0001967664-23-000004.txt : 20231208 0001967664-23-000004.hdr.sgml : 20231208 20231208212225 ACCESSION NUMBER: 0001967664-23-000004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231208 DATE AS OF CHANGE: 20231208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLEXON ROBERT C CENTRAL INDEX KEY: 0001236545 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 231476791 MAIL ADDRESS: STREET 1: 1313 N MARKET ST CITY: WILMINGTON STATE: DE ZIP: 19894 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Green Energy Holdings, Inc. CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 FORMER COMPANY: FORMER CONFORMED NAME: Capstone Green Energy Corp DATE OF NAME CHANGE: 20210421 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE Corp DATE OF NAME CHANGE: 20100203 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2023-12-07 0 0001009759 Capstone Green Energy Holdings, Inc. - 0001236545 FLEXON ROBERT C C/O CAPSTONE GREEN ENERGY HOLDING, INC. 16640 STAGG STREET VAN NUYS CA 91406 1 1 0 0 Interim President and CEO Common Stock 61798 D On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases. On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Confirmation Order and the Plan, CGRN completed a series of transactions pursuant to which, among other things, CGRN became a private company that continues to own certain assets of CGRN and (i) all of CGRNs common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of CGRNs equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (the Issuer) and is the successor to CGRN pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended. This Form 3 shall constitute an initial statement of beneficial ownership of securities for the Reporting Person with respect to the Issuer. Mr. Flexon will continue as a Director and the Interim President and Chief Executive Officer of the Issuer. Each holder of shares of common stock of CGRN was issued shares of common stock of the Issuer on a pro rata basis. /s/ Robert C. Flexon, Reporting Person 2023-12-08