0001052918-19-000340.txt : 20191125 0001052918-19-000340.hdr.sgml : 20191125 20191125195954 ACCESSION NUMBER: 0001052918-19-000340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191120 FILED AS OF DATE: 20191125 DATE AS OF CHANGE: 20191125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kimble John Louis CENTRAL INDEX KEY: 0001795096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 191247377 MAIL ADDRESS: STREET 1: 49 8TH STREET CITY: HERMOSA BEACH STATE: CA ZIP: 90254 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 424-268-9444 MAIL ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-11-20 0 0001009829 JAKKS PACIFIC INC JAKK 0001795096 Kimble John Louis C/O JAKKS PACIFIC, INC. 2951 28TH STREET SANTA MONICA CA 90405 0 1 0 0 Chief Financial Officer Restricted Stock Unit (RSU) 2019-11-20 4 A 0 297619 0.84 A Common stock 297619 297619 D Restricted Stock Unit (RSU) 2019-11-20 4 A 0 294118 0.85 A Common stock 294118 294118 D Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting. Vests on the 12 month anniversary of the date of grant. 176,471 of RSUs will be subject to three year 'cliff vesting' (i.e. vesting is based upon performance at the close of the three year performance period), with vesting of each annual grant of RSUs determined by the following performance measures: (i) Total shareholder return as compared to the Russell 2000 Index (weighted 50 percent); (ii) Net revenue growth as compared to the Company's peer group (weighted 25 percent), and (iii) EBITDA growth as compared to the Company's peer group (weighted 25 percent). 117,647 of RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest. Represents the closing price of the Company's common stock for the date of grant, as reported by NASDAQ. Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ Certain of these shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors. /s/ John L. Kimble 2019-11-22