0000902664-17-004228.txt : 20171108 0000902664-17-004228.hdr.sgml : 20171108 20171108121147 ACCESSION NUMBER: 0000902664-17-004228 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170124 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fischer Seth CENTRAL INDEX KEY: 0001456474 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 171185759 MAIL ADDRESS: STREET 1: C/O OASIS MANAGEMENT (HONG KONG) LLC STREET 2: 21/F MAN YEE BUILDING, 68 DES VOEUX ROAD CITY: CENTRAL STATE: K3 ZIP: 0 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oasis Investments II Master Fund Ltd. CENTRAL INDEX KEY: 0001530803 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 171185760 BUSINESS ADDRESS: STREET 1: UGLAND HOUSE PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 8522847 7700 MAIL ADDRESS: STREET 1: UGLAND HOUSE PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oasis Management Co Ltd. CENTRAL INDEX KEY: 0001317904 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35448 FILM NUMBER: 171185761 BUSINESS ADDRESS: STREET 1: 21/F MAN YEE BUILDING STREET 2: 68 DES VOEUX ROAD CENTRAL CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2847-7798 MAIL ADDRESS: STREET 1: 21/F MAN YEE BUILDING STREET 2: 68 DES VOEUX ROAD CENTRAL CITY: CENTRAL STATE: K3 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: DKR OASIS MANAGEMENT COMPANY, L.P. DATE OF NAME CHANGE: 20090223 FORMER NAME: FORMER CONFORMED NAME: DKR OASIS MANAGEMENT CO L.P. DATE OF NAME CHANGE: 20050215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAKKS PACIFIC INC CENTRAL INDEX KEY: 0001009829 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954527222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 424-268-9444 MAIL ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 4/A 1 p17-0342form4.xml JAKKS PACIFIC, INC. X0306 4/A 2017-01-24 2017-01-26 0 0001009829 JAKKS PACIFIC INC JAKK 0001317904 Oasis Management Co Ltd. 21/F MAN YEE BUILDING 68 DES VOEUX ROAD CENTRAL CENTRAL K3 00000 HONG KONG 0 0 1 0 0001530803 Oasis Investments II Master Fund Ltd. UGLAND HOUSE PO BOX 309 GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001456474 Fischer Seth C/O OASIS MANAGEMENT (HONG KONG) LLC 21/F MAN YEE BUILDING, 68 DES VOEUX ROAD CENTRAL K3 0 HONG KONG 0 0 1 0 Common Stock 2017-01-26 4 P 0 4400 5.03 A 1443377 I See footnotes Convertible Senior Notes 8.7438 2017-01-26 4 P 0 2500000 2318230 A 2017-01-31 2018-08-01 Common Stock 285919 16310000 I See footnotes Convertible Senior Notes 8.7438 2017-01-26 4 P 0 5240000 4906636.44 A 2017-01-31 2018-08-01 Common Stock 599281 21550000 I See footnotes The trade reported on this line settled on January 31, 2017. Includes $53,125.00 of accrued and unpaid interest. Includes $111,350.00 of accrued and unpaid interest. The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. /s/ Oasis Management Company Ltd., By: Phillip Meyer, its General Counsel 2017-11-08 /s/ Oasis Investments II Master Fund Ltd., By: Phillip Meyer, its Director 2017-11-08 /s/ Seth Fischer 2017-11-08