0001288136-17-000006.txt : 20170131
0001288136-17-000006.hdr.sgml : 20170131
20170131154710
ACCESSION NUMBER: 0001288136-17-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170127
FILED AS OF DATE: 20170131
DATE AS OF CHANGE: 20170131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAKKS PACIFIC INC
CENTRAL INDEX KEY: 0001009829
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954527222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 22619 PACIFIC COAST HWY
CITY: MALIBU
STATE: CA
ZIP: 90265
BUSINESS PHONE: 3104567799
MAIL ADDRESS:
STREET 1: 22619 PACIFIC COAST HWY
CITY: MALIBU
STATE: CA
ZIP: 90265
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine River Capital Management LLC
CENTRAL INDEX KEY: 0001475577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 17561022
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PARKWAY, 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 612 238 3300
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY, 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAYLOR BRIAN
CENTRAL INDEX KEY: 0001387809
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 17561023
MAIL ADDRESS:
STREET 1: C/O PINE RIVER CAPITAL MANAGEMENT
STREET 2: 601 CARLSON PARKWAY, 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine River MASTER FUND LTD.
CENTRAL INDEX KEY: 0001387810
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 17561024
BUSINESS ADDRESS:
STREET 1: C/O PINE RIVER CAPITAL MANAGEMENT L.P.
STREET 2: 601 CARLSON PARKWAY, 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 612-238-3300
MAIL ADDRESS:
STREET 1: C/O PINE RIVER CAPITAL MANAGEMENT L.P.
STREET 2: 601 CARLSON PARKWAY, 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER NAME:
FORMER CONFORMED NAME: NISSWA MASTER FUND LTD.
DATE OF NAME CHANGE: 20070125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine River Capital Management L.P.
CENTRAL INDEX KEY: 0001288136
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 17561025
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 6122383300
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER NAME:
FORMER CONFORMED NAME: Pine River Capital Management, L.P.
DATE OF NAME CHANGE: 20040512
FORMER NAME:
FORMER CONFORMED NAME: NISSWA MASTER FUND LTD
DATE OF NAME CHANGE: 20040422
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-01-27
0
0001009829
JAKKS PACIFIC INC
JAKK
0001288136
Pine River Capital Management L.P.
601 CARLSON PARKWAY
7TH FLOOR
MINNETONKA
MN
55305
0
0
1
0
0001387810
Pine River MASTER FUND LTD.
C/O PINE RIVER CAPITAL MANAGEMENT L.P.
601 CARLSON PARKWAY, 7TH FLOOR
MINNETONKA
MN
55305
0
0
1
0
0001387809
TAYLOR BRIAN
C/O PINE RIVER CAPITAL MANAGEMENT
601 CARLSON PARKWAY, 7TH FLOOR
MINNETONKA
MN
55305
0
0
1
0
0001475577
Pine River Capital Management LLC
601 CARLSON PARKWAY, 7TH FLOOR
MINNETONKA
MN
55305
0
0
1
0
Common Stock
2017-01-27
4
J
0
1637550
A
0
I
See footnotes 1, 2
4.25% Convertible Senior Notes due 2018
2017-01-27
4
J
0
22590000
D
2018-08-01
Common Stock
2583559
0
I
See footnotes 1 and 2
4.875% Convertible Senior Notes due 2020
2020-06-01
Common Stock
879273
8474000
I
See footnotes 1 and 2
These securities are held directly by the Pine River Master Fund, for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Brian Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
On January 27, 2017, the Pine River Master Fund Ltd. (the "Master Fund") entered into an Exchange Agreement with the Issuer, pursuant to which the Master Fund transferred $22,590,000 aggregate principal amount of the Issuer's 4.250% Subordinated Convertible Senior Notes due 2018 (the "4.250% Notes") held by the Master Fund to the Issuer in simultaneous exchange for 1,637,550 shares of the Issuer's Common Stock ("Common Stock") and $13,998,195.75 in cash.
The 4.250% Notes were convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events.
The 4.875% Convertible Senior Notes due 2020 are convertible into shares of Common Stock at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.
Brian Taylor, Managing Member
2017-01-31