0001447591-15-000037.txt : 20151222 0001447591-15-000037.hdr.sgml : 20151222 20151222200642 ACCESSION NUMBER: 0001447591-15-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151218 FILED AS OF DATE: 20151222 DATE AS OF CHANGE: 20151222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Jayme L. CENTRAL INDEX KEY: 0001447591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 151304058 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-18 0 0001009759 CAPSTONE TURBINE Corp cpst 0001447591 Brooks Jayme L. 21211 NORDHOFF STREET CHATSWORTH CA 91311 0 1 0 0 CFO & CAO Common Stock 2015-12-18 4 A 0 18927 1.19 A 27012 D Common Stock 2015-12-18 4 F 0 7001 1.19 D 20011 D The Company effected a 1-for-20 reverse stock split of its Common Stock as of 4:30 p.m. Eastern Standard Time on November 6, 2015. The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the grant of restricted stock awards. Jayme Brooks, Reporting Person 2015-12-22