0001009626-17-000090.txt : 20171103 0001009626-17-000090.hdr.sgml : 20171103 20171103192558 ACCESSION NUMBER: 0001009626-17-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRFAX DANIEL W CENTRAL INDEX KEY: 0001281634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25601 FILM NUMBER: 171177934 MAIL ADDRESS: STREET 1: 1421 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROCADE COMMUNICATIONS SYSTEMS INC CENTRAL INDEX KEY: 0001009626 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770409517 STATE OF INCORPORATION: DE FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 BUSINESS PHONE: (408) 333-8000 MAIL ADDRESS: STREET 1: 130 HOLGER WAY CITY: SAN JOSE STATE: CA ZIP: 95134-1376 4 1 wf-form4_150975154382018.xml FORM 4 X0306 4 2017-11-01 0 0001009626 BROCADE COMMUNICATIONS SYSTEMS INC BRCD 0001281634 FAIRFAX DANIEL W 130 HOLGER WAY SAN JOSE CA 95134 0 1 0 0 SVP and CFO Common Stock 2017-11-01 4 M 0 9666 0 A 327788 D Common Stock 2017-11-01 4 F 0 3633 11.74 D 324155 D Common Stock 2017-11-01 4 M 0 18333 0 A 342488 D Common Stock 2017-11-01 4 F 0 6890 11.74 D 335598 D Common Stock 2017-11-01 4 M 0 60712 0 A 396310 D Common Stock 2017-11-01 4 F 0 23332 11.74 D 372978 D Restricted Stock Units 2017-11-01 4 M 0 9666 0 D 2017-11-01 Common Stock 9666.0 0 D Restricted Stock Units 2017-11-01 4 M 0 18333 0 D 2018-11-01 Common Stock 18333.0 18333 D Restricted Stock Units 2017-11-01 4 M 0 60712 0 D 2019-11-01 Common Stock 60712.0 60710 D Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. /s/ Jean Furter, Attorney-in-fact for Daniel W. Fairfax 2017-11-03