
2.5 Elect Timur Kulibayev as Director None Against Management
2.6 Elect Viktor Martynov as Director None Against Management
2.7 Elect Vladimir Mau as Director None Against Management
2.8 Elect Aleksey Miller as Director For Against Management
2.9 Elect Valery Musin as Director None For Management
2.10 Elect Mikhail Sereda as Director For Against Management
2.11 Elect Igor Yusufov as Director None Against Management
2.12 Elect Viktor Zubkov as Director None Against Management
--------------------------------------------------------------------------------
GEA GROUP AG
Ticker: G1A Security ID: DE0006602006
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.40 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
6 Approve Remuneration System for For For Management
Management Board Members
7.1 Reelect Juergen Heraeus to the For For Management
Supervisory Board
7.2 Reelect Dieter Ammer to the Supervisory For For Management
Board
7.3 Reelect Ahmad Bastaki to the For For Management
Supervisory Board
7.4 Reelect Hartmut Eberlein to the For For Management
Supervisory Board
7.5 Reelect Helmut Perlet to the For For Management
Supervisory Board
7.6 Elect Jean Spence to the Supervisory For For Management
Board
8 Approve Spin-Off and Takeover Agreement For For Management
with GEA Heat Exchangers GmbH
9 Change Location of Registered Office For For Management
Headquarters to Duesseldorf, Germany
10 Approve Increase in Remuneration of For For Management
Supervisory Board
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 05, 2011 Meeting Type: Annual
Record Date: MAR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Simon Dingemans as Director For For Management
4 Elect Stacey Cartwright as Director For For Management
5 Elect Judy Lewent as Director For For Management
6 Re-elect Sir Christopher Gent as For For Management
Director
7 Re-elect Andrew Witty as Director For For Management
8 Re-elect Sir Roy Anderson as Director For For Management
9 Re-elect Dr Stephanie Burns as Director For For Management
10 Re-elect Larry Culp as Director For For Management
11 Re-elect Sir Crispin Davis as Director For For Management
12 Re-elect Sir Deryck Maughan as Director For For Management
13 Re-elect James Murdoch as Director For For Management
14 Re-elect Dr Daniel Podolsky as Director For For Management
15 Re-elect Dr Moncef Slaoui as Director For For Management
16 Re-elect Tom de Swaan as Director For For Management
17 Re-elect Sir Robert Wilson as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
19 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase For For Management
24 Approve the Exemption from Statement of For For Management
the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
25 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GUANGDONG INVESTMENT LTD.
Ticker: 00270 Security ID: HK0270001396
Meeting Date: JUN 03, 2011 Meeting Type: Annual
Record Date: MAY 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Zhang Hui as Director For For Management
3b Reelect Tsang Hon Nam as Director For Against Management
3c Reelect Fung Daniel Richard as Director For For Management
3d Reelect Wu Jianguo as Director For Against Management
3e Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
HANA FINANCIAL GROUP INC.
Ticker: 086790 Security ID: KR7086790003
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Appropriation of Income and For For Management
Dividend of KRW 400 per Share
3 Amend Articles of Incorporation For For Management
4.1 Elect Five Inside Directors and Six For For Management
Outside Directors (Bundled)
4.2 Elect Four Members of Audit Committee For For Management
(Bundled)
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN3 Security ID: DE0006048408
Meeting Date: APR 11, 2011 Meeting Type: Annual
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Common Share
and EUR 0.72 per Preference Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal 2010
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
7 Elect Norbert Reithofer to the For For Management
Shareholders' Committee
8 Approve Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
HONDA MOTOR CO. LTD.
Ticker: 7267 Security ID: JP3854600008
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2 Amend Articles To Authorize Public For For Management
Announcements in Electronic Format -
Authorize Internet Disclosure of
Shareholder Meeting Materials -
Decrease Maximum Board Size - Abolish
Annual Bonus Payment for Statutory
Auditors
3.1 Elect Director Kondo, Koichi For For Management
3.2 Elect Director Ito, Takanobu For For Management
3.3 Elect Director Hamada, Akio For For Management
3.4 Elect Director Oyama, Tatsuhiro For For Management
3.5 Elect Director Ike, Fumihiko For For Management
3.6 Elect Director Kawanabe, Tomohiko For For Management
3.7 Elect Director Hogen, Kensaku For For Management
3.8 Elect Director Kuroyanagi, Nobuo For For Management
3.9 Elect Director Fukui, Takeo For For Management
3.10 Elect Director Yamada, Takuji For For Management
3.11 Elect Director Yoshida, Masahiro For For Management
3.12 Elect Director Yamamoto, Yoshiharu For For Management
4.1 Appoint Statutory Auditor Abe, Hirotake For For Management
4.2 Appoint Statutory Auditor Iwashita, For Against Management
Tomochika
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
6 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors and
Statutory Auditors
--------------------------------------------------------------------------------
HYSAN DEVELOPMENT CO. LTD.
Ticker: 00014 Security ID: HK0014000126
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Dividend for the Year For For Management
Ended Dec. 31, 2010 with Option for
Scrip Dividend
3a Reelect Hans Michael Jebsen as Director For For Management
3b Reelect Chien Lee as Director For For Management
3c Reelect Irene Yun Lien Lee as Director For For Management
4 Approve Revision of Annual Fees Payable For For Management
to Non-Executive Directors, Audit
Committee Members, and Remuneration
Committee Members
5 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC
Ticker: IMT Security ID: GB0004544929
Meeting Date: FEB 02, 2011 Meeting Type: Annual
Record Date: JAN 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Ken Burnett as Director For For Management
5 Re-elect Alison Cooper as Director For For Management
6 Re-elect Robert Dyrbus as Director For For Management
7 Re-elect Michael Herlihy as Director For For Management
8 Re-elect Pierre Jungels as Director For For Management
9 Re-elect Susan Murray as Director For For Management
10 Re-elect Iain Napier as Director For For Management
11 Re-elect Berge Setrakian as Director For For Management
12 Re-elect Mark Williamson as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Extend the Grant of Options under the For For Management
French Appendix to the Imperial Tobacco
Group International Sharesave Plan
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
INCITEC PIVOT LTD
Ticker: IPL Security ID: AU000000IPL1
Meeting Date: DEC 21, 2010 Meeting Type: Annual
Record Date: DEC 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul Brasher as a Director For For Management
2 Elect Allan McCallum as a Director For For Management
3 Elect John Marlay as a Director For For Management
4 Approve the Grant of Up to 511,364 For For Management
Performance Rights to James Fazzino,
Managing Director and CEO, Under the
Company's Performance Rights Plan
5 Approve the Amendments to the Company's For For Management
Constitution Relating to the Payment of
Dividends
6 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
--------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGVF Security ID: NL0000303600
Meeting Date: MAY 09, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Receive Report of Supervisory Board None None Management
(Non-Voting)
2c Adopt Financial Statements For For Management
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4a Discuss Remuneration Report None None Management
4b Approve Remuneration Report Containing For For Management
Remuneration Policy for Management
Board Members
5a Discussion on Company's Corporate None None Management
Governance Structure
5b Increase Authorized Common Stock For For Management
5c Amend Articles Re: Legislative Changes For For Management
6 Discuss Corporate Responsibility None None Management
7a Approve Discharge of Management Board For For Management
7b Approve Discharge of Supervisory Board For For Management
8 Reelect Koos Timmermans to Executive For For Management
Board
9a Reelect Peter Elverding to Supervisory For For Management
Board
9b Reelect Henk Breukink to Supervisory For For Management
Board
9c Elect Sjoerd van Keulen to Supervisory For For Management
Board
9d Elect Joost Kuiper to Supervisory Board For For Management
9e Elect Luc Vandewalle to Supervisory For For Management
Board
10a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
10b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital Plus
in Case of Takeover/Merger and
Restricting/Excluding Preemptive Rights
11a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital in
Connection with a Major Capital
Restructuring
12 Any Other Businesss and Close Meeting None None Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: IT0000072618
Meeting Date: MAY 09, 2011 Meeting Type: Annual/Special
Record Date: APR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
1 Amend Company Bylaws For For Management
2 Authorize Issuance of Equity with For For Management
Preemptive Rights
--------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: JP3726800000
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4000
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Appoint Statutory Auditor Tateishi, For Against Management
Hisao
3.2 Appoint Statutory Auditor Shiozawa, For For Management
Gisuke
3.3 Appoint Statutory Auditor Ueda, Koichi For For Management
3.4 Appoint Statutory Auditor Imai, For For Management
Yoshinori
--------------------------------------------------------------------------------
JX HOLDINGS, INC.
Ticker: 5020 Security ID: JP3386450005
Meeting Date: JUN 27, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Nishio, Shinji For For Management
2.2 Elect Director Takahagi, Mitsunori For For Management
2.3 Elect Director Hirai, Shigeo For For Management
2.4 Elect Director Sugiuchi, Kiyonobu For For Management
2.5 Elect Director Yamagata, Yukio For For Management
2.6 Elect Director Kagami, Kazuo For For Management
2.7 Elect Director Uchijima, Ichiro For For Management
2.8 Elect Director Kawada, Junichi For For Management
2.9 Elect Director Kimura, Yasushi For For Management
2.10 Elect Director Matsushita, Isao For For Management
2.11 Elect Director Koseki, Makoto For For Management
2.12 Elect Director Okada, Masanori For For Management
2.13 Elect Director Shoyama, Etsuhiko For For Management
2.14 Elect Director Takamura, Juichi For For Management
2.15 Elect Director Sakata, Masahiro For For Management
2.16 Elect Director Komiyama, Hiroshi For For Management
3 Set Aggregate Compensation Ceilings for For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: Security ID: US48666V2043
Meeting Date: DEC 07, 2010 Meeting Type: Special
Record Date: NOV 01, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Ernst & Young LLC as Auditor for For Did Not Vote Management
Period between 2011 and 2013
--------------------------------------------------------------------------------
KB FINANCIAL GROUP INC
Ticker: 105560 Security ID: 48241A105
Meeting Date: JUL 13, 2010 Meeting Type: Special
Record Date: JUN 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Euh Yoon-Dae as CEO For For Management
--------------------------------------------------------------------------------
KB FINANCIAL GROUP INC.
Ticker: 105560 Security ID: 48241A105
Meeting Date: MAR 25, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 120 per Share
2 Elect Two Executive Directors, One For For Management
Non-Independent Non-Executive Director,
and Four Independent Non-Executive
Directors (Bundled)
3 Elect Five Members of Audit Committee For For Management
(Bundled)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KEPPEL CORPORATION LTD.
Ticker: BN4 Security ID: SG1U68934629
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare Final Tax-Exempt Dividend of For For Management
SGD 0.26 Per Share for the Year Ended
Dec. 31, 2010
3 Reelect Tony Chew Leong-Chee as For For Management
Director
4 Reelect Tow Heng Tan as Director For For Management
5 Reelect Teo Soon Hoe as Director For For Management
6 Reelect Tan Ek Kia as Director For For Management
7 Reelect Danny Teoh as Director For For Management
8 Reelect Sven Bang Ullring as Director For For Management
9 Approve Directors' Fees Aggregating SGD For For Management
944,170 in Cash (2009: SGD 1.1 Million)
and Award of 29,500 Existing Ordinary
Shares to Identified Directors as
Payment in Part of Their Respective
Remuneration for the Year Ended Dec.
31, 2010
10 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
12 Authorize Share Repurchase Program For For Management
13 Approve Mandate for Transactions with For For Management
Related Parties
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD NV
Ticker: AHODF Security ID: NL0006033250
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: MAR 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Approve Financial Statements and For For Management
Statutory Reports
5 Approve Dividends of EUR 0.29 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Reelect A.D. Boer to Management Board For For Management
9 Elect R. van den Bergh to Supervisory For For Management
Board
10 Reelect T. de Swaan to Supervisory For For Management
Board
11 Ratify Deloitte Accountants B.V. as For For Management
Auditors
12 Grant Board Authority to Issue Shares For For Management
up to Ten Percent of Issued Capital
13 Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 12
14 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
15 Approve Reduction of Issued Capital by For For Management
Cancelling Treasury Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS ELECTRONICS
Ticker: PHGFF Security ID: NL0000009538
Meeting Date: MAR 31, 2011 Meeting Type: Annual
Record Date: MAR 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 President's Speech None None Management
2a Approve Financial Statements and For For Management
Statutory Reports
2b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2c Approve Dividends of EUR 0.75 Per Share For For Management
2d Approve Discharge of Management Board For For Management
2e Approve Discharge of Supervisory Board For For Management
3a Elect F.A.Van Houten to Management For For Management
Board as CEO
3b Elect R.H. Wirahadiraksa to Management For For Management
Board
3c Elect P.A.J. Nota to Management Board For For Management
4a Reelect C.J.A. van Lede to Supervisory For For Management
Board
4b Reelect J.M. Thompson to Supervisory For For Management
Board
4c Reelect H. von Prondzynski to For For Management
Supervisory Board
4d Elect J.P. Tai to Supervisory Board For For Management
5 Ratify KPMG Accountants NV as Auditors For For Management
6a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
6b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 6a
7 Authorize Repurchase of Shares For For Management
8 Other Business None None Management
--------------------------------------------------------------------------------
LG ELECTRONICS INC.
Ticker: 066570 Security ID: KR7066570003
Meeting Date: MAR 18, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 200 per Share and KRW
250 per Preferred Share
2 Amend Articles of Incorporation For For Management
3 Elect Three Inside Directors (Bundled) For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: GB0008706128
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Anita Frew as Director For For Management
4 Elect Antonio Horta-Osorio as Director For For Management
5 Re-elect Sir Winfried Bischoff as For For Management
Director
6 Re-elect Sir Julian Horn-Smith as For For Management
Director
7 Re-elect Lord Leitch as Director For For Management
8 Re-elect Glen Moreno as Director For For Management
9 Re-elect David Roberts as Director For For Management
10 Re-elect Timothy Ryan as Director For For Management
11 Re-elect Martin Scicluna as Director For For Management
12 Re-elect Truett Tate as Director For For Management
13 Re-elect Tim Tookey as Director For For Management
14 Re-elect Anthony Watson as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Amend the Deferred Bonus Plan 2008 For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase For For Management
21 Authorise Market Purchase For For Management
22 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MACQUARIE GROUP LIMITED
Ticker: MQG Security ID: AU000000MQG1
Meeting Date: JUL 30, 2010 Meeting Type: Annual
Record Date: JUL 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Year Ended
March 31, 2010
2 Elect David S Clarke as a Director For For Management
3 Elect Catherine B Livingstone as a For For Management
Director
4 Elect Peter H Warne as Director For For Management
5 Elect Michael J Hawker as Director For For Management
6 Approve the Remuneration Report for the For For Management
Year Ended March 31, 2010
7 Approve the Increase in the Maximum For For Management
Aggregate Remuneration of Non-Executive
Directors from A$3 Million to A$4
Million Per Annum
8 Approve the Grant of A$3 Million Worth For For Management
of Performance Share Units to Nicholas
Moore Under the Macquarie Group
Employee Retained Equity Plan
--------------------------------------------------------------------------------
MARKS AND SPENCER GROUP PLC
Ticker: MKS Security ID: GB0031274896
Meeting Date: JUL 14, 2010 Meeting Type: Annual
Record Date: JUL 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Stuart Rose as Director For For Management
5 Elect Marc Bolland as Director For For Management
6 Elect John Dixon as Director For For Management
7 Re-elect Martha Fox as Director For For Management
8 Re-elect Steven Holliday as Director For For Management
9 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
10 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
11 Authorise Issue of Equity with For For Management
Pre-emptive Rights
12 Authorise Issue of Equity without For For Management
Pre-emptive Rights
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Authorise EU Political Donations and For For Management
Expenditure
16 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
MINTH GROUP LTD.
Ticker: 00425 Security ID: KYG6145U1094
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3 Reelect Zhao Feng as Executive Director For For Management
4 Reelect Mikio Natsume as Non-Executive For For Management
Director
5 Reelect Yu Zheng as Non-Executive For For Management
Director
6 Elect Kawaguchi Kiyoshi as Executive For Against Management
Director
7 Elect He Dong Han as Non-Executive For For Management
Director
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: JP3893600001
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2.1 Elect Director Utsuda, Shoei For For Management
2.2 Elect Director Iijima, Masami For For Management
2.3 Elect Director Tanaka, Seiichi For For Management
2.4 Elect Director Omae, Takao For For Management
2.5 Elect Director Komai, Masayoshi For For Management
2.6 Elect Director Kawashima, Fuminobu For For Management
2.7 Elect Director Saiga, Daisuke For For Management
2.8 Elect Director Okada, Joji For For Management
2.9 Elect Director Kinoshita, Masayuki For For Management
2.10 Elect Director Matsubara, Nobuko For For Management
2.11 Elect Director Nonaka, Ikujiro For For Management
2.12 Elect Director Hirabayashi, Hiroshi For For Management
2.13 Elect Director Muto, Toshiro For For Management
3.1 Appoint Statutory Auditor Miura, Satoru For For Management
3.2 Appoint Statutory Auditor Murakami, For For Management
Motonori
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: AU000000NAB4
Meeting Date: DEC 16, 2010 Meeting Type: Annual
Record Date: DEC 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended Sept. 30. 2010
2a Elect Patricia Cross as a Director For For Management
2b Elect Danny Gilbert as a Director For For Management
2c Elect Jillian Segal as a Director For For Management
2d Elect Malcolm Williamson as a Director For For Management
2e Elect Anthony Yuen as a Director For For Management
3 Approve the Remuneration Report for the For For Management
Fiscal Year Ended Sept. 30, 2010
4a Approve the Grant of Up to A$4.42 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Cameron Clyne, Group Chief Executive
Officer
4b Approve the Grant of Up to A$1.85 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Mark Joiner, Executive Director
4c Approve the Grant of Up to A$1.92 For For Management
Million Worth of Shares Under the
Company's Staff Share Ownership Plan to
Michael Ullmer, Executive Director
5 Approve the Provision of Termination For For Management
Benefits to T. Burns Upon Cessation of
Employment
6a Approve the Selective Buyback of Up to For For Management
600 Unpaid 2008 Preference Shares of
the Company
6b Approve the Reduction of Capital of the For For Management
2008 Stapled Securities Issued on Sept.
24, 2008
6c Approve the Selective Buyback of Up to For For Management
1,000 Unpaid 2009 Preference Shares of
the Company
6d Approve the Reduction of Capital of the For For Management
2009 Stapled Securitites Issued on
Sept. 30, 2009
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: CH0038863350
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Share Re-registration Consent For Did Not Vote Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: CH0038863350
Meeting Date: APR 14, 2011 Meeting Type: Annual
Record Date: APR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.85 per Share
4.1.1 Reelect Paul Bulcke as Director For Did Not Vote Management
4.1.2 Reelect Andreas Koopmann as Director For Did Not Vote Management
4.1.3 Reelect Rolf Haenggi as Director For Did Not Vote Management
4.1.4 Reelect Jean-Pierre Meyers as Director For Did Not Vote Management
4.1.5 Reelect Naina Lal Kidwai as Director For Did Not Vote Management
4.1.6 Reelect Beat Hess as Director For Did Not Vote Management
4.2 Elect Ann Veneman as Director For Did Not Vote Management
4.3 Ratify KPMG AG as Auditors For Did Not Vote Management
5 Approve CHF 16.5 Million Reduction in For Did Not Vote Management
Share Capital via Cancellation of 165
Million Shares
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 00017 Security ID: HK0017000149
Meeting Date: JUL 20, 2010 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of the Entire Issued For For Management
Share Capital of each of the Disposal
Companies
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO. LTD.
Ticker: 00017 Security ID: HK0017000149
Meeting Date: NOV 24, 2010 Meeting Type: Annual
Record Date: NOV 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Cheng Yu-Tung as Director For For Management
3b Reelect Ho Hau-Hay, Hamilton as For For Management
Director
3c Reelect Lee Luen-Wai, John as Director For For Management
3d Reelect Liang Cheung-Biu, Thomas as For For Management
Director
3e Reelect Cheng Chi-Kong, Adrian as For For Management
Director
3f Reelect Cheng Chi-Heng as Director For For Management
3g Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint Joint Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NIPPON ELECTRIC GLASS CO. LTD.
Ticker: 5214 Security ID: JP3733400000
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2.1 Elect Director Izutsu, Yuuzo For For Management
2.2 Elect Director Arioka, Masayuki For For Management
2.3 Elect Director Ito, Shuuji For For Management
2.4 Elect Director Yokota, Masanori For For Management
2.5 Elect Director Yamamoto, Shigeru For For Management
2.6 Elect Director Inamasu, Koichi For For Management
2.7 Elect Director Miyake, Masahiro For For Management
2.8 Elect Director Kitagawa, Tamotsu For For Management
2.9 Elect Director Matsumoto, Motoharu For For Management
3.1 Appoint Statutory Auditor Miyamoto, For For Management
Nobuhiro
3.2 Appoint Statutory Auditor Kishi, Fujio For For Management
3.3 Appoint Statutory Auditor Hamaoka, For For Management
Mineya
4 Appoint Alternate Statutory Auditor For For Management
Kimura, keijiro
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: JP3735400008
Meeting Date: JUN 23, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Appoint Statutory Auditor Amitani, For For Management
Shunsuke
2.2 Appoint Statutory Auditor Makitani, For For Management
Yoshitaka
2.3 Appoint Statutory Auditor Iwamoto, For Against Management
Shigeru
2.4 Appoint Statutory Auditor Motobayashi, For For Management
Toru
2.5 Appoint Statutory Auditor Tomonaga, For For Management
Michiko
--------------------------------------------------------------------------------
NSK LTD.
Ticker: 6471 Security ID: JP3720800006
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan For For Management
2 Approve Takeover Defense Plan (Poison For Against Management
Pill)
3.1 Elect Director Otsuka, Norio For For Management
3.2 Elect Director Saito, Ryoichi For For Management
3.3 Elect Director Komori, Tsutomu For For Management
3.4 Elect Director Shinbo, Toshihide For For Management
3.5 Elect Director Takebe, Yukio For For Management
3.6 Elect Director Shoda, Yoshio For For Management
3.7 Elect Director Shibamoto, Hideyuki For For Management
3.8 Elect Director Ichikawa, Tatsuo For For Management
3.9 Elect Director Ueno, Michio For Against Management
3.10 Elect Director Sashida, Yoshikazu For Against Management
3.11 Elect Director Hagiwara, Toshitaka For Against Management
3.12 Elect Director Suzuki, Kazuo For Against Management
--------------------------------------------------------------------------------
ORIX CORP.
Ticker: 8591 Security ID: JP3200450009
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Authorize Public For For Management
Announcements in Electronic Format
2.1 Elect Director Miyauchi, Yoshihiko For For Management
2.2 Elect Director Inoue, Makoto For For Management
2.3 Elect Director Urata, Haruyuki For For Management
2.4 Elect Director Nishina, Hiroaki For For Management
2.5 Elect Director Kojima, Kazuo For For Management
2.6 Elect Director Yamaya, Yoshiyuki For For Management
2.7 Elect Director Umaki, Tamio For For Management
2.8 Elect Director Yokoyama, Yoshinori For For Management
2.9 Elect Director Takeuchi, Hirotaka For For Management
2.10 Elect Director Sasaki, Takeshi For For Management
2.11 Elect Director Tsujiyama, Eiko For For Management
2.12 Elect Director Robert Feldman For For Management
2.13 Elect Director Niinami, Takeshi For For Management
--------------------------------------------------------------------------------
PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES
Ticker: PDGR3 Security ID: BRPDGRACNOR8
Meeting Date: APR 26, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year Ended
Dec. 31, 2010
2 Designate Newspapers to Publish Company For Did Not Vote Management
Announcements
3 Approve Allocation of Income and For Did Not Vote Management
Dividends
4 Elect Directors For Did Not Vote Management
5 Approve Remuneration of Executive For Did Not Vote Management
Officers, Non-Executive Directors
6 Elect Fiscal Council Members and Their For Did Not Vote Management
Alternates
--------------------------------------------------------------------------------
PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES
Ticker: PDGR3 Security ID: BRPDGRACNOR8
Meeting Date: JUN 28, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Executive Committee For Did Not Vote Management
Structure
2 Amend Articles Re: Novo Mercado For Did Not Vote Management
Regulations
3 Amend Articles Re: Approval of Bank For Did Not Vote Management
Credit Notes
4 Approve Remuneration of Executive For Did Not Vote Management
Officers, Non-Executive Directors, and
Fiscal Council Members
5 Grant Waiver to Fiscal Council Nominee For Did Not Vote Management
6 Amend Articles to Reflect Changes in For Did Not Vote Management
Capital
--------------------------------------------------------------------------------
PEARSON PLC
Ticker: PSON Security ID: GB0006776081
Meeting Date: APR 28, 2011 Meeting Type: Annual
Record Date: APR 26, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect David Arculus as Director For For Management
4 Re-elect Patrick Cescau as Director For For Management
5 Re-elect Will Ethridge as Director For For Management
6 Re-elect Rona Fairhead as Director For For Management
7 Re-elect Robin Freestone as Director For For Management
8 Re-elect Susan Fuhrman as Director For For Management
9 Re-elect Ken Hydon as Director For For Management
10 Re-elect John Makinson as Director For For Management
11 Re-elect Glen Moreno as Director For For Management
12 Re-elect Marjorie Scardino as Director For For Management
13 Elect Joshua Lewis as Director For For Management
14 Approve Remuneration Report For For Management
15 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Renew Long-Term Incentive Plan For For Management
--------------------------------------------------------------------------------
PENN WEST ENERGY TRUST
Ticker: PWT Security ID: CA7078851093
Meeting Date: DEC 14, 2010 Meeting Type: Special
Record Date: NOV 04, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion from Income Trust to For For Management
Corporation
2 Approve New Penn West Stock Option Plan For Against Management
--------------------------------------------------------------------------------
PGE POLSKA GRUPA ENERGETYCZNA SA
Ticker: PGE Security ID: PLPGER000010
Meeting Date: JUN 29, 2011 Meeting Type: Annual
Record Date: JUN 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Resolve Not to Elect Members of Vote For For Management
Counting Commission
6 Receive Report on Results of None None Management
Recruitment for Positions of Management
Board Members
7 Approve Financial Statements For For Management
8 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2010
9 Approve Consolidated Financial For For Management
Statements
10 Approve Management Board Report on For For Management
Group's Operations in Fiscal 2010
11 Approve Allocation of Income and For For Management
Dividends of PLN 0.65 per Share
12.1 Approve Discharge of Marcin Zielinski For For Management
(Supervisory Board Chairman)
12.2 Approve Discharge of Maciej Baltowski For For Management
(Deputy Chairman of Supervisory Board)
12.3 Approve Discharge of Jacek Barylski For For Management
(Supervisory Board Member)
12.4 Approve Discharge of Wojciech Cichonski For For Management
(Supervisory Board Member)
12.5 Approve Discharge of Malgorzata Dec For For Management
(Supervisory Board Member)
12.6 Approve Discharge of Czeslaw Grzesiak For For Management
(Supervisory Board Member)
12.7 Approve Discharge of Grzegorz Krystek For For Management
(Supervisory Board Member)
12.8 Approve Discharge of Ryszard Malarski For For Management
(Supervisory Board Member)
12.9 Approve Discharge of Katarzyna Prus For For Management
(Supervisory Board Member)
12.10 Approve Discharge of Zbigniew For For Management
Szmuniewski (Supervisory Board Member)
12.11 Approve Discharge of Krzysztof Zuk For For Management
(Supervisory Board Member)
12.12 Approve Discharge of Tomasz Zadroga For For Management
(CEO)
12.13 Approve Discharge of Marek Szostek For For Management
(Deputy CEO)
12.14 Approve Discharge of Piotr Szymanek For For Management
(Deputy CEO)
12.15 Approve Discharge of Wojciech For For Management
Topolnicki (Deputy CEO)
12.16 Approve Discharge of Marek Trawinski For For Management
(Deputy CEO)
13.1 Amend Statute Re: Corporate Purpose For For Management
13.2 Shareholder Proposal: Amend Statute Re: None Against Shareholder
Introduction of 10-Percent Voting
Rights Cap; Election and Dismissal of
Supervisory Board Members
14 Close Meeting None None Management
--------------------------------------------------------------------------------
PPR
Ticker: PP Security ID: FR0000121485
Meeting Date: MAY 19, 2011 Meeting Type: Annual/Special
Record Date: MAY 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
4 Approve Severance Payment Agreement For For Management
with Jean-Francois Palus
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
8 Authorize Capitalization of Reserves of For For Management
Up to EUR 200 Million for Bonus Issue
or Increase in Par Value
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 75 Million
10 Approve Issuance of up to 20 Percent of For For Management
Issued Capital Per Year for a Private
Placement, up to Aggregate Nominal
Amount of EUR 75 Million
11 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 7, 9, 10 and 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
14 Approve Employee Stock Purchase Plan For For Management
15 Authorize Issuance of Warrants (BSAAR) For Against Management
Without Preemptive Rights up to 0.5
Percent of Issued Share Capital
Reserved for Employees and Corporate
Officers
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: GB0007099541
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAY 17, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Sir Howard Davies as Director For For Management
5 Elect John Foley as Director For For Management
6 Elect Paul Manduca as Director For For Management
7 Elect Michael Wells as Director For For Management
8 Re-elect Keki Dadiseth as Director For For Management
9 Re-elect Robert Devey as Director For For Management
10 Re-elect Michael Garrett as Director For For Management
11 Re-elect Ann Godbehere as Director For For Management
12 Re-elect Bridget Macaskill as Director For For Management
13 Re-elect Harvey McGrath as Director For For Management
14 Re-elect Michael McLintock as Director For For Management
15 Re-elect Nicolaos Nicandrou as Director For For Management
16 Re-elect Kathleen O'Donovan as Director For For Management
17 Re-elect Barry Stowe as Director For For Management
18 Re-elect Tidjane Thiam as Director For For Management
19 Re-elect Lord Turnbull as Director For For Management
20 Reappoint KPMG Audit plc as Auditors of For For Management
the Company
21 Authorise Board to Fix Remuneration of For For Management
Auditors
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights
24 Authorise Issue of Equity with For For Management
Pre-emptive Rights
25 Authorise Issue of Equity without For For Management
Pre-emptive Rights
26 Authorise Market Purchase For For Management
27 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
28 Amend International Savings Related For For Management
Share Option Scheme
29 Amend International Assurance Sharesave For For Management
Plan
--------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA TBK
Ticker: BBNI Security ID: ID1000096605
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Report, Financial For For Management
Statements, Annual Report of the
Partnership and Community Development
Program, and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Appoint Auditors For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT BUMI RESOURCES TBK
Ticker: BUMI Security ID: ID1000068703
Meeting Date: JUN 27, 2011 Meeting Type: Annual/Special
Record Date: JUN 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Duties and For For Management
Responsibilities of Directors
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Appoint Auditors For For Management
1 Approve Pledging of Assets for Debt For Against Management
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PUBLIC POWER CORPORATION S.A.
Ticker: PPC Security ID: GRS434003000
Meeting Date: JUN 30, 2011 Meeting Type: Annual
Record Date: JUN 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Approve Discharge of Board and Auditors For For Management
4 Approve Director Remuneration for 2010 For For Management
and Pre-approve Director Remuneration
for 2011
5 Approve Auditors and Fix Their For Against Management
Remuneration
6 Amend Company Articles For For Management
7 Various Issues and Announcements For Against Management
--------------------------------------------------------------------------------
QUESTERRE ENERGY CORP.
Ticker: QEC Security ID: CA74836K1003
Meeting Date: JUN 08, 2011 Meeting Type: Annual/Special
Record Date: MAY 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For Did Not Vote Management
2.1 Elect Les Beddoes, Jr. as Director For Did Not Vote Management
2.2 Elect Michael R. Binnion as Director For Did Not Vote Management
2.3 Elect Pierre Boivin as Director For Did Not Vote Management
2.4 Elect Russ Hammond as Director For Did Not Vote Management
2.5 Elect Peder Paus as Director For Did Not Vote Management
2.6 Elect Patrick J Quinlan as Director For Did Not Vote Management
2.7 Elect Bjorn Inge Tonnessen as Director For Did Not Vote Management
3 Approve Pricewaterhouse Coopers as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-Approval of Stock Option Plan For Did Not Vote Management
--------------------------------------------------------------------------------
REED ELSEVIER PLC
Ticker: REL Security ID: GB00B2B0DG97
Meeting Date: APR 20, 2011 Meeting Type: Annual
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Elect Adrian Hennah as Director For For Management
7 Re-elect Mark Armour as Director For For Management
8 Re-elect Mark Elliott as Director For For Management
9 Re-elect Erik Engstrom as Director For For Management
10 Re-elect Anthony Habgood as Director For For Management
11 Re-elect Lisa Hook as Director For For Management
12 Re-elect Robert Polet as Director For For Management
13 Re-elect David Reid as Director For For Management
14 Re-elect Ben van der Veer as Director For For Management
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase For For Management
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SAFRAN
Ticker: SAF Security ID: FR0000073272
Meeting Date: APR 21, 2011 Meeting Type: Annual/Special
Record Date: APR 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Supervisory and Management
Board Members
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
4 Receive Auditors' Special Report on For For Management
Related-Party Transactions and Approve
New Transactions
5 Adopt One-Tiered Board Structure For For Management
6 Pursuant to Adoption of One-Tiered For For Management
Board Structure, Adopt New Articles of
Association
7 Subject to Approval of Item 6, Add For Against Management
Paragraph 12 to Article 31 of Bylaws
Re: Cap on Voting Rights
8 Elect Jean Paul Herteman as Director For Against Management
9 Elect Francis Mer as Director For Against Management
10 Elect Giovanni Bisignani as Director For Against Management
11 Elect Jean Lou Chameau as Director For Against Management
12 Elect Odile Desforges as Director For Against Management
13 Elect Jean Marc Forneri as Director For For Management
14 Elect Xavier Lagarde as Director For Against Management
15 Elect Michel Lucas as Director For Against Management
16 Elect Elisabeth Lulin as Director For Against Management
17 Acknowledge Appointment of Four For Against Management
Government Representatives at the Board
18 Elect Christian Halary as Director For Against Management
19 Elect Marc Aubry as Director For Against Management
20 Appoint Caroline Gregoire Sainte Marie For For Management
as Censor
21 Approve Remuneration of Supervisory For For Management
Board Members of EUR 203,700 for the
Period from Jan. 01, 2011 till April
21, 2011; and Remuneration of Directors
of EUR 466,300 for the Period from
April 22, 2011 till Dec. 31, 2011
22 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 25 Million
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Million
25 Authorize Capital Increase of Up to EUR For For Management
15 Million for Future Exchange Offers
26 Approve Issuance of Shares up to 20 For For Management
Percent of Issued Capital Per Year for
a Private Placement, up to Aggregate
Nominal Amount of EUR 10 Million
27 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 23, 24 and 26
28 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights under Items 24, 26
and 27
29 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
30 Authorize Capitalization of Reserves of For For Management
Up to EUR 15 Million for Bonus Issue or
Increase in Par Value
31 Approve Employee Stock Purchase Plan For Against Management
32 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Stock Option Plan
33 Set Total Limit for Capital Increase to For Against Management
Result from Issuance Requests under
Items 23, 24, 26, 29, 30, 31 and 32 at
EUR 60 Million
34 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
35 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
36 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer or Share Exchange Offer
37 Amend Article 14.8 of Bylaws Re: For For Shareholder
Nomination of Employee Shareholders
Representatives to the Board of
Directors
38 Elect One or Several Representatives of Against Against Shareholder
Employee Shareholders to the Board
39 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAP AG
Ticker: SAP Security ID: DE0007164600
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAY 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2011
6 Approve Cancellation of Pool of For For Management
Conditional Capital and Amend Articles
to Reflect Changes in Capital
7 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
with Partial Exclusion of Preemptive
Rights up to Aggregate Nominal Amount
of EUR 7.5 Billion; Approve Creation of
EUR 100 Million Pool of Capital to
Guarantee Conversion Rights
8 Approve Affiliation Agreement with SAP For For Management
Sechste Beteiligungs- und
Vermoegensverwaltungs GmbH
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: DE0007236101
Meeting Date: JAN 25, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Supervisory Board Report, None None Management
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2009/2010
(Non-Voting)
2 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009/2010
(Non-Voting)
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 2.70 per Share
4 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2009/2010
5 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2009/2010
6 Approve Remuneration System for For Did Not Vote Management
Management Board Members
7 Ratify Ernst & Young GmbH as Auditors For Did Not Vote Management
for Fiscal 2010/2011 and for the
Inspection of the Abbreviated Financial
Statements for the First Half of Fiscal
2010/2011
8 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For Did Not Vote Management
when Repurchasing Shares
10 Approve Creation of EUR 90 Million Pool For Did Not Vote Management
of Capital to Guarantee Conversion
Rights for Issuance of Shares to
Employees
11 Approve Remuneration of Supervisory For Did Not Vote Management
Board
12 Approve Affiliation Agreements with For Did Not Vote Management
Siemens Finance GmbH
13 Approve Issuance of Warrants/Bonds with For Did Not Vote Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 270
Million Pool of Capital to Guarantee
Conversion Rights
14 Amend Corporate Purpose Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
SONY CORPORATION
Ticker: 6758 Security ID: JP3435000009
Meeting Date: JUN 28, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stringer, Howard For For Management
1.2 Elect Director Chuubachi, Ryoji For For Management
1.3 Elect Director Kobayashi, Yotaro For For Management
1.4 Elect Director Yamauchi, Yoshiaki For For Management
1.5 Elect Director Bonfield, Peter For For Management
1.6 Elect Director Cho, Fujio For For Management
1.7 Elect Director Yasuda, Ryuuji For For Management
1.8 Elect Director Uchinaga, Yukako For For Management
1.9 Elect Director Yahagi, Mitsuaki For For Management
1.10 Elect Director Hsieh, Tsun-Yan For For Management
1.11 Elect Director Hernandez, Roland For For Management
1.12 Elect Director Anraku, Kanemitsu For For Management
1.13 Elect Director Kojima, Yorihiko For For Management
1.14 Elect Director Nagayama, Osamu For For Management
1.15 Elect Director Anzai, Yuuichiro For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: JP3404600003
Meeting Date: JUN 24, 2011 Meeting Type: Annual
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Oka, Motoyuki For For Management
2.2 Elect Director Kato, Susumu For For Management
2.3 Elect Director Omori, Kazuo For For Management
2.4 Elect Director Arai, Shunichi For For Management
2.5 Elect Director Moriyama, Takahiro For For Management
2.6 Elect Director Hamada, Toyosaku For For Management
2.7 Elect Director Nakamura, Kuniharu For For Management
2.8 Elect Director Kawahara, Takuro For For Management
2.9 Elect Director Osawa, Yoshio For For Management
2.10 Elect Director Abe, Yasuyuki For For Management
2.11 Elect Director Sasaki, Shinichi For For Management
2.12 Elect Director Doi, Masayuki For For Management
3 Approve Annual Bonus Payment to For For Management
Directors
4 Approve Stock Option Plan For For Management
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SUMITOMO RUBBER INDUSTRIES LTD.
Ticker: 5110 Security ID: JP3404200002
Meeting Date: MAR 30, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Mino, Tetsuji For For Management
2.2 Elect Director Nakano, Takaki For For Management
2.3 Elect Director Ikeda, Ikuji For For Management
2.4 Elect Director Tanaka, Hiroaki For For Management
2.5 Elect Director Kosaka, Keizo For For Management
2.6 Elect Director Kurasaka, Katsuhide For For Management
2.7 Elect Director Onga, Kenji For For Management
2.8 Elect Director Nishi, Minoru For For Management
2.9 Elect Director Ii, Yasutaka For For Management
2.10 Elect Director Ishida, Hiroki For For Management
3 Appoint Statutory Auditor Sasaki, For For Management
Yasuyuki
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: RUKN Security ID: CH0012332372
Meeting Date: APR 15, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Share Re-registration Consent For For Management
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: RUKN Security ID: CH0012332372
Meeting Date: APR 15, 2011 Meeting Type: Annual
Record Date: APR 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For Did Not Vote Management
1.2 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
3 Approve Dividend of CHF 2.75 per Share For Did Not Vote Management
from Share Premium Reserve
4 Approve Discharge of Board and Senior For Did Not Vote Management
Management
5.1.1 Reelect Raymund Breu as Director For Did Not Vote Management
5.1.2 Reelect Mathis Cabiallavetta as For Did Not Vote Management
Director
5.1.3 Reelect Raymond Ch'ien as Director For Did Not Vote Management
5.1.4 Reelect Rajna Brandon as Director For Did Not Vote Management
5.1.5 Relect Hans Maerki as Director For Did Not Vote Management
5.1.6 Elect Renato Fassbind as Director For Did Not Vote Management
5.2 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
6.1 Approve Creation of CHF 8.5 Million For Did Not Vote Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
6.2 Approve Cancellation of CHF 1.7 Million For Did Not Vote Management
Pool of Conditional Capital for
Employee Share Plan
6.3 Approve Cancellation of CHF 16 Million For Did Not Vote Management
Pool of Conditional Capital for
Convertible Bonds Issued to Berkshire
Hathaway
6.4 Approve Creation of CHF 4.2 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights for Issue of Options or
Convertible Financial Instruments
--------------------------------------------------------------------------------
SYNGENTA AG
Ticker: SYNN Security ID: CH0011037469
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Share Re-registration Consent For For Management
--------------------------------------------------------------------------------
SYNGENTA AG
Ticker: SYNN Security ID: CH0011037469
Meeting Date: APR 19, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration System For Did Not Vote Management
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve CHF 83,695 Reduction in Share For Did Not Vote Management
Capital via Cancellation of Repurchased
Shares
4.1 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
4.2 Transfer of CHF 656.3 Million from For Did Not Vote Management
Capital Reserves to Free Reserves and
Dividend of CHF 7.00 per Share
5.1 Reelect Martin Taylor as Director For Did Not Vote Management
5.2 Reelect Peter Thompson as Director For Did Not Vote Management
5.3 Reelect Rolf Watter as Director For Did Not Vote Management
5.4 Reelect Felix Weber as Director For Did Not Vote Management
6 Ratify Ernst & Young as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
TELECOM CORPORATION OF NEW ZEALAND LTD.
Ticker: TEL Security ID: NZTELE0001S4
Meeting Date: SEP 30, 2010 Meeting Type: Annual
Record Date: SEP 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize the Board to Fix the For For Management
Remuneration of KPMG, the Auditors of
the Company
2 Elect Murray Horn as a Director For For Management
3 Elect Sue Sheldon as a Director For For Management
--------------------------------------------------------------------------------
TELECOM ITALIA SPA
Ticker: TIT Security ID: IT0003497168
Meeting Date: APR 12, 2011 Meeting Type: Annual/Special
Record Date: MAR 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, and For For Management
Allocation of Income
2 Fix Number of Directors; Fix Directors' For For Management
Term and Approve Their Remuneration
3.1 Slate Submitted by Telco SpA None Did Not Vote Management
3.2 Slate Submitted by Findim Group SA None Did Not Vote Management
3.3 Slate Submitted by Institutional None For Management
Shareholders (Assogestioni)
4 Adjust Remuneration of Auditors For For Management
5 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
6 Approve Long Term Incentive Plan 2011 For For Management
7 Amend Regulations on General Meetings For For Management
8 Amend Article 15 of the Company's For For Management
Bylaws (Power of Representing the
Company)
9 Amend Article 18 of the Company's For For Management
Bylaws (Convening Shareholder Meetings)
10 Amend Article 19 of the Company's For For Management
Bylaws (Proxies)
11 Approve Capital Increase Authorization For For Management
Related to Long Term Incentive Plan
2011
--------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED.
Ticker: TLS Security ID: AU000000TLS2
Meeting Date: NOV 19, 2010 Meeting Type: Annual
Record Date: NOV 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Chairman and Chief Executive Officer None None Management
Presentations
2 Receive the Financial Statements and None None Management
Statutory Reports for the Fiscal Year
Ended June 30, 2010
3 Elect Nora Scheinkestel as a Director For For Management
4 Approve the Remuneration Report for the For For Management
Fiscal Year Ended June 30, 2010
5 Approve Adoption of a New Constitution For For Management
--------------------------------------------------------------------------------
THYSSENKRUPP AG
Ticker: TKA Security ID: DE0007500001
Meeting Date: JAN 21, 2011 Meeting Type: Annual
Record Date: DEC 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009/2010
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.45 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009/2010
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009/2010
5 Approve Remuneration System for For For Management
Management Board Members
6 Elect Ekkehard Schulz to the For Against Management
Supervisory Board
7 Ratify KPMG AG as Auditors for Fiscal For For Management
2009
--------------------------------------------------------------------------------
TRAVIS PERKINS PLC
Ticker: TPK Security ID: GB0007739609
Meeting Date: AUG 19, 2010 Meeting Type: Special
Record Date: AUG 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of The BSS Group For For Management
plc
--------------------------------------------------------------------------------
TULLOW OIL PLC
Ticker: TLW Security ID: GB0001500809
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Tutu Agyare as Director For For Management
5 Re-elect David Bamford as Director For For Management
6 Re-elect Graham Martin as Director For For Management
7 Re-elect Steven McTiernan as Director For For Management
8 Re-elect Pat Plunkett as Director For For Management
9 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TULLOW OIL PLC
Ticker: TLW Security ID: GB0001500809
Meeting Date: MAY 12, 2011 Meeting Type: Special
Record Date: MAY 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend 2005 Performance Share Plan For For Management
--------------------------------------------------------------------------------
TURK TELEKOMUNIKASYON AS
Ticker: TTKOM Security ID: TRETTLK00013
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For Did Not Vote Management
Council of Meeting
2 Authorize Presiding Council to Sign For Did Not Vote Management
Minutes of Meeting
3 Receive Board Report None None Management
4 Receive Internal Audit Report None None Management
5 Receive External Audit Report None None Management
6 Accept Financial Statements For Did Not Vote Management
7 Ratify Director Appointments For Did Not Vote Management
8 Appoint Internal Auditors For Did Not Vote Management
9 Approve Discharge of Board For Did Not Vote Management
10 Approve Discharge of Auditors For Did Not Vote Management
11 Approve Allocation of Income For Did Not Vote Management
12 Ratify External Auditors For Did Not Vote Management
13 Approve Remuneration of Directors and For Did Not Vote Management
Internal Auditors
14 Receive Information on Profit None None Management
Distribution Policy
15 Receive Information on External None None Management
Auditors
16 Receive Information on Charitable None None Management
Donations
17 Receive Information on Related Party None None Management
Transactions
18 Authorize Board to Acquire Businesses For Did Not Vote Management
up to a EUR 300 million value
19 Authorize Board to Establish New For Did Not Vote Management
Companies in Relation to Business
Acquired
20 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Parties
21 Grant Permission for Board Members to For Did Not Vote Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
22 Close Meeting None None Management
--------------------------------------------------------------------------------
VINCI
Ticker: DG Security ID: FR0000125486
Meeting Date: MAY 02, 2011 Meeting Type: Annual/Special
Record Date: APR 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.67 per Share
4 Reelect Pascale Sourisse as Director For For Management
5 Reelect Robert Castaigne as Director For For Management
6 Reelect Jean Bernard Levy as Director For For Management
7 Elect Elisabeth Boyer as Representative For For Management
of Employee Shareholders to the Board
8 Elect Gerard Duez as Representative of For Against Management
Employee Shareholders to the Board
9 Elect Gerard Francon as Representative For Against Management
of Employee Shareholders to the Board
10 Elect Bernard Klemm as Representative For Against Management
of Employee Shareholders to the Board
11 Elect Bernard Chabalier as For Against Management
Representative of Employee Shareholders
to the Board
12 Elect Jean-Luc Lebouil as For Against Management
Representative of Employee Shareholders
to the Board
13 Elect Denis Marchal as Representative For Against Management
of Employee Shareholders to the Board
14 Elect Rolland Sabatier as For Against Management
Representative of Employee Shareholders
to the Board
15 Elect Pascal Taccoen as Representative For Against Management
of Employee Shareholders to the Board
16 Elect Cosimo Lupo as Representative of For Against Management
Employee Shareholders to the Board
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Approve Transactions with a Related For For Management
Parties Re: Financing of Prado Sud
19 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
20 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
22 Authorize Issuance of Specific For For Management
Convertible Bonds without Preemptive
Rights Named OCEANE, up to an Aggregate
Nominal Amount EUR 150 Million
23 Approve Issuance of Convertible Bonds For For Management
without Preemptive Rights Other than
OCEANE, up to an Aggregate Nominal
Amount EUR 150 Million
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
26 Approve Employee Stock Purchase Plan For For Management
27 Approve Stock Purchase Plan Reserved For For Management
for Employees of International
Subsidiaries
28 Authorize up to 0.9 Percent of Issued For For Management
Capital for Use in Stock Option Plan
29 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: GB00B16GWD56
Meeting Date: JUL 27, 2010 Meeting Type: Annual
Record Date: JUL 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Sir John Bond as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Stephen Pusey as Director For For Management
8 Re-elect Alan Jebson as Director For For Management
9 Re-elect Samuel Jonah as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase For For Management
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
24 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
WHARF (HOLDINGS) LTD.
Ticker: 00004 Security ID: HK0004000045
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: JUN 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statement and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Reelect Paul M. P. Chan as Director For For Management
3b Reelect Vincent K. Fang as Director For For Management
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Approve Increase in the Authorized For For Management
Share Capital of the Company
9 Adopt Share Option Scheme For For Management
--------------------------------------------------------------------------------
WISTRON CORP.
Ticker: 3231 Security ID: TW0003231007
Meeting Date: JUN 22, 2011 Meeting Type: Annual
Record Date: APR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2010 Business Operations Report For For Management
and Financial Statements
2 Approve 2010 Allocation of Income and For For Management
Dividends
3 Approve Capitalization of Income and For For Management
Dividends and Issuance of New Shares
4 Amend Articles of Association For For Management
5 Approve Increase of Cash Capital and For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt or Increase of Cash
Capital and Issuance of Ordinary Shares
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: JE00B3DMTY01
Meeting Date: JUN 02, 2011 Meeting Type: Annual
Record Date: MAY 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve the Corporate Responsibility For For Management
Report
4 Amend Articles of Association Re: For For Management
Annual Re-election of Directors
5 Elect Ruigang Li as Director For For Management
6 Elect Solomon Trujillo as Director For For Management
7 Re-elect Colin Day as Director For For Management
8 Re-elect Esther Dyson as Director For For Management
9 Re-elect Orit Gadiesh as Director For For Management
10 Re-elect Philip Lader as Director For For Management
11 Re-elect Stanley Morten as Director For For Management
12 Re-elect Koichiro Naganuma as Director For For Management
13 Re-elect Lubna Olayan as Director For For Management
14 Re-elect John Quelch as Director For For Management
15 Re-elect Mark Read as Director For For Management
16 Re-elect Paul Richardson as Director For For Management
17 Re-elect Jeffrey Rosen as Director For For Management
18 Re-elect Timothy Shriver as Director For For Management
19 Re-elect Sir Martin Sorrell as Director For For Management
20 Re-elect Paul Spencer as Director For For Management
21 Reappoint Deloitte LLP as Auditors and For For Management
Authorise the Board to Determine Their
Remuneration
22 Authorise Issue of Equity with For For Management
Pre-emptive Rights
23 Approve Increase in Maximum Annual For For Management
Aggregate Fees of the Directors
24 Approve Scrip Dividend For For Management
25 Authorise Market Purchase For For Management
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
XSTRATA PLC
Ticker: XTA Security ID: GB0031411001
Meeting Date: MAY 04, 2011 Meeting Type: Annual
Record Date: MAY 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Mick Davis as Director For For Management
5 Re-elect Dr Con Fauconnier as Director For For Management
6 Re-elect Ivan Glasenberg as Director For For Management
7 Re-elect Peter Hooley as Director For For Management
8 Re-elect Claude Lamoureux as Director For For Management
9 Re-elect Trevor Reid as Director For For Management
10 Re-elect Sir Steve Robson as Director For For Management
11 Re-elect David Rough as Director For For Management
12 Re-elect Ian Strachan as Director For For Management
13 Re-elect Santiago Zaldumbide as For For Management
Director
14 Elect Sir John Bond as Director For For Management
15 Elect Aristotelis Mistakidis as For For Management
Director
16 Elect Tor Peterson as Director For For Management
17 Reappoint Ernst & Young LLP as Auditors For For Management
and Authorise Their Remuneration
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise the Company to Call EGM with For For Management
Not Less Than 20 Clear Days' Notice
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: NO0010208051
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
2 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 5.50 per
Share
3 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
4 Approve Remuneration of Auditors For Did Not Vote Management
5 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 445,000 for Chairman,
and NOK 256,000 for Other Directors;
Approve Remuneration for Committee Work
6 Approve Remuneration of Nominating For Did Not Vote Management
Committee
7 Approve Guidelines for Nominating For Did Not Vote Management
Committee; Amend Articles Accordingly
8 Amend Articles Re: Electronic For Did Not Vote Management
Communication
9 Approve NOK 2 Million Reduction in For Did Not Vote Management
Share Capital via Share Cancellation
10 Authorize Repurchase of up to Five For Did Not Vote Management
Percent of Issued Shares
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) |
HSBC Advisor Funds Trust |
By (Signature and Title)* |
/s/ Richard A. Fabietti |
Richard A. Fabietti, President |
|
Date: |
August 8, 2011 |
* Print the name and title of each signing officer under his or her signature.