0001009759-23-000003.txt : 20231207
0001009759-23-000003.hdr.sgml : 20231207
20231207172610
ACCESSION NUMBER: 0001009759-23-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231207
FILED AS OF DATE: 20231207
DATE AS OF CHANGE: 20231207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fanning Celia
CENTRAL INDEX KEY: 0001949341
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15957
FILM NUMBER: 231473395
MAIL ADDRESS:
STREET 1: 16640 STAGG STREET
CITY: VAN NUYS
STATE: CA
ZIP: 91406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capstone Green Energy Corp
CENTRAL INDEX KEY: 0001009759
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 954180883
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 16640 STAGG STREET
CITY: VAN NUYS
STATE: CA
ZIP: 91406
BUSINESS PHONE: 818-734-5300
MAIL ADDRESS:
STREET 1: 16640 STAGG STREET
CITY: VAN NUYS
STATE: CA
ZIP: 91406
FORMER COMPANY:
FORMER CONFORMED NAME: CAPSTONE TURBINE Corp
DATE OF NAME CHANGE: 20100203
FORMER COMPANY:
FORMER CONFORMED NAME: CAPSTONE TURBINE CORP
DATE OF NAME CHANGE: 20000314
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2023-12-07
0
0001009759
Capstone Green Energy Corp
CGRNQ
0001949341
Fanning Celia
C/O CAPSTONE GREEN ENERGY CORP.
16640 STAGG STREET
VAN NUYS
CA
91406
0
1
0
0
Chief Accounting Officer
0
Common Stock
2023-12-07
4
J
0
36250
0
D
0
D
On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.
On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.
This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Ms. Fanning will continue as Chief Accounting Officer of Holdings.
Celia Fanning, Reporting Person
2023-12-07