0001185185-23-000007.txt : 20230105
0001185185-23-000007.hdr.sgml : 20230105
20230105170416
ACCESSION NUMBER: 0001185185-23-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221025
FILED AS OF DATE: 20230105
DATE AS OF CHANGE: 20230105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN STEPHEN G
CENTRAL INDEX KEY: 0001275342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35448
FILM NUMBER: 23512337
MAIL ADDRESS:
STREET 1: 22619 PACIFIC COAST HWY
CITY: MALIBU
STATE: CA
ZIP: 90265
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAKKS PACIFIC INC
CENTRAL INDEX KEY: 0001009829
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954527222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 424-268-9444
MAIL ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
4
1
ownership.xml
X0306
4
2022-10-25
0
0001009829
JAKKS PACIFIC INC
JAKK
0001275342
BERMAN STEPHEN G
C/O JAKKS PACIFIC, INC.
2951 28TH STREET
SANTA MONICA
CA
90405
1
1
0
0
CEO, President and Secretary
Common Stock
2023-01-01
4
M
0
23810
17.49
A
80106
D
Common Stock
2023-01-01
4
M
0
13204
17.49
A
93310
D
Common Stock
2023-01-01
4
M
0
21356
17.49
A
114666
D
Common Stock
2023-01-01
4
M
0
71405
17.49
A
186071
D
Common Stock
2023-01-01
4
F
0
9199
17.49
D
176872
D
Common Stock
2023-01-01
4
F
0
5344
17.49
D
171528
D
Common Stock
2023-01-01
4
F
0
8527
17.49
D
163001
D
Common Stock
2023-01-01
4
F
0
28635
17.49
D
134366
D
Restricted Stock Unit ("RSU")
2023-01-01
4
M
0
23810
17.49
D
Common Stock
23810
0
D
Restricted Stock Unit ("RSU")
2023-01-01
4
M
0
13204
17.49
D
Common Stock
13204
13204
D
Restricted Stock Unit ("RSU")
2023-01-01
4
M
0
21356
17.49
D
Common Stock
21356
42711
D
Restricted Stock Unit ("RSU")
2023-01-01
4
M
0
71405
17.49
D
Common Stock
71405
142813
D
Restricted Stock Unit ("RSU")
2023-01-01
4
A
0
200114
17.49
D
Common Stock
200114
200114
D
Restricted Stock Unit ("RSU")
2022-10-25
4
A
0
183748
19.32
D
Common Stock
183748
183748
D
Vested according to the terms of the RSU described in a previous filing.
Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.
Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
Does not include additional RSUs previously granted and reported with different vesting terms.
RSUs will vest in 2 equal annual installments commencing on October 25, 2025 and October 25, 2026. The Reporting Person must be employed by Issuer for an RSU to vest.
All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020.
/s/ Stephen G. Berman
2023-01-05