0000919574-11-006471.txt : 20111121 0000919574-11-006471.hdr.sgml : 20111121 20111118161331 ACCESSION NUMBER: 0000919574-11-006471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111116 FILED AS OF DATE: 20111118 DATE AS OF CHANGE: 20111118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FiberTower CORP CENTRAL INDEX KEY: 0001010286 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 521869023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 185 BERRY STREET STREET 2: SUITE 4800 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: (415) 659-1350 MAIL ADDRESS: STREET 1: 185 BERRY STREET STREET 2: SUITE 4800 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AVENUE NETWORKS INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED RADIO TELECOM CORP DATE OF NAME CHANGE: 19960503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENINSULA INVESTMENT PARTNERS, L.P. CENTRAL INDEX KEY: 0001130325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21091 FILM NUMBER: 111216262 BUSINESS ADDRESS: STREET 1: 404B EAST MAIN STREET STREET 2: 2ND FLOOR CITY: CHARLOTTESVILLE, STATE: VA ZIP: 22902 BUSINESS PHONE: 434-297-0816 MAIL ADDRESS: STREET 1: 404B EAST MAIN STREET STREET 2: 2ND FLOOR CITY: CHARLOTTESVILLE, STATE: VA ZIP: 22902 FORMER NAME: FORMER CONFORMED NAME: PENINSULA INVESTMENT PARTNERS LP DATE OF NAME CHANGE: 20030115 FORMER NAME: FORMER CONFORMED NAME: PENINSULA PARTNERS LP DATE OF NAME CHANGE: 20001220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENINSULA CAPITAL ADVISORS LLC CENTRAL INDEX KEY: 0001265816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21091 FILM NUMBER: 111216261 BUSINESS ADDRESS: STREET 1: 404B EAST MAIN STREET STREET 2: 2ND FLOOR CITY: CHARLOTTESVILLE, STATE: VA ZIP: 22902 BUSINESS PHONE: 434-297-0816 MAIL ADDRESS: STREET 1: 404B EAST MAIN STREET STREET 2: 2ND FLOOR CITY: CHARLOTTESVILLE, STATE: VA ZIP: 22902 4 1 p1244511.xml OWNERSHIP DOCUMENT X0304 4 2011-11-16 0 0001010286 FiberTower CORP FTWR 0001130325 PENINSULA INVESTMENT PARTNERS, L.P. 404B EAST MAIN STREET 2ND FLOOR CHARLOTTESVILLE VA 22902 0 0 1 0 0001265816 PENINSULA CAPITAL ADVISORS LLC 404B EAST MAIN STREET 2ND FLOOR CHARLOTTESVILLE VA 22902 0 0 1 0 Common Stock, par value $0.001 per share 2011-11-16 4 S 0 1000000 .3347 D 5830000 D Common Stock, par value $0.001 per share 2011-11-16 4 S 0 1000000 .3347 D 5830000 I See footnote Common Stock, par value $0.001 per share 2011-11-17 4 S 0 525000 .2493 D 5305000 D Common Stock, par value $0.001 per share 2011-11-17 4 S 0 525000 .2493 D 5305000 I See footnote Common Stock, par value $0.001 per share 2011-11-18 4 S 0 335000 .3187 D 4970000 D Common Stock, par value $0.001 per share 2011-11-18 4 S 0 335000 .3187 D 4970000 I See footnote The reported securities are directly owned by Peninsula Investment Partners, L.P. (the "Partnership"), which is a reporting person. The reported securities are held in the account of the Partnership and may be deemed to be beneficially owned by Peninsula Capital Advisors, LLC by virtue of its role as the investment manager of the Partnership. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Peninsula Investment Partners LP, By: Peninsula Capital Appreciation, LLC, its general partner By: /s/ R. Ted Weschler, Managing Member 2011-11-18 Peninsula Capital Advisors LLC, By: /s/ R. Ted Weschler, Managing Member 2011-11-18