0001179110-15-012003.txt : 20150812 0001179110-15-012003.hdr.sgml : 20150812 20150812152347 ACCESSION NUMBER: 0001179110-15-012003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150811 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE TURBINE Corp CENTRAL INDEX KEY: 0001009759 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 954180883 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-734-5300 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: CAPSTONE TURBINE CORP DATE OF NAME CHANGE: 20000314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAGGERS JOHN V CENTRAL INDEX KEY: 0001033563 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15957 FILM NUMBER: 151046799 MAIL ADDRESS: STREET 1: C/O SEVIN ROSEN FUNDS STREET 2: 13455 NOEL ROAD, SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75240 4 1 edgar.xml FORM 4 - X0306 4 2015-08-11 0 0001009759 CAPSTONE TURBINE Corp CPST 0001033563 JAGGERS JOHN V C/O SEVIN ROSEN FUNDS 13355 NOEL ROAD, SUITE 1350 DALLAS TX 75240 1 0 0 0 Common Stock 2015-08-11 4 P 0 200000 0.4139 A 718833 D Common Stock 9744 I See Footnote The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.4085 to $0.4233 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities And Exchange Commission, upon request, full information regarding the number of acquired at each separate price. Total Common Shares of 9,744 represents 16 of such common shares held by SRB Associates VII L.P. ("SRBVII"), and 9,728 of such common shares held by Sevin Rosen VII Affiliates Fund L.P. ("SRVII AFF"). Reporting person is a general partner of SRBVII, the general partner of SRVII AFF, and disclaims beneficial ownership of these shares except to his proportionate partnership interest in these shares. John V. Jaggers 2015-08-12