0001447591-16-000048.txt : 20160330 0001447591-16-000048.hdr.sgml : 20160330 20160330213628 ACCESSION NUMBER: 0001447591-16-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160328 FILED AS OF DATE: 20160330 DATE AS OF CHANGE: 20160330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crouse James D CENTRAL INDEX KEY: 0001388926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 161541502 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-03-28 0 0001009759 CAPSTONE TURBINE Corp cpst 0001388926 Crouse James D 21211 NORDHOFF STREET CHATSWORTH CA 91311 0 1 0 0 EVP Sales & Marketing Employee Stock Option (Right-to-Buy) 20.2 2016-03-28 4 J 0 3906 0 D 2013-06-06 2022-08-30 Common Stock 3906 0 D Employee Stock Option (Right-to-Buy) 18.4 2016-03-28 4 J 0 66 0 D 2014-04-09 2023-04-09 Common Stock 66 0 D Employee Stock Option (Right-to-Buy) 28 2016-03-28 4 J 0 3889 0 D 2015-05-14 2025-05-14 Common Stock 3889 0 D Employee Stock Option (Right-to-Buy) 12.8 2016-03-28 4 J 0 7180 0 D 2016-04-12 2026-04-12 Common Stock 7180 0 D Cancellation of a long derivative security position for no value James Crouse, Reporting Person 2016-03-30