0001213900-23-043100.txt : 20230525
0001213900-23-043100.hdr.sgml : 20230525
20230525162818
ACCESSION NUMBER: 0001213900-23-043100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230523
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Melluzzo Luciano M
CENTRAL INDEX KEY: 0001344076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35927
FILM NUMBER: 23961113
MAIL ADDRESS:
STREET 1: 93 FOXON PLACE
CITY: NEW BRITAIN
STATE: CT
ZIP: 06053
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP
CENTRAL INDEX KEY: 0001009891
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 204458244
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1460 FIFTH AVENUE
CITY: BAY SHORE
STATE: NY
ZIP: 11706
BUSINESS PHONE: 631-881-4920
MAIL ADDRESS:
STREET 1: 1460 FIFTH AVENUE
CITY: BAY SHORE
STATE: NY
ZIP: 11706
FORMER COMPANY:
FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC.
DATE OF NAME CHANGE: 20070702
FORMER COMPANY:
FORMER CONFORMED NAME: Gales Industries Inc
DATE OF NAME CHANGE: 20060410
FORMER COMPANY:
FORMER CONFORMED NAME: Ashlin Development Corp
DATE OF NAME CHANGE: 20050127
4
1
ownership.xml
X0407
4
2023-05-23
0
0001009891
AIR INDUSTRIES GROUP
AIRI
0001344076
Melluzzo Luciano M
1460 FIFTH AVE
BAY SHORE
NY
11706
0
1
0
0
President
0
Common Stock
100000
D
Stock options
3.43
2023-05-23
4
A
0
48000
A
2023-05-23
2028-06-30
Common Stock
48000
48000
D
Stock options
8.30
2023-05-23
4
D
0
20000
D
2027-03-31
Common Stock
20000
20000
D
Stock options
12.20
2023-05-23
4
D
0
18000
D
2026-07-31
Common Stock
18000
18000
D
Stock options
13.90
2023-05-23
4
D
0
15000
D
2023-03-24
2026-03-31
Common stock
15000
15000
D
Stock options
10.30
2023-05-23
4
D
0
20000
D
2022-03-25
2025-03-31
Common stock
20000
20000
D
Stock options
8.80
2023-05-23
4
D
0
20000
D
2019-01-19
2024-01-31
Common Stock
20000
20000
D
Stock options
15.00
2023-05-23
4
D
0
27000
D
2019-10-01
2024-09-30
Common stock
27000
27000
D
The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.
Vests as to 6,667 shares on each of April 12, 2022 and March 31, 2023, and 6,666 shares on March 31, 2024.
Vests in equal installments of 6,000 shares on July 30, 2021, July 31, 2022 and July 31, 2023.
/s/ Luciano M. Melluzzo
2023-05-25