0000930413-19-001630.txt : 20190510 0000930413-19-001630.hdr.sgml : 20190510 20190510061216 ACCESSION NUMBER: 0000930413-19-001630 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 EFFECTIVENESS DATE: 20190510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCG ADVISORS, LLC CENTRAL INDEX KEY: 0001009950 IRS NUMBER: 223448536 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14872 FILM NUMBER: 19812728 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 973-635-7374 MAIL ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: FCG Wealth Management, LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS, LLC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS LLC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009950 XXXXXXXX 03-31-2019 03-31-2019 false FCG ADVISORS, LLC

ONE MAIN STREET #202 Chatham NJ 07928

13F HOLDINGS REPORT 028-14872 N Jay Haas 484-200-5945 /s/ Jay Haas Chatham NJ 05-10-2019 0 145 302023 INFORMATION TABLE 2 infotable.xml ALPS ETF TR ALERIAN MLP ETF 00162Q866 167 16626 SH SOLE 0 0 0 AT&T INC COM COM 00206R102 1087 34677 SH SOLE 0 0 0 ABBOTT LABS COM COM 002824100 264 3300 SH SOLE 0 0 0 ABBVIE INC COM COM 00287Y109 230 2850 SH SOLE 0 0 0 ADOBE INC COM COM 00724F101 586 2200 SH SOLE 0 0 0 ALIBABA GROUP HLDG L SPONSORED ADS ADR 01609W102 281 1539 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C COM 02079K107 1136 968 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A COM 02079K305 579 492 SH SOLE 0 0 0 ALTRIA GROUP INC COM COM 02209S103 309 5381 SH SOLE 0 0 0 AMAZON COM INC COM COM 023135106 1344 755 SH SOLE 0 0 0 AMERICAN TOWER CORP COM COM 03027X100 313 1587 SH SOLE 0 0 0 APPLE INC COM COM 037833100 4947 26043 SH SOLE 0 0 0 AQUA AMERICA INC COM COM 03836W103 305 8371 SH SOLE 0 0 0 AUTOMATIC DATA PROCE COM COM 053015103 347 2170 SH SOLE 0 0 0 BB&T CORP COM COM 054937107 368 7904 SH SOLE 0 0 0 BANK AMER CORP COM COM 060505104 429 15551 SH SOLE 0 0 0 BERKSHIRE HATHAWAY I CL B NEW COM 084670702 1593 7931 SH SOLE 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD COM 09253U108 291 8324 SH SOLE 0 0 0 BOEING CO COM COM 097023105 389 1019 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB COM COM 110122108 279 5848 SH SOLE 0 0 0 CME GROUP INC COM CL A COM 12572Q105 684 4156 SH SOLE 0 0 0 CATERPILLAR INC DEL COM COM 149123101 229 1691 SH SOLE 0 0 0 CELGENE CORP COM COM 151020104 17198 182302 SH SOLE 0 0 0 CELGENE CORP RIGHT 12/31/2030 RIGHT 151020112 121 109217 SH SOLE 0 0 0 CHEVRON CORP NEW COM COM 166764100 324 2628 SH SOLE 0 0 0 CISCO SYS INC COM COM 17275R102 753 13938 SH SOLE 0 0 0 COCA COLA CO COM COM 191216100 1509 32208 SH SOLE 0 0 0 COMCAST CORP NEW CL A COM 20030N101 648 16197 SH SOLE 0 0 0 CONAGRA BRANDS INC COM COM 205887102 256 9242 SH SOLE 0 0 0 DIPLOMAT PHARMACY INC COM COM 25456K101 198 34000 SH SOLE 0 0 0 DISNEY WALT CO COM DISNEY COM 254687106 257 2317 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW COM 26441C204 271 3008 SH SOLE 0 0 0 ECOLAB INC COM COM 278865100 318 1800 SH SOLE 0 0 0 ENBRIDGE INC COM COM 29250N105 230 6341 SH SOLE 0 0 0 EXXON MOBIL CORP COM COM 30231G102 2684 33216 SH SOLE 0 0 0 FACEBOOK INC CL A COM 30303M102 1058 6349 SH SOLE 0 0 0 FIRST MERCHANTS CORP COM COM 320817109 2564 69570 SH SOLE 0 0 0 FORD MTR CO DEL COM COM 345370860 109 12452 SH SOLE 0 0 0 GALLAGHER ARTHUR J & COM COM 363576109 474 6064 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM COM 369604103 302 30238 SH SOLE 0 0 0 GENERAL MLS INC COM COM 370334104 220 4260 SH SOLE 0 0 0 HOME DEPOT INC COM COM 437076102 220 1146 SH SOLE 0 0 0 IDEXX LABS INC COM COM 45168D104 568 2538 SH SOLE 0 0 0 INTEL CORP COM COM 458140100 472 8786 SH SOLE 0 0 0 INTERCONTINENTAL EXC COM COM 45866F104 467 6127 SH SOLE 0 0 0 INTERNATIONAL BUSINE COM COM 459200101 364 2581 SH SOLE 0 0 0 INVESCO ACTIVELY MAN ULTRA SHRT DUR COM 46090A887 357 7103 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 ETF 46090E103 2179 12131 SH SOLE 0 0 0 INVESCO EXCHANGE TRA S&P500 QUALITY COM 46137V241 460 14299 SH SOLE 0 0 0 INVESCO EXCHANGE TRA S&P500 EQL WGT COM 46137V357 351 3365 SH SOLE 0 0 0 INVESCO EXCHNG TRADE S&P500 LOW VOL COM 46138E354 1976 37547 SH SOLE 0 0 0 INVESCO EXCHNG TRADE S&P500 HDL VOL COM 46138E362 234 5516 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2019 CB ETF 46138J304 5205 247036 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2019 HY ETF 46138J403 3353 139722 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2020 CB ETF 46138J502 7051 332285 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2020 HY ETF 46138J601 3600 149506 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2021 CB ETF 46138J700 6396 304130 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2021 HY ETF 46138J809 2587 104704 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2024 CB ETF 46138J841 523 25216 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2023 HY ETF 46138J858 448 17224 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2023 CB ETF 46138J866 2232 107301 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2022 HY ETF 46138J874 1781 72792 SH SOLE 0 0 0 INVESCO EXCH TRD SLF BULSHS 2022 CB ETF 46138J882 5168 244678 SH SOLE 0 0 0 ISHARES TR S&P 100 ETF ETF 464287101 2126 16969 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF ETF 464287168 238 2421 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 6806 23916 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF ETF 464287234 347 8095 SH SOLE 0 0 0 ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF 464287242 205 1723 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 21359 123921 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 18601 164988 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD ETF 464287457 370 4400 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 3574 55097 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF ETF 464287473 1726 19867 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF ETF 464287481 1507 11106 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF ETF 464287598 2716 21990 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF ETF 464287614 1711 11304 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF ETF 464287622 2299 14616 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 674 5618 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF ETF 464287648 351 1783 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 971 6344 SH SOLE 0 0 0 ISHARES TR MSCI ACWI EX US ETF 464288240 1206 26071 SH SOLE 0 0 0 ISHARES TR EAFE SML CP ETF ETF 464288273 3053 53145 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF ETF 464288448 384 12442 SH SOLE 0 0 0 ISHARES TR PFD AND INCM SEC ETF 464288687 299 8179 SH SOLE 0 0 0 ISHARES TR IBONDS DEC25 ETF ETF 46434VBD1 285 11462 SH SOLE 0 0 0 ISHARES TR ESG MSCI USA ETF ETF 46435G425 374 6016 SH SOLE 0 0 0 JPMORGAN CHASE &CO COM COM 46625H100 3005 29685 SH SOLE 0 0 0 JP MORGAN EXCHANGE T ULTRA SHRT INC COM 46641Q837 1924 38247 SH SOLE 0 0 0 JOHNSON &JOHNSON COM COM 478160104 5981 42787 SH SOLE 0 0 0 MSB FINL CORP NEW COM COM 55352L101 448 24955 SH SOLE 0 0 0 MARKEL CORP COM COM 570535104 247 248 SH SOLE 0 0 0 MERCK &CO INC COM COM 58933Y105 221 2657 SH SOLE 0 0 0 MICROSOFT CORP COM COM 594918104 2874 24369 SH SOLE 0 0 0 NETFLIX INC COM COM 64110L106 210 588 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR ADR 66987V109 541 5624 SH SOLE 0 0 0 PARK NATL CORP COM COM 700658107 632 6674 SH SOLE 0 0 0 PEPSICO INC COM COM 713448108 339 2767 SH SOLE 0 0 0 PFIZER INC COM COM 717081103 602 14175 SH SOLE 0 0 0 PHILIP MORRIS INTL I COM COM 718172109 320 3619 SH SOLE 0 0 0 PIMCO ETF TR ACTIVE BD ETF ETF 72201R775 295 2795 SH SOLE 0 0 0 PIONEER NAT RES CO COM COM 723787107 247 1623 SH SOLE 0 0 0 POOL CORPORATION COM COM 73278L105 303 1834 SH SOLE 0 0 0 PROCTER AND GAMBLE C COM COM 742718109 305 2930 SH SOLE 0 0 0 PROSHARES TR DJ BRKFLD GLB ETF 74347B508 779 17738 SH SOLE 0 0 0 PUBLIC SVC ENTERPRIS COM COM 744573106 673 11323 SH SOLE 0 0 0 RPM INTL INC COM COM 749685103 843 14529 SH SOLE 0 0 0 REALTY INCOME CORP COM COM 756109104 206 2794 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 8418 29799 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 1037 8503 SH SOLE 0 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF ETF 78463X749 235 4695 SH SOLE 0 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT ETF 78464A359 625 11964 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 1438 14464 SH SOLE 0 0 0 SPDR DOW JONES INDL UT SER 1 COM 78467X109 4158 16045 SH SOLE 0 0 0 SQUARE INC CL A COM 852234103 322 4300 SH SOLE 0 0 0 STANLEY BLACK &DECKE COM COM 854502101 275 2020 SH SOLE 0 0 0 STARBUCKS CORP COM COM 855244109 240 3223 SH SOLE 0 0 0 TESLA INC COM COM 88160R101 220 786 SH SOLE 0 0 0 3M CO COM COM 88579Y101 809 3894 SH SOLE 0 0 0 UNITED PARCEL SERVIC CL B COM 911312106 260 2325 SH SOLE 0 0 0 UNITED TECHNOLOGIES COM COM 913017109 464 3599 SH SOLE 0 0 0 VANGUARD GROUP DIV APP ETF ETF 921908844 461 4200 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS 500 GRTH IDX F COM 921932505 2537 16406 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS 500 VAL IDX FD ETF 921932703 2721 25031 SH SOLE 0 0 0 VANGUARD BD INDEX FD INTERMED TERM ETF 921937819 343 4083 SH SOLE 0 0 0 VANGUARD BD INDEX FD SHORT TRM BOND ETF 921937827 634 7961 SH SOLE 0 0 0 VANGUARD BD INDEX FUND INC TOTAL BOND MARKET ETF 921937835 443 5455 SH SOLE 0 0 0 VANGUARD TAX MANAGED FTSE DEV MKT ETF ETF 921943858 47921 1172517 SH SOLE 0 0 0 VANGUARD WHITEHALL F HIGH DIV YLD COM 921946406 213 2482 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE SMCAP ETF ETF 922042718 879 8443 SH SOLE 0 0 0 VANGUARD INTL EQUITY TT WRLD ST ETF ETF 922042742 1147 15682 SH SOLE 0 0 0 VANGUARD INTL EQUITY ALLWRLD EX US COM 922042775 719 14344 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF ETF 922042858 957 22520 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EUROPE ETF ETF 922042874 397 7401 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF ETF 92204A702 392 1952 SH SOLE 0 0 0 VANGUARD SCOTTSDALE SHRT TRM CORP BD COM 92206C409 1135 14226 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS ETF 922908363 223 858 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 304 2816 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF ETF 922908553 566 6508 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 247 1920 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 1768 13619 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF ETF 922908652 30070 260438 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 433 2766 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 766 7120 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 230 1504 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 2411 16662 SH SOLE 0 0 0 VERIZON COMMUNICATIO COM COM 92343V104 1063 17976 SH SOLE 0 0 0 WELLS FARGO CO NEW COM COM 949746101 520 10769 SH SOLE 0 0 0 CHUBB LIMITED COM COM H1467J104 209 1492 SH SOLE 0 0 0