0001447591-15-000040.txt : 20151222
0001447591-15-000040.hdr.sgml : 20151222
20151222202208
ACCESSION NUMBER: 0001447591-15-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151218
FILED AS OF DATE: 20151222
DATE AS OF CHANGE: 20151222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp
CENTRAL INDEX KEY: 0001009759
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 954180883
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 21211 NORDHOFF STREET
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
BUSINESS PHONE: 818-734-5300
MAIL ADDRESS:
STREET 1: 21211 NORDHOFF STREET
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
FORMER COMPANY:
FORMER CONFORMED NAME: CAPSTONE TURBINE CORP
DATE OF NAME CHANGE: 20000314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lewis Richard B
CENTRAL INDEX KEY: 0001608202
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15957
FILM NUMBER: 151304073
MAIL ADDRESS:
STREET 1: 21211 NORDHOFF STREET
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-12-18
0
0001009759
CAPSTONE TURBINE Corp
cpst
0001608202
Lewis Richard B
21211 NORDHOFF STREET
CHATSWORTH
CA
91311
0
1
0
0
VP Operations
Common Stock
2015-12-18
4
A
0
16939
1.19
A
20979
D
Common Stock
2015-12-18
4
F
0
6272
1.19
D
14707
D
The Company effected a 1-for-20 reverse stock split of its Common Stock as of 4:30 p.m. Eastern Standard Time on November 6, 2015.
The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the grant of restricted stock awards.
Richard Lewis, Reporting Person
2015-12-22