0000930413-16-007843.txt : 20160811
0000930413-16-007843.hdr.sgml : 20160811
20160811131200
ACCESSION NUMBER: 0000930413-16-007843
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160811
DATE AS OF CHANGE: 20160811
EFFECTIVENESS DATE: 20160811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCG ADVISORS, LLC
CENTRAL INDEX KEY: 0001009950
IRS NUMBER: 223448536
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14872
FILM NUMBER: 161823863
BUSINESS ADDRESS:
STREET 1: ONE MAIN STREET #202
CITY: CHATHAM
STATE: NJ
ZIP: 07928
BUSINESS PHONE: 973-635-7374
MAIL ADDRESS:
STREET 1: ONE MAIN STREET #202
CITY: CHATHAM
STATE: NJ
ZIP: 07928
FORMER COMPANY:
FORMER CONFORMED NAME: FCG Wealth Management, LLC
DATE OF NAME CHANGE: 20130814
FORMER COMPANY:
FORMER CONFORMED NAME: FCG ADVISORS, LLC
DATE OF NAME CHANGE: 20020301
FORMER COMPANY:
FORMER CONFORMED NAME: FCG ADVISORS LLC /BD
DATE OF NAME CHANGE: 20020301
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001009950
XXXXXXXX
06-30-2016
06-30-2016
false
FCG ADVISORS, LLC
ONE MAIN STREET #202
Chatham
NJ
07928
13F HOLDINGS REPORT
028-14872
N
Dale Francis Gilkes
CCO
973-635-7374
/s/ D. Francis Gilkes
Chatham
NJ
08-09-2016
0
133
319566
INFORMATION TABLE
2
infotable.xml
AT&T INC COM
COM
00206R102
1057
24452
SH
SOLE
0
0
0
ALPHABET INC CAP STK CL C
COM
02079K107
729
1054
SH
SOLE
0
0
0
ALPHABET INC CAP STK CL A
COM
02079K305
379
539
SH
SOLE
0
0
0
ALTRIA GROUP INC COM
COM
02209S103
1171
16978
SH
SOLE
0
0
0
AMAZON COM INC COM
COM
023135106
261
365
SH
SOLE
0
0
0
AMERICAN NATL BANKSH COM
COM
027745108
277
10991
SH
SOLE
0
0
0
APPLE INC COM
COM
037833100
2184
22844
SH
SOLE
0
0
0
AUTOMATIC DATA PROCE COM
COM
053015103
282
3068
SH
SOLE
0
0
0
BB&T CORP COM
COM
054937107
306
8598
SH
SOLE
0
0
0
BANK AMER CORP COM
COM
060505104
478
36029
SH
SOLE
0
0
0
BERKSHIRE HATHAWAY I CL B NEW
COM
084670702
991
6841
SH
SOLE
0
0
0
BLACKROCK MUNIYIELD COM
COM
09254Y109
270
15647
SH
SOLE
0
0
0
BRISTOL MYERS SQUIBB COM
COM
110122108
1264
17189
SH
SOLE
0
0
0
CVS HEALTH CORP COM
COM
126650100
200
2092
SH
SOLE
0
0
0
CELGENE CORP COM
COM
151020104
22127
224348
SH
SOLE
0
0
0
CELGENE CORP RIGHT 12/31/2030
RIGHT
151020112
438
299943
SH
SOLE
0
0
0
CHEVRON CORP NEW COM
COM
166764100
418
3990
SH
SOLE
0
0
0
CISCO SYS INC COM
COM
17275R102
442
15420
SH
SOLE
0
0
0
CITIGROUP INC COM NEW
COM
172967424
283
6670
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR 2022 HG YLD CB
ETF
18383M217
513
21233
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR 2021 HG YLD CB
ETF
18383M225
1848
76853
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR 2024 CORP BOND
ETF
18383M233
439
20677
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUGG BULSH 2022
ETF
18383M258
292
13562
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUGG BULSH 2021
ETF
18383M266
1085
50410
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUG BUL 2020 HY
ETF
18383M365
3055
128899
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUG BUL 2019 HY
ETF
18383M373
3422
144434
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUG BLT2018 HY
ETF
18383M381
1708
68757
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUG BULL2020 E
ETF
18383M514
2669
122953
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUG BULL2019 E
ETF
18383M522
3470
161912
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUG BULL2018 E
ETF
18383M530
3881
181603
SH
SOLE
0
0
0
GUGGENHEIM BLLSHS 20
COM
18383M548
2538
111444
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUGG CRP BD 2016
ETF
18383M555
402
18225
SH
SOLE
0
0
0
CLAYMORE EXCHANGE TR GUGG ENH SHT DUR
ETF
18383M654
1925
38492
SH
SOLE
0
0
0
COCA COLA CO COM
COM
191216100
1437
31711
SH
SOLE
0
0
0
COMCAST CORP NEW CL A
COM
20030N101
353
5419
SH
SOLE
0
0
0
CONOCOPHILLIPS
COM
20825C104
935
21443
SH
SOLE
0
0
0
DBX ETF TR XTRAK MSCI EAFE
ETF
233051200
1761
70460
SH
SOLE
0
0
0
DISNEY WALT CO COM DISNEY
COM
254687106
252
2575
SH
SOLE
0
0
0
DU PONT EI DE NEMOUR
COM
263534109
1672
25807
SH
SOLE
0
0
0
E M C CORP MASS COM
COM
268648102
1193
43895
SH
SOLE
0
0
0
EATON VANCE TX ADV G COM
COM
27828S101
268
18636
SH
SOLE
0
0
0
EXXON MOBIL CORP COM
COM
30231G102
3144
33542
SH
SOLE
0
0
0
FACEBOOK INC CL A
COM
30303M102
873
7636
SH
SOLE
0
0
0
FIRST MERCHANTS CORP COM
COM
320817109
2255
90473
SH
SOLE
0
0
0
GALLAGHER ARTHUR J & COM
COM
363576109
346
7270
SH
SOLE
0
0
0
GENERAL ELECTRIC CO COM
COM
369604103
1925
61152
SH
SOLE
0
0
0
GENERAL MLS INC COM
COM
370334104
237
3329
SH
SOLE
0
0
0
GTX INC DEL COM
COM
40052B108
6
10000
SH
SOLE
0
0
0
IDEXX LABS INC COM
COM
45168D104
273
2935
SH
SOLE
0
0
0
INTEL CORP COM
COM
458140100
241
7360
SH
SOLE
0
0
0
INTERCONTINENTAL EXC COM
COM
45866F104
320
1249
SH
SOLE
0
0
0
INTERNATIONAL BUSINE COM
COM
459200101
465
3062
SH
SOLE
0
0
0
ISHARES TR S&P 100 ETF
ETF
464287101
2146
23096
SH
SOLE
0
0
0
ISHARES TR SELECT DIVID ETF
ETF
464287168
3115
36532
SH
SOLE
0
0
0
ISHARES TR TIPS BD ETF
ETF
464287176
226
1934
SH
SOLE
0
0
0
ISHARES TR CORE S&P500 ETF
ETF
464287200
6539
31064
SH
SOLE
0
0
0
ISHARES MSCI EMERGIN
ETF
464287234
4816
140161
SH
SOLE
0
0
0
ISHARES S&P 500 GROW
ETF
464287309
42297
362819
SH
SOLE
0
0
0
ISHARES GLOBAL ENERG
ETF
464287341
1036
32051
SH
SOLE
0
0
0
ISHARES S&P 500 VALU
ETF
464287408
26263
282707
SH
SOLE
0
0
0
ISHARES TR 1-3 YR TR BD ETF
ETF
464287457
1174
13760
SH
SOLE
0
0
0
ISHARES TR MSCI EAFE ETF
ETF
464287465
1444
25871
SH
SOLE
0
0
0
ISHARES RUSSELL MID
ETF
464287473
3923
52807
SH
SOLE
0
0
0
ISHARES RUSSELL MID
ETF
464287481
5433
58061
SH
SOLE
0
0
0
ISHARES TR CORE S&P MCP ETF
ETF
464287507
355
2373
SH
SOLE
0
0
0
ISHARES COHEN AND ST
ETF
464287564
1282
11848
SH
SOLE
0
0
0
ISHARES TR RUS 1000 VAL ETF
ETF
464287598
2269
21981
SH
SOLE
0
0
0
ISHARES TR RUS 1000 GRW ETF
ETF
464287614
1258
12530
SH
SOLE
0
0
0
ISHARES TR RUS 1000 ETF
ETF
464287622
2041
17464
SH
SOLE
0
0
0
ISHARES TR RUS 2000 VAL ETF
ETF
464287630
525
5400
SH
SOLE
0
0
0
ISHARES TR RUS 2000 GRW ETF
ETF
464287648
450
3280
SH
SOLE
0
0
0
ISHARES TR RUSSELL 2000 ETF
ETF
464287655
696
6057
SH
SOLE
0
0
0
ISHARES TR CORE S&P SCP ETF
ETF
464287804
694
5976
SH
SOLE
0
0
0
ISHARES S&P SMALL CA
ETF
464287879
1939
16598
SH
SOLE
0
0
0
ISHARES S&P SMLL CAP
ETF
464287887
3547
27619
SH
SOLE
0
0
0
ISHARES MSCI EAFE SM
ETF
464288273
1581
32750
SH
SOLE
0
0
0
ISHARES TR INTL SEL DIV ETF
ETF
464288448
906
31630
SH
SOLE
0
0
0
ISHARES TR U.S. PFD STK ETF
ETF
464288687
342
8567
SH
SOLE
0
0
0
JPMORGAN CHASE & CO COM
COM
46625H100
1959
31531
SH
SOLE
0
0
0
JOHNSON & JOHNSON COM
COM
478160104
4892
40329
SH
SOLE
0
0
0
KKR & CO L P DEL COM UNITS
COM
48248M102
136
11015
SH
SOLE
0
0
0
KAYNE ANDERSON MLP I COM
COM
486606106
236
11576
SH
SOLE
0
0
0
KELLOGG CO COM
COM
487836108
312
3820
SH
SOLE
0
0
0
MSB FINL CORP NEW COM
COM
55352L101
280
20278
SH
SOLE
0
0
0
MAJESCO COM
COM
56068V102
1061
199800
SH
SOLE
0
0
0
METABOLIX INC COM NEW
COM
591018882
68
81498
SH
SOLE
0
0
0
MICROSOFT CORP COM
COM
594918104
895
17495
SH
SOLE
0
0
0
NEURALSTEM INC COM
COM
64127R302
4
13000
SH
SOLE
0
0
0
NOKIA CORP SPONSORED ADR
ADR
654902204
96
16855
SH
SOLE
0
0
0
NORFOLK SOUTHERN COR COM
COM
655844108
282
3312
SH
SOLE
0
0
0
NOVARTIS A G SPONSORED ADR
ADR
66987V109
398
4819
SH
SOLE
0
0
0
PARK NATL CORP COM
COM
700658107
584
6363
SH
SOLE
0
0
0
PEPSICO INC COM
COM
713448108
1110
10474
SH
SOLE
0
0
0
PFIZER INC COM
COM
717081103
775
22011
SH
SOLE
0
0
0
PHILIP MORRIS INTL I COM
COM
718172109
1048
10304
SH
SOLE
0
0
0
PHILLIPS 66 COM
COM
718546104
260
3276
SH
SOLE
0
0
0
PIMCO ETF TR TTL RTN ACTV ETF
ETF
72201R775
203
1893
SH
SOLE
0
0
0
PIONEER NAT RES CO COM
COM
723787107
242
1600
SH
SOLE
0
0
0
POWERSHARES ETF TRUS S&P 500 QLTY PRT
ETF
73935X682
346
13943
SH
SOLE
0
0
0
POWERSHARES ETF TR I S&P500 LOW VOL
ETF
73937B779
1328
31039
SH
SOLE
0
0
0
PUBLIC SVC ENTERPRIS COM
COM
744573106
647
13880
SH
SOLE
0
0
0
REALTY INCOME CORP COM
COM
756109104
247
3564
SH
SOLE
0
0
0
ROYAL DUTCH SHELL PL SPONS ADR A
ADR
780259206
213
3857
SH
SOLE
0
0
0
SPDR S&P 500 ETF TR TR UNIT
ETF
78462F103
5081
24256
SH
SOLE
0
0
0
SPDR GOLD TRUST GOLD SHS
ETF
78463V107
966
7639
SH
SOLE
0
0
0
SPDR DOW JONES INTER
COM
78463X863
1432
34541
SH
SOLE
0
0
0
SPDR SERIES TRUST SHRT INTL ETF
ETF
78464A334
233
7418
SH
SOLE
0
0
0
SPDR BARCLAYS TIPS E
COM
78464A656
2480
42646
SH
SOLE
0
0
0
SPDR SERIES TRUST S&P DIVID ETF
ETF
78464A763
1100
13114
SH
SOLE
0
0
0
SCHLUMBERGER LTD COM
COM
806857108
268
3388
SH
SOLE
0
0
0
STANLEY BLACK & DECK COM
COM
854502101
246
2216
SH
SOLE
0
0
0
STARBUCKS CORP COM
COM
855244109
359
6293
SH
SOLE
0
0
0
TICC CAPITAL CORP COM
COM
87244T109
54
10300
SH
SOLE
0
0
0
3M CO COM
COM
88579Y101
1037
5921
SH
SOLE
0
0
0
UNITED TECHNOLOGIES COM
COM
913017109
240
2339
SH
SOLE
0
0
0
UNIVERSAL CORP VA COM
COM
913456109
366
6340
SH
SOLE
0
0
0
VANGUARD SPECIALIZED DIV APP ETF
ETF
921908844
255
3064
SH
SOLE
0
0
0
VANGUARD BD INDEX FD SHORT TRM BOND
ETF
921937827
1104
13622
SH
SOLE
0
0
0
VANGUARD FTSE DEVELO
COM
921943858
61892
1750337
SH
SOLE
0
0
0
VANGUARD INTL EQUITY ALLWRLD EX US
COM
922042775
266
6200
SH
SOLE
0
0
0
VANGUARD FTSE EMERGI
COM
922042858
254
7200
SH
SOLE
0
0
0
VANGUARD INTL EQUITY FTSE EUROPE ETF
ETF
922042874
245
5241
SH
SOLE
0
0
0
VANGUARD FINANCIALS
COM
92204A405
3954
83491
SH
SOLE
0
0
0
VANGUARD HEALTH CARE
COM
92204A504
2985
22875
SH
SOLE
0
0
0
VANGUARD SCOTTSDALE SHRT TRM CORP BD
COM
92206C409
634
7845
SH
SOLE
0
0
0
VANGUARD INDEX FDS REIT ETF
ETF
922908553
1366
15407
SH
SOLE
0
0
0
VANGUARD INDEX FDS EXTEND MKT ETF
ETF
922908652
17805
208439
SH
SOLE
0
0
0
VANGUARD INDEX FDS VALUE ETF
ETF
922908744
225
2650
SH
SOLE
0
0
0
VANGUARD INDEX FDS TOTAL STK MKT
ETF
922908769
299
2791
SH
SOLE
0
0
0
VERIZON COMMUNICATIO COM
COM
92343V104
895
16022
SH
SOLE
0
0
0
WEC ENERGY GROUP INC COM
COM
92939U106
348
5332
SH
SOLE
0
0
0
WELLS FARGO & CO NEW COM
COM
949746101
229
4841
SH
SOLE
0
0
0
CHUBB LIMITED COM
COM
H1467J104
270
2069
SH
SOLE
0
0
0