-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CDW38NcvQhmc6aC5eakjwgKckkOpSOS3imWAFnt7HtQWHCQdUSezp3tgjN8zMf2U eG6eSa4+yZf5h8jcdvCrRg== 0001360757-09-000002.txt : 20090313 0001360757-09-000002.hdr.sgml : 20090313 20090313174103 ACCESSION NUMBER: 0001360757-09-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070831 FILED AS OF DATE: 20090313 DATE AS OF CHANGE: 20090313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reich Edward I CENTRAL INDEX KEY: 0001396098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 09681420 BUSINESS ADDRESS: BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE CORP CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2007-08-31 0 0001009759 CAPSTONE TURBINE CORP cpst 0001396098 Reich Edward I 21211 NORDHOFF STREET CHATSWORTH CA 91311 0 1 0 0 EVP and CFO Common Stock 2007-08-31 4 F 0 1173 1.1 D 49296 D Common Stock 2008-08-31 4 F 0 1609 2.01 D 47687 D Common Stock 2008-10-10 4 S 0 2582 1.2 D 45105 D The reporting person inadvertently failed to report the withholding of shares to pay taxes on restricted stock units that vested on each of August 31, 2007 and August 31, 2008. The reporting person inadvertently failed to report the sale of shares to pay taxes on restricted stock units that vested on October 10, 2008. Edward I. Reich, Reporting Person 2009-03-13 -----END PRIVACY-ENHANCED MESSAGE-----