0001193805-14-001739.txt : 20140822
0001193805-14-001739.hdr.sgml : 20140822
20140822142651
ACCESSION NUMBER: 0001193805-14-001739
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140821
FILED AS OF DATE: 20140822
DATE AS OF CHANGE: 20140822
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP
CENTRAL INDEX KEY: 0001009891
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 204458244
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1479 NORTH CLINTON AVENUE
CITY: BAY SHORE
STATE: NY
ZIP: 11706
BUSINESS PHONE: 631-968-5000
MAIL ADDRESS:
STREET 1: 1479 NORTH CLINTON AVENUE
CITY: BAY SHORE
STATE: NY
ZIP: 11706
FORMER COMPANY:
FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC.
DATE OF NAME CHANGE: 20070702
FORMER COMPANY:
FORMER CONFORMED NAME: Gales Industries Inc
DATE OF NAME CHANGE: 20060410
FORMER COMPANY:
FORMER CONFORMED NAME: Ashlin Development Corp
DATE OF NAME CHANGE: 20050127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAGLICH MICHAEL N
CENTRAL INDEX KEY: 0001024533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35927
FILM NUMBER: 141059941
MAIL ADDRESS:
STREET 1: TAGLICH BROTHERS INC
STREET 2: 1370 AVENUE OF THE AMERICAS --31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 6317254791
4
1
e612646_4-michaelt.xml
X0306
4
2014-08-21
1
0001009891
AIR INDUSTRIES GROUP
AIRI
0001024533
TAGLICH MICHAEL N
98 BAY STREET
SAG HARBOR
NY
10174
1
0
0
0
Common Stock
351997
D
Common Stock
45980
I
See Note
Common Stock
12746
I
See Note
Stock Options (right to purchase)
6
2013-04-23
4
A
0
750
0
A
2013-04-23
2018-04-23
Common Stock
750
6750
D
Stock Options (right to purchase)
7.86
2013-09-30
4
A
0
750
0
A
2013-09-30
2018-09-30
Common Stock
750
7500
D
Stock Options (right to purchase)
8.98
2013-12-31
4
A
0
750
0
A
2013-12-31
2018-12-31
Common Stock
750
8250
D
Stock Options (right to purchase)
9.38
2014-03-31
4
A
0
750
0
A
2014-03-31
2019-03-31
Common Stock
750
9000
D
Warrants (1) (right to purchase)
6.3
2012-06-22
4
A
0
31190
0
A
2012-06-22
2017-06-22
Common Stock
31190
40190
I
See Note
Warrants (1) (right to purchase)
8.72
2014-01-01
4
A
0
10000
0
A
2014-04-01
2019-12-31
Common Stock
10000
50190
I
See Note
Stock Options (right to purchase)
11.73
2014-05-16
4
A
0
750
0
A
2014-05-16
2019-05-15
Common Stock
750
50940
D
Stock Options (right to purchase)
9.24
2014-08-21
4
A
0
750
0
A
2014-08-21
2019-08-20
Common Stock
750
51690
D
Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President.
Owned by Tag/Kent Partners, of which Reporting Person is a General Partner.
Reporting Person's portion of a total 118,585 Placement Agent Warrants received by Taglich Brothers, Inc., which acted as placement agent for the sale of Issuer's common stock in June and July of 2012.
Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to Capital Markets Advisory Agreement. The warrants are exercisable as to 2,500 shares commencing April 1, 2014, a total of 5,000 shares commencing July 1, 2014, a total of 7,500 shares commencing October 1, 2014 and a total of 10,000 shares on January 1, 2015.
/s/ Michael N. Taglich
2014-08-22