0000930413-17-002883.txt : 20170810 0000930413-17-002883.hdr.sgml : 20170810 20170810103603 ACCESSION NUMBER: 0000930413-17-002883 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCG ADVISORS, LLC CENTRAL INDEX KEY: 0001009950 IRS NUMBER: 223448536 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14872 FILM NUMBER: 171020161 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 973-635-7374 MAIL ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: FCG Wealth Management, LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS, LLC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS LLC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009950 XXXXXXXX 06-30-2017 06-30-2017 false FCG ADVISORS, LLC

ONE MAIN STREET #202 Chatham NJ 07928

13F HOLDINGS REPORT 028-14872 N Dale Francis Gilkes 973-635-7374 /s/ D. Francis Gilkes Chatham NJ 08-09-2017 0 147 298589 INFORMATION TABLE 2 infotable.xml AT&T INC COM COM 00206R102 1096 29051 SH SOLE 0 0 0 ABBVIE INC COM COM 00287Y109 226 3118 SH SOLE 0 0 0 ADOBE SYS INC COM COM 00724F101 335 2369 SH SOLE 0 0 0 ALLIANCEBERNSTEIN GBL HGH INCM COM COM 01879R106 198 15291 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C COM 02079K107 707 779 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A COM 02079K305 465 500 SH SOLE 0 0 0 ALTRIA GROUP INC COM COM 02209S103 386 5183 SH SOLE 0 0 0 AMAZON COM INC COM COM 023135106 782 808 SH SOLE 0 0 0 APPLE INC COM COM 037833100 3761 26112 SH SOLE 0 0 0 APPLIED ENERGETICS INC COM COM 03819M106 4 77841 SH SOLE 0 0 0 APPLIED MATLS INC COM COM 038222105 218 5279 SH SOLE 0 0 0 AQUA AMERICA INC COM COM 03836W103 261 7841 SH SOLE 0 0 0 AUTOMATIC DATA PROCE COM COM 053015103 222 2169 SH SOLE 0 0 0 BB&T CORP COM COM 054937107 399 8778 SH SOLE 0 0 0 BANK AMER CORP COM COM 060505104 517 21291 SH SOLE 0 0 0 BARCLAYS BK PLC IPATH S&P500 VIX COM 06740Q252 166 12973 SH SOLE 0 0 0 BERKSHIRE HATHAWAY I CL B NEW COM 084670702 1189 7019 SH SOLE 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD COM 09253U108 324 9708 SH SOLE 0 0 0 BLACKROCK MUNIYIELD COM COM 09254Y109 272 16998 SH SOLE 0 0 0 BOEING CO COM COM 097023105 227 1149 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB COM COM 110122108 331 5938 SH SOLE 0 0 0 CELGENE CORP COM COM 151020104 45726 352094 SH SOLE 0 0 0 CELGENE CORP RIGHT 12/31/2030 RIGHT 151020112 252 203044 SH SOLE 0 0 0 CHEVRON CORP NEW COM COM 166764100 408 3907 SH SOLE 0 0 0 CISCO SYS INC COM COM 17275R102 529 16890 SH SOLE 0 0 0 CITIGROUP INC COM NEW COM 172967424 432 6455 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR 2022 HG YLD CB ETF 18383M217 789 31099 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR 2021 HG YLD CB ETF 18383M225 2281 90642 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR 2024 CORP BOND ETF 18383M233 464 22265 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR 2023 CORP BOND ETF 18383M241 481 22918 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUGG BULSH 2022 ETF 18383M258 2435 114193 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUGG BULSH 2021 ETF 18383M266 4715 221375 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BUL 2020 HY ETF 18383M365 3574 143803 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BUL 2019 HY ETF 18383M373 3588 145516 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BLT2018 HY ETF 18383M381 1681 66207 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BULL2020 E ETF 18383M514 6149 286261 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BULL2019 E ETF 18383M522 5933 279065 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUG BULL2018 E ETF 18383M530 5210 245188 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUGG CRP BD 2017 ETF 18383M548 2673 118225 SH SOLE 0 0 0 CLAYMORE EXCHANGE TR GUGG ULTR SH DUR ETF 18383M654 1597 31743 SH SOLE 0 0 0 COCA COLA CO COM COM 191216100 1399 31200 SH SOLE 0 0 0 COMCAST CORP NEW CL A COM 20030N101 402 10341 SH SOLE 0 0 0 CONSTELLATION BRANDS INC CL A COM 21036P108 337 1737 SH SOLE 0 0 0 CORPORATE PPTY ASSOC 17 GLOBAL INC COM 22003D102 116 11460 SH SOLE 0 0 0 DBX ETF TRUST MSCI EUROPE HDGD EQUITY ETF 233051853 359 13115 SH SOLE 0 0 0 DELUXE CORP COM COM 248019101 249 3604 SH SOLE 0 0 0 DIPLOMAT PHARMACY INC COM COM 25456K101 503 34000 SH SOLE 0 0 0 EATON VANCE FLTING R COM COM 278279104 204 13500 SH SOLE 0 0 0 ECOLAB INC COM COM 278865100 239 1800 SH SOLE 0 0 0 ENCANA CORP COM ISIN #CA2925051047 SEDOL #279 COM 292505104 176 20000 SH SOLE 0 0 0 EXXON MOBIL CORP COM COM 30231G102 4002 49573 SH SOLE 0 0 0 FACEBOOK INC CL A COM 30303M102 1137 7528 SH SOLE 0 0 0 FIRST COMM BK LAKEWOOD NJ COM COM 31985H106 0 15969 SH SOLE 0 0 0 FIRST MERCHANTS CORP COM COM 320817109 3775 94036 SH SOLE 0 0 0 GALLAGHER ARTHUR J & COM COM 363576109 389 6800 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM COM 369604103 1101 40766 SH SOLE 0 0 0 IDEXX LABS INC COM COM 45168D104 415 2573 SH SOLE 0 0 0 INTEL CORP COM COM 458140100 399 11817 SH SOLE 0 0 0 INTERCONTINENTAL EXC COM COM 45866F104 404 6125 SH SOLE 0 0 0 INTERNATIONAL BUSINE COM COM 459200101 515 3348 SH SOLE 0 0 0 ISHARES TR S&P 100 ETF ETF 464287101 2088 19531 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF ETF 464287176 226 1990 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 7253 29799 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF ETF 464287234 404 9752 SH SOLE 0 0 0 ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF 464287242 511 4240 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 12410 90681 SH SOLE 0 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 13359 127276 SH SOLE 0 0 0 ISHARES TR 1-3 YR TR BD ETF ETF 464287457 491 5811 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF ETF 464287465 2041 31308 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF ETF 464287473 2263 26916 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF ETF 464287481 1467 13574 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF ETF 464287598 3155 27098 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF ETF 464287614 1769 14866 SH SOLE 0 0 0 ISHARES TR RUS 1000 ETF ETF 464287622 2173 16064 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 587 4940 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF ETF 464287648 412 2439 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 837 5939 SH SOLE 0 0 0 ISHARES TR EAFE SML CP ETF ETF 464288273 1380 23852 SH SOLE 0 0 0 ISHARES TR INTL SEL DIV ETF ETF 464288448 397 12131 SH SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF ETF 464288513 693 7839 SH SOLE 0 0 0 ISHARES TR 1-3 YR CR BD ETF ETF 464288646 859 8161 SH SOLE 0 0 0 ISHARES TR U.S. PFD STK ETF ETF 464288687 331 8438 SH SOLE 0 0 0 ISHARES TRUST ISHARES CURRENCY ETF 46434V803 376 13217 SH SOLE 0 0 0 JPMORGAN CHASE &CO COM COM 46625H100 3068 33569 SH SOLE 0 0 0 JOHNSON &JOHNSON COM COM 478160104 5331 40301 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM COM 494368103 237 1836 SH SOLE 0 0 0 LITHIUM X ENERGY CORP COM NPV ISIN #CA5368161 COM 536816101 45 30000 SH SOLE 0 0 0 MSB FINL CORP NEW COM COM 55352L101 369 21144 SH SOLE 0 0 0 MAJESCO COM COM 56068V102 742 150434 SH SOLE 0 0 0 MATERIALISE NV SPON ADS EA REPSTG 1 ORD ADR 57667T100 237 20000 SH SOLE 0 0 0 MERCK &CO INC COM COM 58933Y105 259 4048 SH SOLE 0 0 0 MICROSOFT CORP COM COM 594918104 1727 25052 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR ADR 66987V109 357 4271 SH SOLE 0 0 0 NUVEEN NEW YORK AMT QLT MUNICP COM COM 670656107 303 23149 SH SOLE 0 0 0 NVIDIA CORP COM COM 67066G104 204 1413 SH SOLE 0 0 0 PARK NATL CORP COM COM 700658107 692 6671 SH SOLE 0 0 0 PEPSICO INC COM COM 713448108 218 1888 SH SOLE 0 0 0 PFIZER INC COM COM 717081103 420 12490 SH SOLE 0 0 0 PHILIP MORRIS INTL I COM COM 718172109 422 3592 SH SOLE 0 0 0 PIMCO ETF TR ACTIVE BD ETF ETF 72201R775 505 4767 SH SOLE 0 0 0 PIONEER NAT RES CO COM COM 723787107 255 1600 SH SOLE 0 0 0 POOL CORPORATION COM COM 73278L105 211 1797 SH SOLE 0 0 0 POWERSHARES QQQ TRUS UNIT SER 1 COM 73935A104 937 6807 SH SOLE 0 0 0 POWERSHARES DB CMDTY UNIT BEN INT COM 73935S105 315 21780 SH SOLE 0 0 0 POWERSHARES ETF TRUS S&P 500 QLTY PRT ETF 73935X682 499 17841 SH SOLE 0 0 0 POWERSHARES ETF TR I PWRSHS SP500 LOW ETF 73937B654 268 6663 SH SOLE 0 0 0 POWERSHARES ETF TR I S&P500 LOW VOL ETF 73937B779 2600 58133 SH SOLE 0 0 0 PUBLIC SVC ENTERPRIS COM COM 744573106 516 12005 SH SOLE 0 0 0 REALTY INCOME CORP COM COM 756109104 200 3629 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 7663 31692 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS ETF 78463V107 1165 9869 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ETF ETF 78464A763 1544 17375 SH SOLE 0 0 0 SPDR DOW JONES INDL UT SER 1 COM 78467X109 1617 7582 SH SOLE 0 0 0 STANLEY BLACK &DECKE COM COM 854502101 304 2161 SH SOLE 0 0 0 STARBUCKS CORP COM COM 855244109 305 5237 SH SOLE 0 0 0 TESLA INC COM COM 88160R101 214 591 SH SOLE 0 0 0 3M CO COM COM 88579Y101 889 4272 SH SOLE 0 0 0 UNION PAC CORP COM COM 907818108 239 2195 SH SOLE 0 0 0 UNITED TECHNOLOGIES COM COM 913017109 402 3295 SH SOLE 0 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E ETF 92189F791 201 6026 SH SOLE 0 0 0 VANGUARD SPECIALIZED DIV APP ETF ETF 921908844 304 3279 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS 500 GRTH IDX F COM 921932505 715 5825 SH SOLE 0 0 0 VANGUARD BD INDEX FD INTERMED TERM ETF 921937819 618 7311 SH SOLE 0 0 0 VANGUARD BD INDEX FD SHORT TRM BOND ETF 921937827 1035 12963 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC TOTAL BD MARKET ETF ETF 921937835 391 4778 SH SOLE 0 0 0 VANGUARD TAX MANAGED FTSE DEV MKT ETF ETF 921943858 48538 1174696 SH SOLE 0 0 0 VANGUARD INTL EQUITY ALLWRLD EX US COM 922042775 779 15574 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF ETF 922042858 1310 32093 SH SOLE 0 0 0 VANGUARD INTL EQUITY FTSE EUROPE ETF ETF 922042874 1085 19673 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF ETF 92204A504 247 1676 SH SOLE 0 0 0 VANGUARD WORLD FDS INF TECH ETF ETF 92204A702 329 2337 SH SOLE 0 0 0 VANGUARD SCOTTSDALE SHRT TRM CORP BD COM 92206C409 886 11073 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS ETF 922908363 685 3085 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP ETF 922908512 236 2294 SH SOLE 0 0 0 VANGUARD INDEX FDS REIT ETF ETF 922908553 829 9957 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 405 2840 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 857 7721 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF ETF 922908652 25418 248494 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 478 4946 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 991 7314 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT ETF 922908769 2261 18166 SH SOLE 0 0 0 VERIZON COMMUNICATIO COM COM 92343V104 769 17228 SH SOLE 0 0 0 WELLS FARGO CO NEW COM COM 949746101 252 4555 SH SOLE 0 0 0 WEYERHAEUSER CO COM COM 962166104 209 6249 SH SOLE 0 0 0 WISDOMTREE TR US MIDCAP DIVID ETF 97717W505 400 4090 SH SOLE 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ ETF 97717X701 221 3542 SH SOLE 0 0 0 CHUBB LIMITED COM COM H1467J104 252 1731 SH SOLE 0 0 0