0000899243-17-029748.txt : 20171229 0000899243-17-029748.hdr.sgml : 20171229 20171229213041 ACCESSION NUMBER: 0000899243-17-029748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilks Dan H. CENTRAL INDEX KEY: 0001641792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15903 FILM NUMBER: 171282957 MAIL ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilks Farris CENTRAL INDEX KEY: 0001641794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15903 FILM NUMBER: 171282955 MAIL ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilks Staci CENTRAL INDEX KEY: 0001641796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15903 FILM NUMBER: 171282956 MAIL ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilks Brothers, LLC CENTRAL INDEX KEY: 0001662888 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15903 FILM NUMBER: 171282958 BUSINESS ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 BUSINESS PHONE: 8178192578 MAIL ADDRESS: STREET 1: 17010 INTERSTATE 20 CITY: CISCO STATE: TX ZIP: 76437 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARBO CERAMICS INC CENTRAL INDEX KEY: 0001009672 STANDARD INDUSTRIAL CLASSIFICATION: ABRASIVE ASBESTOS & MISC NONMETALLIC MINERAL PRODUCTS [3290] IRS NUMBER: 721100013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 575 NORTH DAIRY ASHFORD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 2819216400 MAIL ADDRESS: STREET 1: 575 NORTH DAIRY ASHFORD STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-31 1 0001009672 CARBO CERAMICS INC CRR 0001662888 Wilks Brothers, LLC 17010 IH 20 CISCO TX 76437 0 0 1 1 See Remarks 0001641792 Wilks Dan H. 17010 IH 20 CISCO TX 76437 0 0 1 0 0001641796 Wilks Staci 17010 IH 20 CISCO TX 76437 0 0 1 0 0001641794 Wilks Farris 17010 IH 20 CISCO TX 76437 0 0 1 0 Common Stock 2017-11-14 4 P 0 134356 8.57 A 1384499 D Common Stock 2017-11-15 4 P 0 115644 8.83 A 1500143 D Common Stock 2017-11-21 4 P 0 20000 9.94 A 1520143 D Call Option (right to buy) 10.00 2017-12-08 4 P 0 2000 0.55 A 2017-12-08 2017-12-15 Common Stock 200000 2000 D Call Option (right to buy) 10.00 2017-12-15 4 E 0 2000 0.00 D 2017-12-08 2017-12-15 Common Stock 200000 0 D Put Option (obligation to buy) 13.00 2017-05-31 4 S 0 6275 5.42 D 2017-05-31 2017-12-15 Common Stock 627500 6275 D Put Option (obligation to buy) 14.00 2017-05-31 4 P 0 6275 6.49 A 2017-05-31 2017-06-15 Common Stock 627500 6275 D Put Option (obligation to buy) 13.00 2017-12-04 4 S 0 6275 3.80 D 2017-12-04 2018-06-15 Common Stock 627500 6275 D Put Option (obligation to buy) 14.00 2017-12-04 4 P 0 6275 3.70 A 2017-12-04 2017-12-15 Common Stock 627500 6275 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.41 to $8.58, inclusive. These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.54 to $8.87, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.93 to $9.97, inclusive. This Form 4 is also being filed by (i) Dan H. Wilks, in his capacity as a managing member of Wilks Brothers, LLC (ii) Farris Wilks, in his capacity as a managing member of Wilks Brothers, LLC and (iii) Staci Wilks. Dan H. Wilks and Staci Wilks are husband and wife and Dan H. Wilks and Farris Wilks are brothers. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Certain of these transactions are matchable transactions under Section 16(b) of the Exchange Act. The reporting person has disgorged the full amount of recoverable profits to the Issuer. Dan H. Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact 2017-12-29 Staci Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact 2017-12-29 Farris Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact 2017-12-29 WILKS BROTHERS, LLC, By: /s/ Morgan D Neff, Name: Morgan D Neff, Title: Attorney-in-Fact 2017-12-29