0001213900-23-043094.txt : 20230525
0001213900-23-043094.hdr.sgml : 20230525
20230525162440
ACCESSION NUMBER: 0001213900-23-043094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230523
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAGLICH ROBERT
CENTRAL INDEX KEY: 0001353439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35927
FILM NUMBER: 23961016
MAIL ADDRESS:
STREET 1: 700 NEW YORK AVENUE
CITY: HUNTINGTON
STATE: NY
ZIP: 11743
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP
CENTRAL INDEX KEY: 0001009891
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 204458244
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1460 FIFTH AVENUE
CITY: BAY SHORE
STATE: NY
ZIP: 11706
BUSINESS PHONE: 631-881-4920
MAIL ADDRESS:
STREET 1: 1460 FIFTH AVENUE
CITY: BAY SHORE
STATE: NY
ZIP: 11706
FORMER COMPANY:
FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC.
DATE OF NAME CHANGE: 20070702
FORMER COMPANY:
FORMER CONFORMED NAME: Gales Industries Inc
DATE OF NAME CHANGE: 20060410
FORMER COMPANY:
FORMER CONFORMED NAME: Ashlin Development Corp
DATE OF NAME CHANGE: 20050127
4
1
ownership.xml
X0407
4
2023-05-23
0
0001009891
AIR INDUSTRIES GROUP
AIRI
0001353439
TAGLICH ROBERT
C/O TAGLICH BROTHERS, INC.
37 MAIN STREET
COLD SPRING HARBOR
NY
11724
1
0
1
0
0
Common Stock
2023-05-23
4
J
0
4467
3.54
A
247051
D
Common Stock
23995
I
See Note
Common Stock
4476
I
See Note
Stock Options
3.43
2023-05-23
4
A
0
2120
A
2023-05-23
2028-06-30
Common Stock
2120
2120
D
Stock Options
8.4
2023-05-23
4
D
0
1000
D
2022-12-31
2027-04-30
Common Stock
1000
1000
D
Stock Options
13.2
2023-05-23
4
D
0
1000
D
2021-12-31
2027-12-31
Common Stock
1000
1000
D
Stock Options
23.8
2023-05-23
4
D
0
1000
D
2020-12-31
2026-12-31
Common Stock
1000
1000
D
Stock Options
12.8
2023-05-23
4
D
0
1000
D
2019-12-31
2025-12-31
Common Stock
1000
1000
D
Stock Options
15.9
2023-05-23
4
D
0
1300
D
2018-12-31
2023-05-31
Common Stock
1300
1300
D
Convertible Notes
15
2018-09-30
2023-07-01
Common Stock
50772
761579
D
Convertible Notes
9.3
2019-01-15
2023-07-01
Common Stock
110323
1026000
D
Convertible Notes
15
2018-09-30
2023-07-01
Common Stock
14217
213242
I
See Note
Convertible Notes
15
2018-09-30
2023-07-01
Common Stock
7812
117166
D
Convertible Notes
9.3
2019-01-15
2023-07-01
Common Stock
3011
28000
I
See Note
Warrants
14
2018-10-01
2023-09-30
Common Stock
1750
1750
I
See Note
Shares received in lieu of cash payment of director's fees.
The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.
Represent shares owned by Taglich Brothers, Inc., of which the Reporting Person is Managing Director.
Represents shares acquired for which Mr. Taglich is the custodian for his children under NY UGMA.
Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020.
Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.
Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes.
Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019.
Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018.
/s/ Robert F. Taglich
2023-05-24