0000930413-17-003774.txt : 20171114 0000930413-17-003774.hdr.sgml : 20171114 20171114094312 ACCESSION NUMBER: 0000930413-17-003774 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCG ADVISORS, LLC CENTRAL INDEX KEY: 0001009950 IRS NUMBER: 223448536 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14872 FILM NUMBER: 171198829 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 973-635-7374 MAIL ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: FCG Wealth Management, LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS, LLC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS LLC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009950 XXXXXXXX 09-30-2017 09-30-2017 false FCG ADVISORS, LLC
ONE MAIN STREET #202 Chatham NJ 07928
13F HOLDINGS REPORT 028-14872 N
Dale Francis Gilkes CCO 973-635-7374 /s/ D. Francis Gilkes Chatham NJ 11-14-2017 0 120 270029
INFORMATION TABLE 2 infotable.xml AT&T INC COM COM 00206R102 1067 27930 SH SOLE 0 0 0 ABBVIE INC COM COM 00287Y109 277 3120 SH SOLE 0 0 0 ADOBE SYS INC COM COM 00724F101 353 2369 SH SOLE 0 0 0 ALIBABA GROUP HLDG L SPONSORED ADS ADR 01609W102 229 1323 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C COM 02079K107 775 814 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A COM 02079K305 423 489 SH SOLE 0 0 0 ALTRIA GROUP INC COM COM 02209S103 320 5050 SH SOLE 0 0 0 AMAZON COM INC COM COM 023135106 790 822 SH SOLE 0 0 0 AMGEN INC COM COM 031162100 203 1089 SH SOLE 0 0 0 APPLE INC COM COM 037833100 3368 22156 SH SOLE 0 0 0 APPLIED MATLS INC COM COM 038222105 271 5280 SH SOLE 0 0 0 AQUA AMERICA INC COM COM 03836W103 260 7841 SH SOLE 0 0 0 AUTOMATIC DATA PROCE COM COM 053015103 237 2170 SH SOLE 0 0 0 BB&T CORP COM COM 054937107 336 7148 SH SOLE 0 0 0 BANK AMER CORP COM COM 060505104 521 21072 SH SOLE 0 0 0 BERKSHIRE HATHAWAY I CL B NEW COM 084670702 1206 6777 SH SOLE 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD COM 09253U108 320 9597 SH SOLE 0 0 0 BLACKROCK MUNIYIELD COM COM 09254Y109 266 16382 SH SOLE 0 0 0 BOEING CO COM COM 097023105 237 931 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB COM COM 110122108 390 6122 SH SOLE 0 0 0 CELGENE CORP COM COM 151020104 30364 208469 SH SOLE 0 0 0 CELGENE CORP RIGHT 12/31/2030 RIGHT 151020112 307 202485 SH SOLE 0 0 0 CHEVRON CORP NEW COM COM 166764100 431 3670 SH SOLE 0 0 0 CISCO SYS INC COM COM 17275R102 445 13766 SH SOLE 0 0 0 CITIGROUP INC COM NEW COM 172967424 356 4896 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR 2022 HG YLD CB ETF 18383M217 969 38152 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR 2021 HG YLD CB ETF 18383M225 2309 91389 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR 2024 CORP BOND ETF 18383M233 515 24548 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR 2023 CORP BOND ETF 18383M241 757 35868 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUGG BULSH 2022 ETF 18383M258 3213 150076 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUGG BULSH 2021 ETF 18383M266 5149 241063 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BUL 2020 HY ETF 18383M365 3690 147836 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BUL 2019 HY ETF 18383M373 3587 145152 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BLT2018 HY ETF 18383M381 1639 64688 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BULL2020 E ETF 18383M514 6403 299196 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BULL2019 E ETF 18383M522 5898 277846 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BULL2018 E ETF 18383M530 5084 240119 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUGG CRP BD 2017 ETF 18383M548 2532 111956 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUGG ULTR SH DUR ETF 18383M654 1538 30527 SH SOLE 0 0 0 COCA COLA CO COM COM 191216100 1404 31200 SH SOLE 0 0 0 COMCAST CORP NEW CL A COM 20030N101 397 10351 SH SOLE 0 0 0 DELUXE CORP COM COM 248019101 263 3605 SH SOLE 0 0 0 EATON VANCE FLTING R COM COM 278279104 197 13500 SH SOLE 0 0 0 ECOLAB INC COM COM 278865100 232 1800 SH SOLE 0 0 0 EXXON MOBIL CORP COM COM 30231G102 2706 33011 SH SOLE 0 0 0 FACEBOOK INC CL A COM 30303M102 1221 7513 SH SOLE 0 0 0 FIRST MERCHANTS CORP COM COM 320817109 3620 84328 SH SOLE 0 0 0 GALLAGHER ARTHUR J & COM COM 363576109 419 6800 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM COM 369604103 809 34102 SH SOLE 0 0 0 IDEXX LABS INC COM COM 45168D104 400 2573 SH SOLE 0 0 0 INTEL CORP COM COM 458140100 270 7172 SH SOLE 0 0 0 INTERCONTINENTAL EXC COM COM 45866F104 421 6126 SH SOLE 0 0 0 INTERNATIONAL BUSINE COM COM 459200101 443 3055 SH SOLE 0 0 0 ISHARES TR S&P 100 ETF ETF 464287101 2133 19163 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 6621 28476 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF ETF 464287234 300 6702 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 13654 95202 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 14032 130030 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD ETF 464287457 410 4852 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 1917 29441 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF ETF 464287473 2246 26587 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF ETF 464287481 1416 12745 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF ETF 464287598 2291 20756 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF ETF 464287614 1601 12801 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF ETF 464287622 2237 15992 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 554 4465 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF ETF 464287648 344 1924 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 749 5057 SH SOLE 0 0 0 ISHARES TR EAFE SML CP ETF ETF 464288273 1117 18016 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF ETF 464288448 410 12159 SH SOLE 0 0 0 ISHARES TR S&P US PFD STK ETF 464288687 328 8462 SH SOLE 0 0 0 JPMORGAN CHASE &CO COM COM 46625H100 2938 30756 SH SOLE 0 0 0 JOHNSON &JOHNSON COM COM 478160104 5021 38879 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM COM 494368103 216 1837 SH SOLE 0 0 0 MSB FINL CORP NEW COM COM 55352L101 382 21378 SH SOLE 0 0 0 MAJESCO COM COM 56068V102 354 70865 SH SOLE 0 0 0 MERCK &CO INC COM COM 58933Y105 224 3949 SH SOLE 0 0 0 MICROSOFT CORP COM COM 594918104 1444 20434 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR ADR 66987V109 362 4271 SH SOLE 0 0 0 NVIDIA CORP COM COM 67066G104 235 1313 SH SOLE 0 0 0 PARK NATL CORP COM COM 700658107 721 6674 SH SOLE 0 0 0 PFIZER INC COM COM 717081103 325 9108 SH SOLE 0 0 0 PHILIP MORRIS INTL I COM COM 718172109 358 3325 SH SOLE 0 0 0 PIMCO ETF TR ACTIVE BD ETF ETF 72201R775 497 4651 SH SOLE 0 0 0 PIONEER NAT RES CO COM COM 723787107 236 1600 SH SOLE 0 0 0 POWERSHARES QQQ TRUS UNIT SER 1 COM 73935A104 958 6586 SH SOLE 0 0 0 POWERSHARES ETF TRUS S&P 500 QLTY PRT ETF 73935X682 491 17071 SH SOLE 0 0 0 POWERSHARES ETF TR I PWRSHS SP500 LOW ETF 73937B654 233 5692 SH SOLE 0 0 0 POWERSHARES ETF TR I S&P500 LOW VOL ETF 73937B779 2427 53007 SH SOLE 0 0 0 PUBLIC SVC ENTERPRIS COM COM 744573106 548 11854 SH SOLE 0 0 0 REALTY INCOME CORP COM COM 756109104 209 3648 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 5010 21501 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 711 7347 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 1509 16520 SH SOLE 0 0 0 SPDR DOW JONES INDL UT SER 1 COM 78467X109 1771 7911 SH SOLE 0 0 0 STANLEY BLACK &DECKE COM COM 854502101 323 2142 SH SOLE 0 0 0 TESLA INC COM COM 88160R101 236 691 SH SOLE 0 0 0 3M CO COM COM 88579Y101 897 4273 SH SOLE 0 0 0 UNITED TECHNOLOGIES COM COM 913017109 264 2274 SH SOLE 0 0 0 VANGUARD SPECIALIZED DIV APP ETF ETF 921908844 310 3290 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS 500 GRTH IDX F COM 921932505 300 2332 SH SOLE 0 0 0 VANGUARD BD INDEX FD INTERMED TERM ETF 921937819 577 6817 SH SOLE 0 0 0 VANGUARD BD INDEX FD SHORT TRM BOND ETF 921937827 779 9944 SH SOLE 0 0 0 VANGUARD TAX MANAGED FTSE DEV MKT ETF ETF 921943858 50872 1176974 SH SOLE 0 0 0 VANGUARD INTL EQUITY ALLWRLD EX US COM 922042775 825 15649 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF ETF 922042858 1287 30005 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EUROPE ETF ETF 922042874 258 4505 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF ETF 92204A702 312 2054 SH SOLE 0 0 0 VANGUARD SCOTTSDALE SHRT TRM CORP BD COM 92206C409 1098 13891 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS ETF 922908363 661 2888 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 243 2304 SH SOLE 0 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 728 8762 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 881 7638 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF ETF 922908652 25938 245581 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 529 5478 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 1868 15018 SH SOLE 0 0 0 VERIZON COMMUNICATIO COM COM 92343V104 757 16613 SH SOLE 0 0 0 WELLS FARGO CO NEW COM COM 949746101 248 4490 SH SOLE 0 0 0 WEYERHAEUSER CO COM COM 962166104 213 6255 SH SOLE 0 0 0 CHUBB LIMITED COM COM H1467J104 247 1732 SH SOLE 0 0 0