0000899243-17-029748.txt : 20171229
0000899243-17-029748.hdr.sgml : 20171229
20171229213041
ACCESSION NUMBER: 0000899243-17-029748
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20171229
DATE AS OF CHANGE: 20171229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilks Dan H.
CENTRAL INDEX KEY: 0001641792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15903
FILM NUMBER: 171282957
MAIL ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilks Farris
CENTRAL INDEX KEY: 0001641794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15903
FILM NUMBER: 171282955
MAIL ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilks Staci
CENTRAL INDEX KEY: 0001641796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15903
FILM NUMBER: 171282956
MAIL ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilks Brothers, LLC
CENTRAL INDEX KEY: 0001662888
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15903
FILM NUMBER: 171282958
BUSINESS ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
BUSINESS PHONE: 8178192578
MAIL ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARBO CERAMICS INC
CENTRAL INDEX KEY: 0001009672
STANDARD INDUSTRIAL CLASSIFICATION: ABRASIVE ASBESTOS & MISC NONMETALLIC MINERAL PRODUCTS [3290]
IRS NUMBER: 721100013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 575 NORTH DAIRY ASHFORD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 2819216400
MAIL ADDRESS:
STREET 1: 575 NORTH DAIRY ASHFORD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-31
1
0001009672
CARBO CERAMICS INC
CRR
0001662888
Wilks Brothers, LLC
17010 IH 20
CISCO
TX
76437
0
0
1
1
See Remarks
0001641792
Wilks Dan H.
17010 IH 20
CISCO
TX
76437
0
0
1
0
0001641796
Wilks Staci
17010 IH 20
CISCO
TX
76437
0
0
1
0
0001641794
Wilks Farris
17010 IH 20
CISCO
TX
76437
0
0
1
0
Common Stock
2017-11-14
4
P
0
134356
8.57
A
1384499
D
Common Stock
2017-11-15
4
P
0
115644
8.83
A
1500143
D
Common Stock
2017-11-21
4
P
0
20000
9.94
A
1520143
D
Call Option (right to buy)
10.00
2017-12-08
4
P
0
2000
0.55
A
2017-12-08
2017-12-15
Common Stock
200000
2000
D
Call Option (right to buy)
10.00
2017-12-15
4
E
0
2000
0.00
D
2017-12-08
2017-12-15
Common Stock
200000
0
D
Put Option (obligation to buy)
13.00
2017-05-31
4
S
0
6275
5.42
D
2017-05-31
2017-12-15
Common Stock
627500
6275
D
Put Option (obligation to buy)
14.00
2017-05-31
4
P
0
6275
6.49
A
2017-05-31
2017-06-15
Common Stock
627500
6275
D
Put Option (obligation to buy)
13.00
2017-12-04
4
S
0
6275
3.80
D
2017-12-04
2018-06-15
Common Stock
627500
6275
D
Put Option (obligation to buy)
14.00
2017-12-04
4
P
0
6275
3.70
A
2017-12-04
2017-12-15
Common Stock
627500
6275
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.41 to $8.58, inclusive.
These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.54 to $8.87, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.93 to $9.97, inclusive.
This Form 4 is also being filed by (i) Dan H. Wilks, in his capacity as a managing member of Wilks Brothers, LLC (ii) Farris Wilks, in his capacity as a managing member of Wilks Brothers, LLC and (iii) Staci Wilks. Dan H. Wilks and Staci Wilks are husband and wife and Dan H. Wilks and Farris Wilks are brothers. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
Certain of these transactions are matchable transactions under Section 16(b) of the Exchange Act. The reporting person has disgorged the full amount of recoverable profits to the Issuer.
Dan H. Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact
2017-12-29
Staci Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact
2017-12-29
Farris Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact
2017-12-29
WILKS BROTHERS, LLC, By: /s/ Morgan D Neff, Name: Morgan D Neff, Title: Attorney-in-Fact
2017-12-29