0001209191-16-132734.txt : 20160714
0001209191-16-132734.hdr.sgml : 20160714
20160714163454
ACCESSION NUMBER: 0001209191-16-132734
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160712
FILED AS OF DATE: 20160714
DATE AS OF CHANGE: 20160714
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAKKS PACIFIC INC
CENTRAL INDEX KEY: 0001009829
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954527222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 22619 PACIFIC COAST HWY
CITY: MALIBU
STATE: CA
ZIP: 90265
BUSINESS PHONE: 3104567799
MAIL ADDRESS:
STREET 1: 22619 PACIFIC COAST HWY
CITY: MALIBU
STATE: CA
ZIP: 90265
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: California Capital Z, LLC
CENTRAL INDEX KEY: 0001560407
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 161767704
BUSINESS ADDRESS:
STREET 1: 10182 CULVER BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
BUSINESS PHONE: (310) 836-6400
MAIL ADDRESS:
STREET 1: 10182 CULVER BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOON-SHIONG PATRICK
CENTRAL INDEX KEY: 0001189020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 161767705
MAIL ADDRESS:
STREET 1: 9922 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
FORMER NAME:
FORMER CONFORMED NAME: SOON SHIONG PATRICK
DATE OF NAME CHANGE: 20020912
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-12
0
0001009829
JAKKS PACIFIC INC
JAKK
0001189020
SOON-SHIONG PATRICK
9922 JEFFERSON BOULEVARD
CULVER CITY
CA
90232
0
0
1
0
0001560407
California Capital Z, LLC
9922 JEFFERSON BOULEVARD
CULVER CITY
CA
90232
0
0
1
0
Common Stock
239622
D
Common Stock
2016-07-12
4
S
0
28274
8.621
D
2538074
I
Through California Capital Z
Warrant
16.2823
2012-09-12
2017-09-12
Common Stock
1500000
1500000
I
Through NantWorks LLC
These shares of common stock were sold on the open market. The price reported in Column 4 is a weighted average price per share. These shares were sold in multiple transactions at prices ranging from $8.580 to $8.710, inclusive. Each of Dr. Patrick Soon-Shiong and California Capital Z, LLC ("California Capital Z") undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
Dr. Patrick Soon-Shiong is the sole member of California Capital Z.
California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Patrick Soon-Shiong is the sole member of California Capital Equity, LLC.
This Form 4 shall not be deemed to be an admission by any reporting person hereunder that it or he is the beneficial owner, for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), for purposes of Section 13 of the Exchange Act, or for any other purpose, of any of the securities reported herein. Without limiting the immediately preceding sentence, each reporting person hereunder expressly disclaims beneficial ownership, for purposes of Section 16 of the Exchange Act, of all securities reported herein, except to the extent of its or his pecuniary interest therein.
/s/ Patrick Soon-Shiong
2016-07-14
/s/ Charles Kenworthy, Manager of California Capital Z, LLC
2016-07-14