0001831231-21-000006.txt : 20210414 0001831231-21-000006.hdr.sgml : 20210414 20210414201016 ACCESSION NUMBER: 0001831231-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210413 FILED AS OF DATE: 20210414 DATE AS OF CHANGE: 20210414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crouse James D CENTRAL INDEX KEY: 0001388926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 21826997 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-04-13 0 0001009759 CAPSTONE TURBINE Corp CPST 0001388926 Crouse James D C/O CAPSTONE TURBINE CORP. 16640 STAGG STREET VAN NUYS CA 91406 0 1 0 0 Chief Revenue Officer Common Stock 2021-04-13 4 A 0 10057 0 A 62171 D Common Stock 100 I By Children Represents shares underlying restricted stock units vesting in three equal annual installments commencing on April 13, 2022. James D. Crouse, Reporting Person 2021-04-14