0001447591-16-000075.txt : 20161118 0001447591-16-000075.hdr.sgml : 20161118 20161118175904 ACCESSION NUMBER: 0001447591-16-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Deursen Holly CENTRAL INDEX KEY: 0001414921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 162008723 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-18 0 0001009759 CAPSTONE TURBINE Corp cpst 0001414921 Van Deursen Holly 21211 NORDHOFF STREET CHATSWORTH CA 91311 1 0 0 0 Common Stock 2016-11-18 4 P 0 800 0.913 A 93835 D Common Stock 2016-11-18 4 P 0 800 0.914 A 94635 D Common Stock 2016-11-18 4 P 0 7000 0.92 A 101635 D Common Stock 2016-11-18 4 P 0 488 0.93 A 102123 D Common Stock 2016-11-18 4 P 0 300 0.935 A 102423 D Common Stock 2016-11-18 4 P 0 2400 0.937 A 104823 D Common Stock 2016-11-18 4 P 0 10118 0.94 A 114941 D Clarice Hovsepian, Power of Attorney for Holly Van Deursen, Reporting Person 2016-11-18