0000930413-19-002803.txt : 20191108 0000930413-19-002803.hdr.sgml : 20191108 20191108100424 ACCESSION NUMBER: 0000930413-19-002803 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCG ADVISORS, LLC CENTRAL INDEX KEY: 0001009950 IRS NUMBER: 223448536 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14872 FILM NUMBER: 191202632 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 973-635-7374 MAIL ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: FCG Wealth Management, LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS, LLC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS LLC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009950 XXXXXXXX 09-30-2019 09-30-2019 false FCG ADVISORS, LLC
ONE MAIN STREET #202 Chatham NJ 07928
13F HOLDINGS REPORT 028-14872 N
Jay Haas CCO 484-200-5945 /s/ Jay Haas Chatham NJ 11-08-2019 0 160 327976
INFORMATION TABLE 2 infotable.xml ALPS ETF TR ALERIAN MLP ETF 00162Q866 154 16862 SH SOLE 0 0 0 AT&T INC COM COM 00206R102 1349 35643 SH SOLE 0 0 0 ABBOTT LABS COM COM 002824100 276 3300 SH SOLE 0 0 0 ABBVIE INC COM COM 00287Y109 237 3136 SH SOLE 0 0 0 ADOBE INC COM COM 00724F101 608 2200 SH SOLE 0 0 0 ALIBABA GROUP HLDG L SPONSORED ADS ADR 01609W102 257 1539 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C COM 02079K107 1198 983 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A COM 02079K305 615 504 SH SOLE 0 0 0 ALTRIA GROUP INC COM COM 02209S103 233 5706 SH SOLE 0 0 0 AMAZON COM INC COM COM 023135106 1561 899 SH SOLE 0 0 0 AMERICAN TOWER CORP COM COM 03027X100 352 1591 SH SOLE 0 0 0 AMGEN INC COM COM 031162100 225 1163 SH SOLE 0 0 0 APPLE INC COM COM 037833100 5720 25540 SH SOLE 0 0 0 APPLIED MATLS INC COM COM 038222105 247 4959 SH SOLE 0 0 0 AQUA AMERICA INC COM COM 03836W103 346 7710 SH SOLE 0 0 0 ARES CAP CORP COM COM 04010L103 193 10375 SH SOLE 0 0 0 AUTOMATIC DATA PROCE COM COM 053015103 350 2170 SH SOLE 0 0 0 BB&T CORP COM COM 054937107 432 8098 SH SOLE 0 0 0 BAIN CAP SPECIALTY F COM COM 05684B107 290 15279 SH SOLE 0 0 0 BANK AMER CORP COM COM 060505104 396 13568 SH SOLE 0 0 0 BERKSHIRE HATHAWAY I CL B NEW COM 084670702 1756 8440 SH SOLE 0 0 0 BLACKSTONE GROUP INC COM CL A COM 09260D107 403 8260 SH SOLE 0 0 0 BOEING CO COM COM 097023105 358 941 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB COM COM 110122108 308 6079 SH SOLE 0 0 0 CATERPILLAR INC DEL COM COM 149123101 201 1592 SH SOLE 0 0 0 CELGENE CORP COM COM 151020104 17845 179710 SH SOLE 0 0 0 CELGENE CORP RIGHT 12/31/2030 RIGHT 151020112 30 52807 SH SOLE 0 0 0 CHEVRON CORP NEW COM COM 166764100 307 2591 SH SOLE 0 0 0 CISCO SYS INC COM COM 17275R102 686 13877 SH SOLE 0 0 0 COCA COLA CO COM COM 191216100 1780 32696 SH SOLE 0 0 0 COMCAST CORP NEW CL A COM 20030N101 758 16811 SH SOLE 0 0 0 CONAGRA BRANDS INC COM COM 205887102 288 9384 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM COM 22160K105 201 699 SH SOLE 0 0 0 DIPLOMAT PHARMACY INC COM COM 25456K101 167 34000 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY COM 254687106 309 2373 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW COM 26441C204 325 3391 SH SOLE 0 0 0 ECOLAB INC COM COM 278865100 356 1800 SH SOLE 0 0 0 ENBRIDGE INC COM COM 29250N105 308 8792 SH SOLE 0 0 0 EXXON MOBIL CORP COM COM 30231G102 2290 32426 SH SOLE 0 0 0 FACEBOOK INC CL A COM 30303M102 1169 6566 SH SOLE 0 0 0 FIRST MERCHANTS CORP COM COM 320817109 2549 67738 SH SOLE 0 0 0 FORD MTR CO DEL COM COM 345370860 109 11938 SH SOLE 0 0 0 GALLAGHER ARTHUR J & COM COM 363576109 463 5164 SH SOLE 0 0 0 GENERAL DYNAMICS COR COM COM 369550108 219 1199 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM COM 369604103 259 29009 SH SOLE 0 0 0 GENERAL MLS INC COM COM 370334104 254 4599 SH SOLE 0 0 0 HOME DEPOT INC COM COM 437076102 266 1147 SH SOLE 0 0 0 IDEXX LABS INC COM COM 45168D104 690 2538 SH SOLE 0 0 0 INTEL CORP COM COM 458140100 447 8684 SH SOLE 0 0 0 INTERCONTINENTAL EXC COM COM 45866F104 565 6127 SH SOLE 0 0 0 INTERNATIONAL BUSINE COM COM 459200101 365 2511 SH SOLE 0 0 0 INVESCO ACTIVELY MAN ULTRA SHRT DUR COM 46090A887 304 6032 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 ETF 46090E103 3223 17069 SH SOLE 0 0 0 INVESCO EXCHANGE TRA S&P500 QUALITY COM 46137V241 461 13747 SH SOLE 0 0 0 INVESCO EXCHANGE TRA S&P500 EQL WGT COM 46137V357 364 3371 SH SOLE 0 0 0 INVESCO EXCHNG TRADE S&P500 LOW VOL COM 46138E354 2458 42448 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2019 CB ETF 46138J304 5069 240457 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2019 HY ETF 46138J403 3233 135168 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2020 CB ETF 46138J502 7021 329642 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2020 HY ETF 46138J601 3564 148854 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2021 CB ETF 46138J700 6735 316807 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2021 HY ETF 46138J809 2879 116884 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2024 CB ETF 46138J841 1747 81525 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2023 HY ETF 46138J858 720 27604 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2023 CB ETF 46138J866 3892 182823 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2022 HY ETF 46138J874 2212 90779 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2022 CB ETF 46138J882 5953 276996 SH SOLE 0 0 0 ISHARES TR S&P 100 ETF ETF 464287101 2360 17946 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF ETF 464287168 249 2443 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 6911 23152 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF ETF 464287234 309 7558 SH SOLE 0 0 0 ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF 464287242 234 1839 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 22922 127325 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 20645 173281 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD ETF 464287457 390 4601 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 3595 55133 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF ETF 464287473 1708 19036 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF ETF 464287481 1420 10048 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF ETF 464287598 2750 21445 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF ETF 464287614 1785 11184 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF ETF 464287622 2447 14869 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 771 6454 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF ETF 464287648 339 1757 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 961 6352 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US ETF 464288240 1489 32345 SH SOLE 0 0 0 ISHARES TR EAFE SML CP ETF ETF 464288273 3164 55292 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF ETF 464288448 386 12570 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC ETF 464288687 294 7822 SH SOLE 0 0 0 ISHARES TR IBONDS DEC25 ETF ETF 46434VBD1 302 11655 SH SOLE 0 0 0 ISHARES TR ESG MSCI USA ETF ETF 46435G425 608 9306 SH SOLE 0 0 0 JPMORGAN CHASE &CO COM COM 46625H100 3432 29159 SH SOLE 0 0 0 JP MORGAN EXCHANGE T ULTRA SHT MUNCPL COM 46641Q654 519 10301 SH SOLE 0 0 0 JP MORGAN EXCHANGE T ULTRA SHRT INC COM 46641Q837 2217 43971 SH SOLE 0 0 0 JOHNSON &JOHNSON COM COM 478160104 5299 40955 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM COM 494368103 208 1466 SH SOLE 0 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR ADR 539439109 49 18582 SH SOLE 0 0 0 MSB FINL CORP NEW COM COM 55352L101 416 25821 SH SOLE 0 0 0 MARKEL CORP COM COM 570535104 242 205 SH SOLE 0 0 0 MERCK &CO INC COM COM 58933Y105 232 2753 SH SOLE 0 0 0 MICROSOFT CORP COM COM 594918104 3360 24166 SH SOLE 0 0 0 NIKE INC CL B COM 654106103 221 2351 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR ADR 66987V109 501 5762 SH SOLE 0 0 0 PARK NATL CORP COM COM 700658107 633 6674 SH SOLE 0 0 0 PEPSICO INC COM COM 713448108 379 2768 SH SOLE 0 0 0 PFIZER INC COM COM 717081103 552 15368 SH SOLE 0 0 0 PHILIP MORRIS INTL I COM COM 718172109 266 3504 SH SOLE 0 0 0 PIMCO ETF TR ACTIVE BD ETF ETF 72201R775 290 2660 SH SOLE 0 0 0 PIONEER NAT RES CO COM COM 723787107 204 1623 SH SOLE 0 0 0 POOL CORPORATION COM COM 73278L105 372 1845 SH SOLE 0 0 0 PROCTER &GAMBLE CO COM COM 742718109 382 3074 SH SOLE 0 0 0 PROSHARES TR DJ BRKFLD GLB ETF 74347B508 833 18280 SH SOLE 0 0 0 PUBLIC SVC ENTERPRIS COM COM 744573106 487 7848 SH SOLE 0 0 0 QUALCOMM INC COM COM 747525103 246 3225 SH SOLE 0 0 0 RPM INTL INC COM COM 749685103 1011 14689 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 9820 33088 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 1226 8825 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF ETF 78463X749 248 4776 SH SOLE 0 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT ETF 78464A359 970 18487 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 1393 13575 SH SOLE 0 0 0 SPDR DOW JONES INDL UT SER 1 COM 78467X109 4793 17805 SH SOLE 0 0 0 SOUTH JERSEY INDUSTRIES COM 838518108 963 29256 SH SOLE 0 0 0 SOUTHERN CO COM COM 842587107 228 3684 SH SOLE 0 0 0 SQUARE INC CL A COM 852234103 266 4300 SH SOLE 0 0 0 STANLEY BLACK &DECKE COM COM 854502101 292 2020 SH SOLE 0 0 0 STARBUCKS CORP COM COM 855244109 272 3074 SH SOLE 0 0 0 TESLA INC COM COM 88160R101 201 836 SH SOLE 0 0 0 TETRA TECH INC NEW COM COM 88162G103 217 2500 SH SOLE 0 0 0 3M CO COM COM 88579Y101 690 4195 SH SOLE 0 0 0 UNITED PARCEL SERVIC CL B COM 911312106 301 2515 SH SOLE 0 0 0 UNITED TECHNOLOGIES COM COM 913017109 497 3639 SH SOLE 0 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E ETF 92189F791 219 6026 SH SOLE 0 0 0 VANGUARD GROUP DIV APP ETF ETF 921908844 507 4241 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS 500 GRTH IDX F COM 921932505 3322 20548 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS 500 VAL IDX FD ETF 921932703 3144 27352 SH SOLE 0 0 0 VANGUARD BD INDEX FD INTERMED TERM ETF 921937819 351 3984 SH SOLE 0 0 0 VANGUARD BD INDEX FD SHORT TRM BOND ETF 921937827 784 9707 SH SOLE 0 0 0 VANGUARD BD INDEX FUND INC TOTAL BOND MARKET ETF 921937835 539 6381 SH SOLE 0 0 0 VANGUARD TAX MANAGED FTSE DEV MKT ETF ETF 921943858 49624 1207974 SH SOLE 0 0 0 VANGUARD WHITEHALL F HIGH DIV YLD COM 921946406 985 11096 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE SMCAP ETF ETF 922042718 896 8784 SH SOLE 0 0 0 VANGUARD INTL EQUITY TT WRLD ST ETF ETF 922042742 1675 22390 SH SOLE 0 0 0 VANGUARD INTL EQUITY ALLWRLD EX US COM 922042775 729 14601 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF ETF 922042858 855 21238 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EUROPE ETF ETF 922042874 372 6937 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF ETF 92204A702 421 1953 SH SOLE 0 0 0 VANGUARD SCOTTSDALE SHRT TRM CORP BD COM 92206C409 1132 13965 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS ETF 922908363 235 862 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 315 2785 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF ETF 922908553 551 5908 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 261 2028 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 212 1263 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 2470 18121 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF ETF 922908652 30879 265441 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 450 2703 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 807 7229 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 261 1697 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 2560 16952 SH SOLE 0 0 0 VERIZON COMMUNICATIO COM COM 92343V104 901 14931 SH SOLE 0 0 0 WELLS FARGO CO NEW COM COM 949746101 605 11987 SH SOLE 0 0 0 CHUBB LIMITED COM COM H1467J104 241 1492 SH SOLE 0 0 0