The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC COM ISIN #US00206R1023 | COM | 00206R102 | 531 | 15,863 | SH | SOLE | 0 | 0 | 0 | ||
ABBVIE INC COM USD0.01 | COM | 00287Y109 | 245 | 3,665 | SH | SOLE | 0 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 839 | 16,537 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,231 | 11,154 | SH | SOLE | 0 | 0 | 0 | ||
ATLAS RESOURCE PARTNERS L P | COM | 04941A101 | 214 | 20,000 | SH | SOLE | 0 | 0 | 0 | ||
BRISTOL MYERS SQUIBB | COM | 110122108 | 1,086 | 17,889 | SH | SOLE | 0 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 59,653 | 526,260 | SH | SOLE | 0 | 0 | 0 | ||
CELGENE CORP CONTINGENT VALUE RT | COM | 151020112 | 1,075 | 319,030 | SH | SOLE | 0 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 351 | 3,181 | SH | SOLE | 0 | 0 | 0 | ||
CHIMERA INVT CORP COM | COM | 16934Q109 | 178 | 56,000 | SH | SOLE | 0 | 0 | 0 | ||
CHUBB CORP | COM | 171232101 | 414 | 4,000 | SH | SOLE | 0 | 0 | 0 | ||
CISCO SYS INC COM ISIN #US17275R1023 | COM | 17275R102 | 544 | 19,742 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRADED FD TR | ETF | 18383M233 | 418 | 20,301 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRADED FD TR | ETF | 18383M258 | 302 | 14,424 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRADED FD TR | ETF | 18383M266 | 243 | 11,559 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRADED FD TRUST | ETF | 18383M514 | 235 | 11,075 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRADED FD TRUST | ETF | 18383M522 | 432 | 20,478 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRADED FD TRUST | ETF | 18383M530 | 423 | 19,956 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE-TRADED | COM | 18383M548 | 414 | 18,235 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE-TRADED | COM | 18383M555 | 208 | 9,395 | SH | SOLE | 0 | 0 | 0 | ||
CLAYMORE EXCHANGE TRADED FD TR | ETF | 18383M654 | 1,364 | 27,329 | SH | SOLE | 0 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 388 | 5,944 | SH | SOLE | 0 | 0 | 0 | ||
DEUTSCHE X-TRACKERS MSCI EAFE HEDGED | COM | 233051200 | 766 | 28,247 | SH | SOLE | 0 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 511 | 6,868 | SH | SOLE | 0 | 0 | 0 | ||
E M C CORP MASS | COM | 268648102 | 2,472 | 83,927 | SH | SOLE | 0 | 0 | 0 | ||
AMERICAN NATL BANKSHARES INC COM | COM | 027745108 | 260 | 10,991 | SH | SOLE | 0 | 0 | 0 | ||
ENCANA CORP COM ISIN #CA2925051047 | COM | 292505104 | 343 | 24,981 | SH | SOLE | 0 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 7,476 | 80,938 | SH | SOLE | 0 | 0 | 0 | ||
FACEBOOK INC COM USD0.000006 CL A | COM | 30303M102 | 507 | 6,488 | SH | SOLE | 0 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 209 | 1,326 | SH | SOLE | 0 | 0 | 0 | ||
FIRST MERCHANTS CORP | COM | 320817109 | 2,499 | 111,004 | SH | SOLE | 0 | 0 | 0 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 563 | 11,764 | SH | SOLE | 0 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,168 | 47,762 | SH | SOLE | 0 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,622 | 14,495 | SH | SOLE | 0 | 0 | 0 | ||
GOOGLE INC CL A | COM | 38259P508 | 220 | 434 | SH | SOLE | 0 | 0 | 0 | ||
GOOGLE INC CL C | COM | 38259P706 | 514 | 1,022 | SH | SOLE | 0 | 0 | 0 | ||
HANSEN MED INC COM | COM | 411307101 | 8 | 13,500 | SH | SOLE | 0 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 554 | 15,213 | SH | SOLE | 0 | 0 | 0 | ||
INTERCONTINENTAL EXCHANGE INC COM | COM | 45866F104 | 391 | 1,765 | SH | SOLE | 0 | 0 | 0 | ||
INTL BUSINESS MACH | COM | 459200101 | 528 | 3,334 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES S&P 100 ETF | ETF | 464287101 | 1,496 | 16,428 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES SELECT DIVIDEND ETF | ETF | 464287168 | 1,710 | 21,472 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TIPS BOND ETF | ETF | 464287176 | 4,047 | 35,896 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES CORE S&P 500 ETF | ETF | 464287200 | 3,262 | 15,729 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES MSCI EMERGING MARKETS ETF | ETF | 464287234 | 3,362 | 85,339 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES S&P 500 GROWTH ETF | ETF | 464287309 | 4,387 | 39,043 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES S&P 500 VALUE ETF | ETF | 464287408 | 4,099 | 43,841 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES 1-3 YEAR TREASURY BOND ETF | ETF | 464287457 | 1,131 | 13,390 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES MSCI EAFE ETF | ETF | 464287465 | 11,314 | 188,790 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES RUSSELL MIDCAP VALUE ETF | ETF | 464287473 | 2,330 | 31,459 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES RUSSELL MIDCAP GROWTH | ETF | 464287481 | 1,461 | 15,648 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES RUSSELL 1000 VALUE ETF | ETF | 464287598 | 4,068 | 38,948 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 2,651 | 27,650 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES RUSSELL 1000 ETF | ETF | 464287622 | 431 | 3,749 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES RUSSELL 2000 VALUE ETF | ETF | 464287630 | 861 | 8,572 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES RUSSELL 2000 GROWTH ETF | ETF | 464287648 | 744 | 5,241 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES RUSSELL 2000 ETF | ETF | 464287655 | 854 | 7,154 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES CORE S&P SMALL-CAP ETF | ETF | 464287804 | 327 | 2,900 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES EUROPE ETF | ETF | 464287861 | 235 | 5,564 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES MSCI EAFE SMALL-CAP ETF | ETF | 464288273 | 390 | 8,436 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES JP MORGAN USD EMERGING MARKETS | ETF | 464288281 | 2,850 | 25,885 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES NATIONAL AMT FREE MUNI | ETF | 464288414 | 328 | 2,973 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES IBOXX HIGH YIELD CORPORATE BOND | ETF | 464288513 | 982 | 10,955 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES 1-3 YEAR CREDIT BOND ETF | ETF | 464288646 | 1,297 | 12,331 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES US PREFERRED STOCK ETF | ETF | 464288687 | 304 | 7,664 | SH | SOLE | 0 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,986 | 32,716 | SH | SOLE | 0 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,789 | 45,067 | SH | SOLE | 0 | 0 | 0 | ||
LLOYDS BANKING GROUP ADR REP 4 ORD | ADR | 539439109 | 67 | 15,090 | SH | SOLE | 0 | 0 | 0 | ||
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 2,543 | 78,582 | SH | SOLE | 0 | 0 | 0 | ||
METABOLIX INC COM | COM | 591018809 | 305 | 753,122 | SH | SOLE | 0 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,238 | 26,281 | SH | SOLE | 0 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 360 | 20,849 | SH | SOLE | 0 | 0 | 0 | ||
NPS PHARMACEUTICALS INC COM | COM | 62936P103 | 3,138 | 76,865 | SH | SOLE | 0 | 0 | 0 | ||
NOVARTIS AG ADR-EACH REPR 1 CHF0.5(REGD) | ADR | 66987V109 | 292 | 3,069 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN NEW YORK AMT-FREE MUN | COM | 670656107 | 329 | 25,541 | SH | SOLE | 0 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 768 | 7,875 | SH | SOLE | 0 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 684 | 21,533 | SH | SOLE | 0 | 0 | 0 | ||
PHILIP MORRIS INTL INC COM | COM | 718172109 | 854 | 10,304 | SH | SOLE | 0 | 0 | 0 | ||
POWERSHARES DB COMMODITY INDEX | ETF | 73935S105 | 1,765 | 98,346 | SH | SOLE | 0 | 0 | 0 | ||
PUBLIC SERVICE ENTERPRISE GROUP INC | COM | 744573106 | 551 | 13,132 | SH | SOLE | 0 | 0 | 0 | ||
REXAHN PHARMACEUTICALS INC | COM | 761640101 | 11 | 15,000 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TRUST UNIT SER 1 S&P | ETF | 78462F103 | 1,894 | 9,212 | SH | SOLE | 0 | 0 | 0 | ||
SPDR GOLD TR GOLD SHS | ETF | 78463V107 | 1,471 | 12,804 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS DJ WILSHIRE GLOBAL | ETF | 78463X749 | 341 | 6,899 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS DJ WILSHIRE INTL | ETF | 78463X863 | 1,663 | 39,380 | SH | SOLE | 0 | 0 | 0 | ||
SPDR INDEX SHS FDS S&P INTL SMALL CAP | ETF | 78463X871 | 205 | 7,533 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SERIES TRUST SHRT INTL ETF | ETF | 78464A334 | 427 | 13,435 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR BARCLAYS HIGH YIELD BD | ETF | 78464A417 | 835 | 21,579 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SERIES TRUST BARCLAYS INTL ETF | ETF | 78464A516 | 1,310 | 23,858 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR S&P DIVID ETF | ETF | 78464A763 | 1,607 | 20,303 | SH | SOLE | 0 | 0 | 0 | ||
SPDR RUSSELL SMALL CAP COMPLETENESS ETF | ETF | 78464A847 | 232 | 2,745 | SH | SOLE | 0 | 0 | 0 | ||
SCHLUMBERGER LIMITED COM USD0.01 | COM | 806857108 | 425 | 5,141 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | COM | 084670702 | 589 | 3,893 | SH | SOLE | 0 | 0 | 0 | ||
TICC CAP CORP COM | COM | 87244T109 | 78 | 10,300 | SH | SOLE | 0 | 0 | 0 | ||
3M COMPANY | COM | 88579Y101 | 718 | 4,389 | SH | SOLE | 0 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 265 | 2,312 | SH | SOLE | 0 | 0 | 0 | ||
UNIVERSAL CORP VA | COM | 913456109 | 354 | 9,027 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD BD INDEX FD INC SHORT TERM BD | ETF | 921937827 | 1,595 | 19,893 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD BD INDEX FD INC TOTAL BD MARKET | ETF | 921937835 | 401 | 4,864 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD FTSE DEVELOPED MARKET | COM | 921943858 | 3,659 | 97,812 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FD INC FTSE | ETF | 922042775 | 260 | 5,613 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FDS FTSE | ETF | 922042858 | 1,860 | 46,257 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FDS | ETF | 922042874 | 1,192 | 22,778 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS SHORT TERM CORP | COM | 92206C409 | 932 | 11,681 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS VANGUARD REIT ETF | ETF | 922908553 | 2,441 | 28,686 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS VANGUARD MID CAP | ETF | 922908629 | 262 | 2,120 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX TR VANGUARD EXTENDED | ETF | 922908652 | 8,555 | 97,711 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS VANGUARD SMALL CAP | ETF | 922908751 | 1,173 | 10,055 | SH | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 804 | 17,087 | SH | SOLE | 0 | 0 | 0 | ||
WISDOMTREE TR MIDCAP DIVID FD | ETF | 97717W505 | 601 | 7,179 | SH | SOLE | 0 | 0 | 0 | ||
WISDOMTREE TR EMERGING MARKETS | ETF | 97717X867 | 284 | 6,852 | SH | SOLE | 0 | 0 | 0 |