0001193805-14-001645.txt : 20140807 0001193805-14-001645.hdr.sgml : 20140807 20140807150501 ACCESSION NUMBER: 0001193805-14-001645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140728 FILED AS OF DATE: 20140807 DATE AS OF CHANGE: 20140807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIR INDUSTRIES GROUP CENTRAL INDEX KEY: 0001009891 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 204458244 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1479 NORTH CLINTON AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 BUSINESS PHONE: 631-968-5000 MAIL ADDRESS: STREET 1: 1479 NORTH CLINTON AVENUE CITY: BAY SHORE STATE: NY ZIP: 11706 FORMER COMPANY: FORMER CONFORMED NAME: AIR INDUSTRIES GROUP, INC. DATE OF NAME CHANGE: 20070702 FORMER COMPANY: FORMER CONFORMED NAME: Gales Industries Inc DATE OF NAME CHANGE: 20060410 FORMER COMPANY: FORMER CONFORMED NAME: Ashlin Development Corp DATE OF NAME CHANGE: 20050127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROEDER ROBERT C CENTRAL INDEX KEY: 0001268331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35927 FILM NUMBER: 141023427 MAIL ADDRESS: STREET 1: TAGLICH BROTHERS, INC. STREET 2: 405 LEXINGTON AVE, 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10174 4 1 e612611_4-schroeder.xml X0306 4 2014-07-28 0 0001009891 AIR INDUSTRIES GROUP AIRI 0001268331 SCHROEDER ROBERT C 700 NEW YORK AVENUE, SUITE B HUNTINGTON NY 11743 1 0 0 0 Common Stock 50554 D Stock Options (right to purchase) 6 2013-04-23 4 A 0 750 0 A 2013-04-23 2018-04-23 Common Stock 750 6750 D Stock Options (right to purchase) 7.86 2013-09-30 4 A 0 750 0 A 2013-09-30 2018-09-30 Common Stock 750 7500 D Stock Options (right to purchase) 8.98 2013-12-31 4 A 0 750 0 A 2013-12-31 2018-12-31 Common Stock 750 8250 D Stock Options (right to purchase) 9.38 2014-03-31 4 A 0 750 0 A 2014-03-31 2019-03-31 Common Stock 750 9000 D Warrants (1) (right to purchase) 6.3 2012-06-22 4 A 0 20005 0 A 2012-06-22 2017-06-22 Common Stock 20005 29005 I See Note Stock Options (right to purchase) 11.73 2014-05-16 4 A 0 750 0 A 2014-05-16 2019-05-15 Common Stock 750 29755 D Warrants (right to purchase) 11.25 2014-07-28 4 A 0 7580 0 A 2015-05-29 2019-05-28 Common Stock 7580 37335 D Reporting Person's portion of a total 118,585 Placement Agent Warrants received by Taglich Brothers, Inc., which acted as placement agent for the sale of Issuer's common stock in June and July of 2012. /s/ Robert C. Schroeder 2014-08-07