0001447591-16-000048.txt : 20160330
0001447591-16-000048.hdr.sgml : 20160330
20160330213628
ACCESSION NUMBER: 0001447591-16-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160328
FILED AS OF DATE: 20160330
DATE AS OF CHANGE: 20160330
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp
CENTRAL INDEX KEY: 0001009759
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 954180883
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 21211 NORDHOFF STREET
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
BUSINESS PHONE: 818-734-5300
MAIL ADDRESS:
STREET 1: 21211 NORDHOFF STREET
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
FORMER COMPANY:
FORMER CONFORMED NAME: CAPSTONE TURBINE CORP
DATE OF NAME CHANGE: 20000314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crouse James D
CENTRAL INDEX KEY: 0001388926
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15957
FILM NUMBER: 161541502
MAIL ADDRESS:
STREET 1: 21211 NORDHOFF STREET
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-03-28
0
0001009759
CAPSTONE TURBINE Corp
cpst
0001388926
Crouse James D
21211 NORDHOFF STREET
CHATSWORTH
CA
91311
0
1
0
0
EVP Sales & Marketing
Employee Stock Option (Right-to-Buy)
20.2
2016-03-28
4
J
0
3906
0
D
2013-06-06
2022-08-30
Common Stock
3906
0
D
Employee Stock Option (Right-to-Buy)
18.4
2016-03-28
4
J
0
66
0
D
2014-04-09
2023-04-09
Common Stock
66
0
D
Employee Stock Option (Right-to-Buy)
28
2016-03-28
4
J
0
3889
0
D
2015-05-14
2025-05-14
Common Stock
3889
0
D
Employee Stock Option (Right-to-Buy)
12.8
2016-03-28
4
J
0
7180
0
D
2016-04-12
2026-04-12
Common Stock
7180
0
D
Cancellation of a long derivative security position for no value
James Crouse, Reporting Person
2016-03-30