0001213900-23-043091.txt : 20230525 0001213900-23-043091.hdr.sgml : 20230525 20230525162224 ACCESSION NUMBER: 0001213900-23-043091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230523 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brand Michael CENTRAL INDEX KEY: 0001562757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35927 FILM NUMBER: 23960947 BUSINESS ADDRESS: BUSINESS PHONE: 330 723-8038 MAIL ADDRESS: STREET 1: 4196 MAJESTIC CIRCLE CITY: MEDINA STATE: OH ZIP: 44256 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP CENTRAL INDEX KEY: 0001009891 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 204458244 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 BUSINESS PHONE: 631-881-4920 MAIL ADDRESS: STREET 1: 1460 FIFTH AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 FORMER COMPANY: FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC. DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: Gales Industries Inc DATE OF NAME CHANGE: 20060410 FORMER COMPANY: FORMER CONFORMED NAME: Ashlin Development Corp DATE OF NAME CHANGE: 20050127 4 1 ownership.xml X0407 4 2023-05-23 0 0001009891 AIR INDUSTRIES GROUP AIRI 0001562757 Brand Michael 4196 MAJESTIC CIRCLE MEDINA OH 44256 1 0 0 0 0 Common Stock 56504 D Common Stock 6000 I by Roth 401k Stock Option 3.43 2023-05-23 4 A 0 4160 A 2023-05-23 2028-06-30 Common Stock 4160 4160 D Stock Option 8.40 2023-05-23 4 D 0 1000 D 2022-12-31 2027-04-30 Common Stock 1000 1000 D Stock Option 12.50 2023-05-23 4 D 0 100 D 2021-12-31 2026-08-31 Common Stock 100 100 D Stock Options (right to purchase) 13.20 2023-05-23 4 D 0 1000 D 2021-12-31 2027-12-31 Common Stock 1000 1000 D Stock Options (right to purchase) 23.80 2023-05-23 4 D 0 1000 D 2020-12-31 2026-12-31 Common Stock 1000 1000 D Stock Options (right to purchase) 15.90 2023-05-23 4 D 0 1300 D 2018-12-31 2023-05-31 Common Stock 1300 1300 D Stock Options (right to purchase) 12.80 2023-05-23 4 D 0 1000 D 2019-12-31 2025-12-31 Common Stock 1000 1000 D Stock Options (right to purchase) 14.20 2023-05-23 4 D 0 5000 D 2018-07-24 2024-07-24 Common Stock 5000 5000 D The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. /s/ Michael Brand 2023-05-24