-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FunSuASmR0dRlqc6+v6RCtrllU/0L199YZcZwsYfj5zWC66qxmAyMHXs8ZCVC7ds anOsNB1UrYJ9jET0naT5FQ== 0001140361-08-004199.txt : 20080214 0001140361-08-004199.hdr.sgml : 20080214 20080214162234 ACCESSION NUMBER: 0001140361-08-004199 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 GROUP MEMBERS: BRIAN JAY STARK SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Redpoint Bio CORP CENTRAL INDEX KEY: 0001328003 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 203215854 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81258 FILM NUMBER: 08616448 BUSINESS ADDRESS: STREET 1: 7 GRAPHICS DRIVE CITY: EWING STATE: NJ ZIP: 08628 BUSINESS PHONE: 609 637-9700 MAIL ADDRESS: STREET 1: 7 GRAPHICS DRIVE CITY: EWING STATE: NJ ZIP: 08628 FORMER COMPANY: FORMER CONFORMED NAME: Robcor Properties Inc DATE OF NAME CHANGE: 20050520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROTH MICHAEL CENTRAL INDEX KEY: 0001010207 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 4142411810 MAIL ADDRESS: STREET 1: 10556 N PORT WASHINGTON RD CITY: MEQUON STATE: WI ZIP: 53092 SC 13G/A 1 formsc13ga.htm ROTH & STARK SC13GA 12-31-2007 formsc13ga.htm


SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN THE STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
 
(Amendment No. 1)*
 
Redpoint Bio Corporation
(Name of Issuer)
 
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
 
09060J106
(CUSIP Number)
 
December 31, 2007

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
£
Rule 13d-1(b)
 
 
R
Rule 13d-1(c)
 
 
£
Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 
 

 

 
SCHEDULE 13G
 
CUSIP NO.   09060J106
 
Page 2 of 6

 
NAMES OF REPORTING PERSONS
   
 
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
   
1
     
 
Michael A. Roth and Brian J. Stark, as joint filers pursuant to Rule 13d-1(k)
   
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)  þ
2
   
(b)  ¨
       
 
SEC USE ONLY
   
3
     
       
 
CITIZENSHIP OR PLACE OF ORGANIZATION
   
4
     
 
United States of America
   
NUMBER OF
 
SOLE VOTING POWER
 
5
 
SHARES
 
0
   
SHARED VOTING POWER
BENEFICIALLY
6
 
   
4,183,000 shares of Common Stock (See Item 4)
OWNED BY EACH
 
SOLE DISPOSITIVE POWER
 
7
 
REPORTING
 
0
   
SHARED DISPOSITIVE POWER
PERSON WITH
8
 
   
4,183,000 shares of Common Stock (See Item 4)
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
9
     
 
4,183,000 shares of Common Stock (See Item 4)
   
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
£
10
     
       
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
11
     
 
5.2% (see Item 4)
   
 
TYPE OF REPORTING PERSON
   
12
     
 
IN
   
 
 
 

 

 
SCHEDULE 13G
 
CUSIP NO.   09060J106
 
Page 3 of 6

Item 1(a).
Name of Issuer:
 
Redpoint Bio Corporation (the "Issuer")

Item 1(b).
Address of Issuer's Principal Executive Offices:
 
7 Graphics Drive
Ewing, New Jersey 08628

Items 2(a),
(b) and (c).
Name of Persons Filing, Address of Principal Business Office and Citizenship:
 
This Amendment No. 1 to Schedule 13G is being filed on behalf of Michael A. Roth and Brian J. Stark, as joint filers (collectively, the "Reporting Persons").
 
The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Amendment No. 1 to Schedule 13G as Exhibit 1, pursuant to which the Reporting Persons have agreed to file this Amendment No. 1 to Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
 
The principal business office of the Reporting Persons is 3600 South Lake Drive, St. Francis, WI 53235.  The Reporting Persons are citizens of the United States of America.
 
Item 2(d).
Title of Class of Securities:
 
Common Stock, par value $0.0001 per share (the "Common Stock")

Item 2(e).
CUSIP Number:
 
09060J106
 
Item 3.
Not applicable
 
Item 4.
Ownership.
 
 
(a)
Amount beneficially owned:
 
4,183,000 shares of Common Stock*
 
 
(b)
Percent of class:
 
Based on 79,127,995 shares of Common Stock of the Issuer outstanding as of November 14, 2007, as reported on the Issuer’s Quarterly Report on Form 10-Q for the period ended September 30, 2007, as well as warrants held by the Reporting Persons to purchase 834,600 shares of Common Stock, the Reporting Persons hold approximately 5.2%* of the issued and outstanding Common Stock of the Issuer.
 


 
SCHEDULE 13G
 
CUSIP NO.   09060J106
 
Page 4 of 6
 
 
(c)
Number of shares to which such person has:

 
(i)
Sole power to vote or direct the vote:  0
 
 
(ii)
Shared power to vote or direct the vote: 4,183,000 shares of Common Stock*
 
 
(iii)
Sole power to dispose or to direct the disposition of:  0
 
 
(iv)
Shared power to dispose of or direct the disposition of: 4,183,000 shares of Common Stock*
 
*The Reporting Persons beneficially own an aggregate of 4,183,000 shares of Common Stock.  The foregoing amount of Common Stock and percentage ownership represent the combined indirect holdings of Michael A. Roth and Brian J. Stark.  The Common Stock reported in this Amendment No. 1 to Schedule 13G includes 834,600 shares of Common Stock issuable upon the exercise of warrants held by the Reporting Persons.
 
All of the foregoing represents an aggregate of 4,183,000 shares of Common Stock held directly by SF Capital Partners Ltd. ("SF Capital").  The Reporting Persons are the Managing Members of Stark Offshore Management LLC ("Stark Offshore"), which acts as investment manager and has sole power to direct the management of SF Capital.  Through Stark Offshore, the Reporting Persons possess voting and dispositive power over all of the foregoing shares.  Therefore, for the purposes of Rule 13d-3 under the Exchange Act, the Reporting Persons may be deemed to be the beneficial owners of, but hereby disclaim such beneficial ownership of, the foregoing shares.
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
Not applicable
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company.
 
Not applicable

Item 8.
Identification and Classification of Members of the Group.
 
Not applicable
 


 
SCHEDULE 13G
 
CUSIP NO.   09060J106
 
Page 5 of 6
 
Item 9.
Notice of Dissolution of a Group.
 
Not applicable
 
Item 10.
Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 

 

 
SCHEDULE 13G
 
CUSIP NO.   09060J106
 
Page 6 of 6
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:
February 14, 2008
 

 
 
/s/ Michael A. Roth
 
 
Michael A. Roth
 
     
 
/s/ Brian J. Stark
 
 
Brian J. Stark
 

 

EX-1 2 ex1.htm EXHIBIT 1 ex1.htm


 
SCHEDULE 13G
 
CUSIP NO.   09060J106
    

Exhibit 1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to 4,183,000 shares of Common Stock of Redpoint Bio Corporation and further agree that this Joint Filing Agreement shall be included as an exhibit to such joint filings.

The undersigned further agree that each party hereto is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided, however, that no party is responsible for the completeness or accuracy of the information concerning any other party making the filing, unless such party knows or has reason to believe that such information is inaccurate.

IN WITNESS WHEREOF, the parties have executed this Joint Filing Agreement on February 14, 2008.

 
 
/s/ Michael A. Roth
 
 
Michael A. Roth
 
     
 
/s/ Brian J. Stark
 
 
Brian J. Stark
 
 
 

-----END PRIVACY-ENHANCED MESSAGE-----