0001213900-23-043097.txt : 20230525 0001213900-23-043097.hdr.sgml : 20230525 20230525162648 ACCESSION NUMBER: 0001213900-23-043097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rettaliata Peter CENTRAL INDEX KEY: 0001344959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35927 FILM NUMBER: 23961075 MAIL ADDRESS: STREET 1: C/O AIR INDUSTRIES STREET 2: 1479 CLINTON AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP CENTRAL INDEX KEY: 0001009891 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 204458244 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 BUSINESS PHONE: 631-881-4920 MAIL ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 FORMER COMPANY: FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC. DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: Gales Industries Inc DATE OF NAME CHANGE: 20060410 FORMER COMPANY: FORMER CONFORMED NAME: Ashlin Development Corp DATE OF NAME CHANGE: 20050127 4 1 ownership.xml X0407 4 2023-05-23 0 0001009891 AIR INDUSTRIES GROUP AIRI 0001344959 Rettaliata Peter 46 IROQUOIS DRIVE BRIGHTWATERS NY 11706 1 0 0 0 0 Common Stock 2023-05-23 4 J 0 2649 3.54 A 24503 D Stock Options 3.43 2023-05-23 4 A 0 4040 A 2023-05-23 2028-06-30 Common Stock 4040 4040 D Stock Options 8.4 2023-05-23 4 D 0 1000 D 2022-12-31 2027-04-30 Common Stock 1000 1000 D Stock Options 12.5 2023-05-23 4 D 0 100 D 2021-12-31 2026-07-31 Common Stock 100 100 D Stock Options 13.2 2023-05-23 4 D 0 1000 D 2021-12-31 2027-12-31 Common Stock 1000 1000 D Stock Options 14.2 2023-05-23 4 D 0 5000 D 2022-07-24 2024-07-24 Common Stock 5000 5000 D Stock Options 15.9 2023-05-23 4 D 0 1000 D 2018-12-31 2023-05-31 Common Stock 1000 1000 D Stock Options 12.8 2023-05-23 4 D 0 1000 D 2019-12-31 2025-12-31 Common Stock 1000 1000 D Stock Options 23.8 2023-05-23 4 D 0 1000 D 2020-12-31 2026-12-31 Common Stock 1000 1000 D Shares received in lieu of cash payment of director's fees. The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. /s/ Peter Rettaliata 2023-05-24