0000930413-13-005395.txt : 20131114 0000930413-13-005395.hdr.sgml : 20131114 20131114161438 ACCESSION NUMBER: 0000930413-13-005395 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCG ADVISORS, LLC CENTRAL INDEX KEY: 0001009950 IRS NUMBER: 223448536 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14872 FILM NUMBER: 131220141 BUSINESS ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 973-635-7374 MAIL ADDRESS: STREET 1: ONE MAIN STREET #202 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: FCG Wealth Management, LLC DATE OF NAME CHANGE: 20130814 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS, LLC DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: FCG ADVISORS LLC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001009950 XXXXXXXX 09-30-2013 09-30-2013 false FCG ADVISORS, LLC

One Main Street #202 Chatham NJ 07928

13F HOLDINGS REPORT 028-14872 N Peter Marquardt 973-635-7374 /s/ Peter Marquardt Chatham NJ 11-13-2013 0 69 140468 INFORMATION TABLE 2 infotable.xml APPLE INC COM 37833100 1237 2596 SH SOLE 0 0 0 GALLAGHER ARTHUR J & COM 363576109 583 13371 SH SOLE 0 0 0 AMER STD ENERGY CORP COM 02971T107 41 146743 SH SOLE 0 0 0 BANK OF AMERICA COM 60505104 264 19150 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB COM 110122108 340 7358 SH SOLE 0 0 0 BERKSHIRE HATHAWAY COM 84670702 247 1869 SH SOLE 0 0 0 VANGUARD BD INDEX FD ETF 921937827 1660 20659 SH SOLE 0 0 0 SPDR SERIES TRUST ETF 78464A516 4379 75029 SH SOLE 0 0 0 SPDR SERIES TRUST ETF 78464A334 6598 183036 SH SOLE 0 0 0 CHUBB CORP COM 171232101 357 4000 SH SOLE 0 0 0 CELGENE CORP COM 151020104 41269 267743 SH SOLE 0 0 0 CELGENE CORP RIGHT 12/31/2030 151020112 243 30316 SH SOLE 0 0 0 CFS BANCORP INC COM 12525D102 2158 194809 SH SOLE 0 0 0 COVER ALL TECH INC COM 222892101 32 25000 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 676 28856 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 360 2964 SH SOLE 0 0 0 POWERSHARES DB ETF 73935S105 1411 54781 SH SOLE 0 0 0 DBX ETF TR ETF 233051200 313 12150 SH SOLE 0 0 0 ISHARES SELECT ETF 464287168 1130 17040 SH SOLE 0 0 0 ISHARES MSCI ETF 464287234 6469 161199 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF 464287465 7053 110555 SH SOLE 0 0 0 WISDOMTREE TR ETF 97717X867 1689 35878 SH SOLE 0 0 0 ISHARES JP MORGAN ETF 464288281 4656 42708 SH SOLE 0 0 0 E M C CORP MASS COM 268648102 2244 87826 SH SOLE 0 0 0 FACEBOOK INC COM COM 30303M102 422 8411 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM 369604103 976 38699 SH SOLE 0 0 0 SPDR GOLD TR GOLD ETF 78463V107 1354 10568 SH SOLE 0 0 0 ISHARES S&P GSCI ETF 46428R107 539 16652 SH SOLE 0 0 0 SPDR INDEX SHS FDS ETF 78463X871 281 8591 SH SOLE 0 0 0 INTL BUSINESS MACH COM 459200101 642 3465 SH SOLE 0 0 0 ISHARES ETF 464288448 472 13010 SH SOLE 0 0 0 INTEL CORP COM 458140100 261 11409 SH SOLE 0 0 0 ISHARES S&P 500 ETF 464287408 454 5793 SH SOLE 0 0 0 ISHARES CORE S&P ETF 464287200 298 1767 SH SOLE 0 0 0 ISHARES S&P 500 ETF 464287309 558 6249 SH SOLE 0 0 0 ISHARES RUSSELL ETF 464287598 2064 23951 SH SOLE 0 0 0 ISHARES RUSSELL ETF 464287614 1440 18413 SH SOLE 0 0 0 ISHARES RUSSELL ETF 464287630 1036 11307 SH SOLE 0 0 0 ISHARES RUSSELL ETF 464287648 879 6985 SH SOLE 0 0 0 ISHARES RUSSELL ETF 464287481 1817 23241 SH SOLE 0 0 0 ISHARES RUSSELL ETF 464287473 2250 36938 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 3596 41483 SH SOLE 0 0 0 SPDR SER TR BARCLAYS ETF 78464A417 3188 80007 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 1734 33555 SH SOLE 0 0 0 KKR FINL HLDGS LLC COM 48248A306 103 10000 SH SOLE 0 0 0 METABOLIX INC COM COM 591018809 543 431005 SH SOLE 0 0 0 3M COMPANY COM 88579Y101 549 4596 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 662 19889 SH SOLE 0 0 0 MAXIM INTEGRATED COM 57772K101 2261 75832 SH SOLE 0 0 0 NEWSTAR FINL INC COM COM 65251F105 2630 143936 SH SOLE 0 0 0 NPS PHARMACEUTICALS COM 62936P103 4503 143010 SH SOLE 0 0 0 NYSE EURONEXT COM 629491101 424 10100 SH SOLE 0 0 0 ISHARES S&P 100 ETF ETF 464287101 1151 15375 SH SOLE 0 0 0 PUBLIC SERVICE COM 744573106 445 13522 SH SOLE 0 0 0 PFIZER INC COM 717081103 360 12530 SH SOLE 0 0 0 PHILIP MORRIS INTL COM 718172109 236 8759 SH SOLE 0 0 0 SPDR INDEX SHS FDS ETF 78463X749 394 9328 SH SOLE 0 0 0 SPDR INDEX SHS FDS ETF 78463X863 2065 49023 SH SOLE 0 0 0 ISHARES MSCI EAFE ETF 464288273 253 5212 SH SOLE 0 0 0 SPDR SER TR ETF 78464A763 1724 25008 SH SOLE 0 0 0 AT&T INC COM 00206R102 254 7523 SH SOLE 0 0 0 TICC CAP CORP COM COM 87244T109 100 10300 SH SOLE 0 0 0 ISHARES TIPS BOND ETF 464287176 4765 42329 SH SOLE 0 0 0 UNITED TECHNOLOGIES COM 913017109 221 2050 SH SOLE 0 0 0 VANGUARD INTL EQUITY ETF 922042775 272 5600 SH SOLE 0 0 0 VANGUARD INDEX FDS ETF 922908553 2026 30636 SH SOLE 0 0 0 VANGUARD INDEX TR ETF 922908652 3065 39738 SH SOLE 0 0 0 VERIZON COM 92343V104 361 7739 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 1431 16631 SH SOLE 0 0 0