0000899243-17-014059.txt : 20170522
0000899243-17-014059.hdr.sgml : 20170522
20170522165340
ACCESSION NUMBER: 0000899243-17-014059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170519
FILED AS OF DATE: 20170522
DATE AS OF CHANGE: 20170522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARBO CERAMICS INC
CENTRAL INDEX KEY: 0001009672
STANDARD INDUSTRIAL CLASSIFICATION: ABRASIVE ASBESTOS & MISC NONMETALLIC MINERAL PRODUCTS [3290]
IRS NUMBER: 721100013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 575 NORTH DAIRY ASHFORD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 2819216400
MAIL ADDRESS:
STREET 1: 575 NORTH DAIRY ASHFORD
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77079
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilks Farris
CENTRAL INDEX KEY: 0001641794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15903
FILM NUMBER: 17861572
MAIL ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilks Staci
CENTRAL INDEX KEY: 0001641796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15903
FILM NUMBER: 17861573
MAIL ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilks Dan H.
CENTRAL INDEX KEY: 0001641792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15903
FILM NUMBER: 17861574
MAIL ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilks Brothers, LLC
CENTRAL INDEX KEY: 0001662888
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15903
FILM NUMBER: 17861575
BUSINESS ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
BUSINESS PHONE: 8178192578
MAIL ADDRESS:
STREET 1: 17010 INTERSTATE 20
CITY: CISCO
STATE: TX
ZIP: 76437
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-19
1
0001009672
CARBO CERAMICS INC
CRR
0001662888
Wilks Brothers, LLC
17010 IH 20
CISCO
TX
76437
0
0
1
1
See Remarks
0001641792
Wilks Dan H.
17010 IH 20
CISCO
TX
76437
0
0
1
0
0001641796
Wilks Staci
17010 IH 20
CISCO
TX
76437
0
0
1
0
0001641794
Wilks Farris
17010 IH 20
CISCO
TX
76437
0
0
1
0
Warrant
14.91
2017-05-19
4
J
0
251608
A
2022-12-31
Common Stock
251608
523022
D
Put Option (obligation to buy)
14.00
2016-12-06
4
J
0
6275
A
2017-06-16
Common Stock
627500
6275
D
The Warrant is owned directly by Wilks Brothers, LLC. On March 2, 2017, in connection with entry into a credit agreement, the Issuer issued a Warrant (the "Warrant") to Wilks Brothers, LLC. Subject to the terms of the Warrant, the Warrant entitles the holder thereof to purchase up to 523,022 shares of the Common Stock, at an exercise price of $14.91 per share, payable in cash. Until receipt of stockholder approval, the holder of the Warrant shall not be entitled to exercise the Warrant to the extent that the number of shares of Common Stock to be purchased upon such exercise, plus the number of shares of Common Stock purchased on any prior exercise of the Warrant, exceeds 271,414 shares of Common Stock. On May 19, 2017, the Issuer announced it obtained the stockholder approval at a meeting of its stockholders held on May 16, 2017.
On December 6, 2016, Wilks Brothers sold short 6,325 over the counter market American-style put options referencing 632,500 shares of Common Stock, which have a strike price of $14.00 and expire on June 16, 2017. On April 27, 2017, 4,600 shares were put to Wilks Brothers, LLC. On May 1, 2017 an additional 400 shares were put to Wilks Brothers, LLC.
This Form 4 is also being filed by (i) Dan H. Wilks, in his capacity as a managing member of Wilks Brothers, LLC (ii) Farris Wilks, in his capacity as a managing member of Wilks Brothers, LLC and (iii) Staci Wilks. Dan H. Wilks and Staci Wilks are husband and wife and Dan H. Wilks and Farris Wilks are brothers. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
Dan H. Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact
2017-05-22
Staci Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact
2017-05-22
Farris Wilks, By: /s/ Morgan D Neff, Morgan D Neff, as Attorney-in-Fact
2017-05-22
WILKS BROTHERS, LLC, By: /s/ Morgan D Neff, Name: Morgan D Neff, Title: Attorney-in-Fact
2017-05-22