0001213900-23-043097.txt : 20230525
0001213900-23-043097.hdr.sgml : 20230525
20230525162648
ACCESSION NUMBER: 0001213900-23-043097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230523
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rettaliata Peter
CENTRAL INDEX KEY: 0001344959
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35927
FILM NUMBER: 23961075
MAIL ADDRESS:
STREET 1: C/O AIR INDUSTRIES
STREET 2: 1479 CLINTON AVENUE
CITY: BAY SHORE
STATE: NY
ZIP: 11706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP
CENTRAL INDEX KEY: 0001009891
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 204458244
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1460 FIFTH AVENUE
CITY: BAY SHORE
STATE: NY
ZIP: 11706
BUSINESS PHONE: 631-881-4920
MAIL ADDRESS:
STREET 1: 1460 FIFTH AVENUE
CITY: BAY SHORE
STATE: NY
ZIP: 11706
FORMER COMPANY:
FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC.
DATE OF NAME CHANGE: 20070702
FORMER COMPANY:
FORMER CONFORMED NAME: Gales Industries Inc
DATE OF NAME CHANGE: 20060410
FORMER COMPANY:
FORMER CONFORMED NAME: Ashlin Development Corp
DATE OF NAME CHANGE: 20050127
4
1
ownership.xml
X0407
4
2023-05-23
0
0001009891
AIR INDUSTRIES GROUP
AIRI
0001344959
Rettaliata Peter
46 IROQUOIS DRIVE
BRIGHTWATERS
NY
11706
1
0
0
0
0
Common Stock
2023-05-23
4
J
0
2649
3.54
A
24503
D
Stock Options
3.43
2023-05-23
4
A
0
4040
A
2023-05-23
2028-06-30
Common Stock
4040
4040
D
Stock Options
8.4
2023-05-23
4
D
0
1000
D
2022-12-31
2027-04-30
Common Stock
1000
1000
D
Stock Options
12.5
2023-05-23
4
D
0
100
D
2021-12-31
2026-07-31
Common Stock
100
100
D
Stock Options
13.2
2023-05-23
4
D
0
1000
D
2021-12-31
2027-12-31
Common Stock
1000
1000
D
Stock Options
14.2
2023-05-23
4
D
0
5000
D
2022-07-24
2024-07-24
Common Stock
5000
5000
D
Stock Options
15.9
2023-05-23
4
D
0
1000
D
2018-12-31
2023-05-31
Common Stock
1000
1000
D
Stock Options
12.8
2023-05-23
4
D
0
1000
D
2019-12-31
2025-12-31
Common Stock
1000
1000
D
Stock Options
23.8
2023-05-23
4
D
0
1000
D
2020-12-31
2026-12-31
Common Stock
1000
1000
D
Shares received in lieu of cash payment of director's fees.
The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.
/s/ Peter Rettaliata
2023-05-24