0001447591-15-000039.txt : 20151222 0001447591-15-000039.hdr.sgml : 20151222 20151222201717 ACCESSION NUMBER: 0001447591-15-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151218 FILED AS OF DATE: 20151222 DATE AS OF CHANGE: 20151222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jamison Darren CENTRAL INDEX KEY: 0001339744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 151304066 MAIL ADDRESS: STREET 1: 182 MAD RIVER PARK CITY: WAITSFIELD STATE: VT ZIP: 05673 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-18 0 0001009759 CAPSTONE TURBINE Corp cpst 0001339744 Jamison Darren 21211 NORDHOFF STREET CHATSWORTH CA 91311 1 1 0 0 President & CEO Common Stock 2015-12-18 4 A 0 37280 1.19 A 88423 D Common Stock 2015-12-18 4 F 0 13727 1.19 D 74696 D The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the grant of restricted stock awards. The Company effected a 1-for-20 reverse stock split of its Common Stock as of 4:30 p.m. Eastern Standard Time on November 6, 2015. Darren Jamision, Reporting Person 2015-12-22