0001193805-14-001739.txt : 20140822 0001193805-14-001739.hdr.sgml : 20140822 20140822142651 ACCESSION NUMBER: 0001193805-14-001739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140821 FILED AS OF DATE: 20140822 DATE AS OF CHANGE: 20140822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP CENTRAL INDEX KEY: 0001009891 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 204458244 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1479 NORTH CLINTON AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 BUSINESS PHONE: 631-968-5000 MAIL ADDRESS: STREET 1: 1479 NORTH CLINTON AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 FORMER COMPANY: FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC. DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: Gales Industries Inc DATE OF NAME CHANGE: 20060410 FORMER COMPANY: FORMER CONFORMED NAME: Ashlin Development Corp DATE OF NAME CHANGE: 20050127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAGLICH MICHAEL N CENTRAL INDEX KEY: 0001024533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35927 FILM NUMBER: 141059941 MAIL ADDRESS: STREET 1: TAGLICH BROTHERS INC STREET 2: 1370 AVENUE OF THE AMERICAS --31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 6317254791 4 1 e612646_4-michaelt.xml X0306 4 2014-08-21 1 0001009891 AIR INDUSTRIES GROUP AIRI 0001024533 TAGLICH MICHAEL N 98 BAY STREET SAG HARBOR NY 10174 1 0 0 0 Common Stock 351997 D Common Stock 45980 I See Note Common Stock 12746 I See Note Stock Options (right to purchase) 6 2013-04-23 4 A 0 750 0 A 2013-04-23 2018-04-23 Common Stock 750 6750 D Stock Options (right to purchase) 7.86 2013-09-30 4 A 0 750 0 A 2013-09-30 2018-09-30 Common Stock 750 7500 D Stock Options (right to purchase) 8.98 2013-12-31 4 A 0 750 0 A 2013-12-31 2018-12-31 Common Stock 750 8250 D Stock Options (right to purchase) 9.38 2014-03-31 4 A 0 750 0 A 2014-03-31 2019-03-31 Common Stock 750 9000 D Warrants (1) (right to purchase) 6.3 2012-06-22 4 A 0 31190 0 A 2012-06-22 2017-06-22 Common Stock 31190 40190 I See Note Warrants (1) (right to purchase) 8.72 2014-01-01 4 A 0 10000 0 A 2014-04-01 2019-12-31 Common Stock 10000 50190 I See Note Stock Options (right to purchase) 11.73 2014-05-16 4 A 0 750 0 A 2014-05-16 2019-05-15 Common Stock 750 50940 D Stock Options (right to purchase) 9.24 2014-08-21 4 A 0 750 0 A 2014-08-21 2019-08-20 Common Stock 750 51690 D Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Owned by Tag/Kent Partners, of which Reporting Person is a General Partner. Reporting Person's portion of a total 118,585 Placement Agent Warrants received by Taglich Brothers, Inc., which acted as placement agent for the sale of Issuer's common stock in June and July of 2012. Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to Capital Markets Advisory Agreement. The warrants are exercisable as to 2,500 shares commencing April 1, 2014, a total of 5,000 shares commencing July 1, 2014, a total of 7,500 shares commencing October 1, 2014 and a total of 10,000 shares on January 1, 2015. /s/ Michael N. Taglich 2014-08-22