0001185185-24-000215.txt : 20240307 0001185185-24-000215.hdr.sgml : 20240307 20240307183711 ACCESSION NUMBER: 0001185185-24-000215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240305 FILED AS OF DATE: 20240307 DATE AS OF CHANGE: 20240307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kimble John Louis CENTRAL INDEX KEY: 0001795096 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 24731831 MAIL ADDRESS: STREET 1: 49 8TH STREET CITY: HERMOSA BEACH STATE: CA ZIP: 90254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 424-268-9444 MAIL ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 ownership.xml X0508 4 2024-03-05 0 0001009829 JAKKS PACIFIC INC JAKK 0001795096 Kimble John Louis C/O JAKKS PACIFIC, INC. 2951 28TH STREET SANTA MONICA CA 90405 0 1 0 0 Chief Financial Officer 0 Common Stock 2024-03-05 4 M 0 15030 25.63 A 148004 D Common Stock 2024-03-05 4 M 0 7515 25.63 A 155519 D Common Stock 2024-03-05 4 F 0 7815 25.63 D 147704 D Common Stock 2024-03-05 4 F 0 3907 25.63 D 143797 D Restricted Stock Unit ("RSU") 2024-03-05 4 M 0 15060 D Common Stock 15060 0 D Restricted Stock Unit ("RSU") 2024-03-05 4 M 0 7515 D Common Stock 7515 0 D Restricted Stock Unit ("RSU") 2024-03-05 4 D 0 7515 D Common Stock 7515 0 D Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024. Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. Represents the closing price of the Company's common stock for the trading day preceding the date it was determined that it vested, as reported by NASDAQ. Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting. Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors. Does not include additional RSUs previously granted and reported with different vesting terms. All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020. /s/ JOHN L. KIMBLE 2024-03-07