0001831231-21-000002.txt : 20210407
0001831231-21-000002.hdr.sgml : 20210407
20210407195931
ACCESSION NUMBER: 0001831231-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210405
FILED AS OF DATE: 20210407
DATE AS OF CHANGE: 20210407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hencken Frederick S. III
CENTRAL INDEX KEY: 0001770907
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15957
FILM NUMBER: 21813502
MAIL ADDRESS:
STREET 1: C/O CAPSTONE TURBINE CORP.
STREET 2: 16640 STAGG ST.
CITY: VAN NUYS
STATE: CA
ZIP: 91406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp
CENTRAL INDEX KEY: 0001009759
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 954180883
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 16640 STAGG STREET
CITY: VAN NUYS
STATE: CA
ZIP: 91406
BUSINESS PHONE: 818-734-5300
MAIL ADDRESS:
STREET 1: 16640 STAGG STREET
CITY: VAN NUYS
STATE: CA
ZIP: 91406
FORMER COMPANY:
FORMER CONFORMED NAME: CAPSTONE TURBINE CORP
DATE OF NAME CHANGE: 20000314
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-04-05
0
0001009759
CAPSTONE TURBINE Corp
CPST
0001770907
Hencken Frederick S. III
C/O CAPSTONE TURBINE CORP.
16640 STAGG ST.
VAN NUYS
CA
91406
0
1
0
0
Chief Financial Officer
Common Stock
2021-04-05
4
F
0
270
8.72
D
46287
D
Common Stock
5084
I
By Trust
The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.
These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018.
/s/ Colby Peterson, Attorney-in-Fact
2021-04-07