FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/11/2003 |
3. Issuer Name and Ticker or Trading Symbol
I2 TECHNOLOGIES INC [ ITWO ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1,255 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (Right to Buy) | 12/11/2003(1) | 08/29/2012 | Common Stock | 6,592 | $0.9 | D | |
Stock Options (Right to Buy) | 12/11/2003(2) | 08/29/2012 | Common Stock | 10,598 | $0.9 | D | |
Stock Options (Right to Buy) | 12/11/2003(3) | 11/16/2013 | Common Stock | 90,000 | $2.1 | D | |
Stock Options (Right to Buy) | 12/11/2003(4) | 11/16/2013 | Common Stock | 20,000 | $2.1 | D | |
Stock Options (Right to Buy) | 12/11/2003 | 10/20/2008 | Common Stock | 11,000 | $3.4844 | D | |
Stock Options (Right to Buy) | 12/11/2003(5) | 10/16/2011 | Common Stock | 87 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003(6) | 10/16/2011 | Common Stock | 113 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003(7) | 10/16/2011 | Common Stock | 4,083 | $4.29 | D | |
Stock Options (Right to Buy) | 01/17/2004(8) | 10/16/2011 | Common Stock | 2,917 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003(9) | 10/16/2011 | Common Stock | 2,916 | $4.29 | D | |
Stock Options (Right to Buy) | 01/17/2004(10) | 10/16/2011 | Common Stock | 2,084 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003(11) | 10/16/2011 | Common Stock | 15,333 | $4.29 | D | |
Stock Options (Right to Buy) | 01/17/2004(12) | 10/16/2011 | Common Stock | 7,667 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003(13) | 10/16/2011 | Common Stock | 229 | $4.29 | D | |
Stock Options (Right to Buy) | 01/14/2004(14) | 10/16/2011 | Common Stock | 37 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003 | 10/16/2011 | Common Stock | 9,395 | $4.29 | D | |
Stock Options (Right to Buy) | 01/01/2004(15) | 10/16/2011 | Common Stock | 1,605 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003(16) | 10/16/2011 | Common Stock | 4,468 | $4.29 | D | |
Stock Options (Right to Buy) | 01/18/2004(17) | 10/16/2011 | Common Stock | 1,032 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003(18) | 10/16/2011 | Common Stock | 17,874 | $4.29 | D | |
Stock Options (Right to Buy) | 01/18/2004(17) | 10/16/2011 | Common Stock | 4,126 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003(19) | 10/16/2011 | Common Stock | 25,437 | $4.29 | D | |
Stock Options (Right to Buy) | 01/20/2004(20) | 10/16/2011 | Common Stock | 7,563 | $4.29 | D | |
Stock Options (Right to Buy) | 12/11/2003(21) | 02/17/2012 | Common Stock | 9,000 | $5.75 | D | |
Stock Options (Right to Buy) | 12/11/2003 | 04/18/2009 | Common Stock | 20,000 | $6.0312 | D | |
Stock Options (Right to Buy) | 12/11/2003 | 11/15/2011 | Common Stock | 4,333 | $7.27 | D | |
Stock Options (Right to Buy) | 12/11/2003 | 09/06/2009 | Common Stock | 6,000 | $7.9062 | D | |
Stock Options (Right to Buy) | 12/11/2003 | 11/14/2009 | Common Stock | 800 | $20.625 | D | |
Stock Options (Right to Buy) | 12/11/2003 | 11/28/2009 | Common Stock | 20,000 | $22.1562 | D | |
Share Rights Award | 02/03/2004(22) | 03/26/2013 | Common Stock | 50,000 | $0 | D |
Explanation of Responses: |
1. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 521 of the underlying shares; 521 shares shall vest and become exercisable on December 15, 2003; 341 shares shall vest and become exercisable on February 15, 2004; the remaining shares shall vest and become exercisable in 10 equal monthly installments thereafter. |
2. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 2 of the underlying shares; 520 shares shall vest and become exercisable on January 15, 2004; 180 shares shall vest and become exercisable on February 15, 2004; the remaining shares shall vest and become exercisable in 19 equal monthly installments thereafter. |
3. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 900 of the underlying shares; 21,600 of the underlying sharess shall vest and become exercisable on February 17, 2004; the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. |
4. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 200 of the underlying shares; 4,800 of the underlying shares shall vest and become exercisable on February 17, 2004; the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. |
5. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 83 of the underlying shares; the remaining shares shall vest on December 17, 2003. |
6. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 29 of the underlying shares; the remaining shares shall vest and become exercisable in 20 equal monthly installments beginning January 17, 2004. |
7. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 3,937 of the underlying shares; the remaining shares shall vest and become exercisable on December 17, 2003. |
8. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option shall vest and become exercisable in 20 equal monthly installments beginning January 17, 2004. |
9. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 2,812 of the underlying shares; the remaining shares shall vest on December 17, 2003. |
10. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option shall vest and become exercisable in 20 equal monthly installments beginning January 17, 2004. |
11. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 14,854 of the underlying shares; the remaining shares shall vest and become exercisable on December 17, 2003. |
12. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option shall vest and become exercisable in 16 equal monthly installments beginning January 17, 2004. |
13. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 220 of the underlying shares; the remaining shares shall vest and become exercisable on December 14, 2003. |
14. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option shall vest and become exercisable in 4 equal monthly installments beginnning January 14, 2004. |
15. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option shall vest and become exercisable in 7 equal monthly installments beginning January 01, 2004. |
16. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 4,354 of the underlying shares; the remaining shares shall vest and become exercisable on December 18, 2003. |
17. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option shall vest and become exercisable in 9 equal monthly installments beginning January 18, 2004. |
18. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 17,416 of the underlying shares; the remaining shares shall vest and become exercisable on December 18, 2003. |
19. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 24,749 of the underlying shares; the remaining shares shall vest and become exercisable on December 20, 2003. |
20. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option shall vest and become exercisable in 11 equal monthly installments beginning January 20, 2004. |
21. Award of stock option grant pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such option is vested and exercisable as to 4,124 of the underlying shares; the remaining shares shall vest and become exercisable in 26 equal monthly installments beginning December 21, 2003. |
22. Award of Share Rights Award pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan. Such award shall vest as to 16,667 shares on February 3, 2004; the remaining shares shall vest on February 3, 2005. |
Robin Gunter, Attorney-in-Fact | 12/16/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |