0001770907-19-000021.txt : 20190827 0001770907-19-000021.hdr.sgml : 20190827 20190827184824 ACCESSION NUMBER: 0001770907-19-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190827 FILED AS OF DATE: 20190827 DATE AS OF CHANGE: 20190827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hencken Frederick S. III CENTRAL INDEX KEY: 0001770907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 191058840 MAIL ADDRESS: STREET 1: C/O CAPSTONE TURBINE CORP. STREET 2: 16640 STAGG ST. CITY: VAN NUYS STATE: CA ZIP: 91406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 16640 STAGG STREET CITY: VAN NUYS STATE: CA ZIP: 91406 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-08-27 0 0001009759 CAPSTONE TURBINE Corp CPST 0001770907 Hencken Frederick S. III C/O CAPSTONE TURBINE CORP. 16640 STAGG ST. VAN NUYS CA 91406 0 1 0 0 Chief Accounting Officer Common Stock 2019-08-27 4 F 0 2921 0.61 D 74367 D Common Stock 35837 I By Trust The shares were sold pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. Colby Peterson, Power of Attorney for Frederick Hencken III, Reporting Person 2019-08-27