0001185185-23-000009.txt : 20230105
0001185185-23-000009.hdr.sgml : 20230105
20230105170515
ACCESSION NUMBER: 0001185185-23-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221025
FILED AS OF DATE: 20230105
DATE AS OF CHANGE: 20230105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kimble John Louis
CENTRAL INDEX KEY: 0001795096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 23512348
MAIL ADDRESS:
STREET 1: 49 8TH STREET
CITY: HERMOSA BEACH
STATE: CA
ZIP: 90254
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAKKS PACIFIC INC
CENTRAL INDEX KEY: 0001009829
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954527222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 424-268-9444
MAIL ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
4
1
ownership.xml
X0306
4
2022-10-25
0
0001009829
JAKKS PACIFIC INC
JAKK
0001795096
Kimble John Louis
C/O JAKKS PACIFIC, INC.
2951 28TH STREET
SANTA MONICA
CA
90405
0
1
0
0
Chief Financial Officer
Common Stock
2023-01-01
4
M
0
17742
17.49
A
87409
D
Restricted Stock Unit ("RSU")
2023-01-01
4
M
0
17742
17.49
D
Common Stock
17742
35486
D
Restricted Stock Unit ("RSU")
2023-01-01
4
A
0
48236
17.49
D
Common Stock
48236
48236
D
Restricted Stock Unit ("RSU")
2022-10-25
4
A
0
41988
19.32
D
Common Stock
41988
41988
D
Vested according to the terms of the RSU described in a previous filing.
Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
Does not include additional RSUs previously granted and reported with different vesting terms.
RSUs will vest in 2 equal annual installments commencing on October 25, 2025 and October 25, 2026. The Reporting Person must be employed by Issuer for an RSU to vest.
All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020.
/s/ JOHN L. KIMBLE
2023-01-05