0001564590-17-005906.txt : 20170403 0001564590-17-005906.hdr.sgml : 20170403 20170403134756 ACCESSION NUMBER: 0001564590-17-005906 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170403 DATE AS OF CHANGE: 20170403 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARBO CERAMICS INC CENTRAL INDEX KEY: 0001009672 STANDARD INDUSTRIAL CLASSIFICATION: ABRASIVE ASBESTOS & MISC NONMETALLIC MINERAL PRODUCTS [3290] IRS NUMBER: 721100013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48851 FILM NUMBER: 17733392 BUSINESS ADDRESS: STREET 1: 575 NORTH DAIRY ASHFORD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2819216400 MAIL ADDRESS: STREET 1: 575 NORTH DAIRY ASHFORD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77079 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORRIS WILLIAM C CENTRAL INDEX KEY: 0001135080 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: COVE POINT HOLDINGS, LLC STREET 2: 60 EAST 42ND STREET, SUITE 3210 CITY: NEW YORK STATE: NY ZIP: 10165 SC 13G/A 1 dfsco-sc13ga.htm SC 13G/A dfsco-sc13ga.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 16)*

 

CARBO Ceramics Inc.

(Name of Issuer)

Common Stock, par value $.01 per share

(Title of Class of Securities)

140781108

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

*

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

Page 1 of 5

CUSIP No. 140781108

 

 

 

 

(1)

Names of reporting persons

 

William C. Morris

(2)

Check the appropriate box if a member of a group (see instructions)

(a)  ☐        (b)  ☐

(3)

SEC use only

 

(4)

Citizenship or place of organization

 

United States

Number of

(5)

Sole voting power

 

3,160,659

shares

beneficially

owned by

(6)

Shared voting power

 

214,963

each

reporting

person

(7)

Sole dispositive power

 

3,160,659

with:

(8)

Shared dispositive power

 

214,963

(9)

Aggregate amount beneficially owned by each reporting person

 

3,375,622 (See Item 4)

(10)

Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐

 

(11)

Percent of class represented by amount in Row (9)

 

12.4% (See Item 4)

(12)

Type of reporting person (see instructions)

 

IN

 

 


Page 2 of 5

 

Item 1 (a).

Name of Issuer:

CARBO Ceramics Inc.

Item 1(b).

Address of Issuer’s Principal Executive Offices:
575 North Dairy Ashford

Suite 300 

Houston, Texas  77079

Item 2(a).

Name of Person Filing:
William C. Morris

Item 2(b).

Address of Principal Business Office or, if none, Residence:
William C. Morris’s principal business office is located at 60 East 42nd Street, Suite 3210 

New York, New York 10165.

Item 2(c).

Citizenship:
William C. Morris is a citizen of the United States.

Item 2(d).

Title of Class of Securities:
Common Stock, par value $.01 per share.

Item 2(e).

CUSIP Number:
The CUSIP number for the Common Stock is 140781108.

Item 3.

If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

(a)

☐ Broker or dealer registered under Section 15 of the Exchange Act.

 

(b)

☐ Bank as defined in Section 3(a)(6) of the Exchange Act.

 

(c)

☐ Insurance company as defined in Section 3(a)(19) of the Exchange Act.

 

(d)

☐ Investment company registered under Section 8 of the Investment Company Act.

 

(e)

☐ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

 

(f)

☐ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).

 

(g)

☐ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).

 

(h)

☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.

 

(i)

☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.

 

(j)

☐ Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

Page 3 of 5

 

 

Item 4.

Ownership.

(a) – (b) Mr. Morris may be deemed to be the beneficial owner of 3,375,622 shares, which constitutes approximately 12.4% of the shares outstanding. This amount includes 214,963 shares of Common Stock held by Mr. Morris’ spouse, for which Mr. Morris shares voting and dispositive power.

(c)   Mr. Morris has sole power to vote or to direct the vote and to dispose or to direct the disposition of 3,160,659 shares. Mr. Morris has shared power to vote or to direct the vote and to dispose or to direct the disposition of 214,963 shares.

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

Item 8.

Identification and Classification of Members of the Group.
Not Applicable.

Item 9.

Notice of Dissolution of Group.
Not Applicable.

Item 10.

Certifications.
Not Applicable.

 


Page 4 of 5

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: March 31, 2017

By:

/s/ William C. Morris

 

Name: William C. Morris

 

 

 

 

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