0001447591-14-000023.txt : 20140516 0001447591-14-000023.hdr.sgml : 20140516 20140516200540 ACCESSION NUMBER: 0001447591-14-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140514 FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reich Edward I CENTRAL INDEX KEY: 0001396098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 14853007 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-05-14 0 0001009759 CAPSTONE TURBINE Corp cpst 0001396098 Reich Edward I 21211 NORDHOFF STREET CHATSWORTH CA 91311 0 1 0 0 EVP & CFO Common Stock 2014-05-14 4 A 0 40000 0 A 202913 D Employee Stock Option (Right-to-Buy) 1.4 2014-05-14 4 A 0 143600 0 A 2015-05-14 2024-05-14 Common Stock 143600 143600 D 25% of the options vest on this date; and monthly thereafter on a pro rata basis following the next 36 months. Edward Reich, Reporting Person 2014-05-16