-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D5+vUy/HEd9f3hhsDXf515guBYX1GtD5CkESTNJwu01YouYIuD7/nUaurDbU5P67 pLBQ8iydenjrOSrq4L61aw== 0000950134-97-004240.txt : 19970528 0000950134-97-004240.hdr.sgml : 19970528 ACCESSION NUMBER: 0000950134-97-004240 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970515 FILED AS OF DATE: 19970527 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: I2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001009304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752294945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-28030 FILM NUMBER: 97614178 BUSINESS ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FL CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 10-C 1 FORM 10-C 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM FILED PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13a-17 OR 15d-17 THEREUNDER i2 Technologies, Inc. - -------------------------------------------------------------------------------- (Exact name of issuer as specified in charter) 909 E. Las Colinas Boulevard, 16th Floor, Dallas, Texas 75039 - -------------------------------------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code (214) 860-6000 ---------------------------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security: Common Stock, par value $0.00025 per share ---------------------------------------------------------- 2. Number of shares outstanding before the change: 25,029,630 ----------------------------- 3. Number of shares outstanding after the change: 29,268,547 ------------------------------ 4. Effective date of change: May 15, 1997 --------------------------------------------------- 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) Acquisition by Merger - -------------------------------------------------------------------------------- Page 1 of 2 2 Give brief description of transaction: On May 15, 1997, pursuant to an Agreement and Plan of Merger, dated May 15, 1997, Think Systems Corporation, a New Jersey corporation ("Think"), merged with and into TSC Acquisition Corporation, a New Jersey corporation and wholly owned subsidiary of i2 Technologies, Inc. ("i2"), a Delaware corporation, with Think as the surviving corporation. In exchange for the outstanding shares of Think, the Think shareholders collectively received a total of 2,973,001 shares of i2 Common Stock. In connection with such transaction, i2 assumed options to purchase shares of Think Common Stock which are now exercisable for an aggregate of up to 850,325 additional shares of i2 Common Stock. Also on May 15, 1997, pursuant to an Agreement and Plan of Merger, dated May 15, 1997, Optimax Systems Corporation, a Delaware corporation ("Optimax"), merged with and into OSC Acquisition Corporation, a Delaware corporation and wholly owned subsidiary of i2, with Optimax as the surviving corporation. In exchange for the outstanding shares of Optimax, the Optimax stockholders collectively received a total of 1,265,916 shares of i2 Common Stock. In connection with such transaction, i2 assumed options to purchase shares of Optimax Common Stock which are now exercisable for an aggregate of up to 106,693 shares of i2 Common Stock. II. CHANGE IN NAME OF ISSUER 1. Name prior to change: not applicable ------------------------------------------------------- 2. Name after change: not applicable ---------------------------------------------------------- 3. Effective date of charter amendment changing name: not applicable -------------------------- 4. Date of shareholder approval of change, if required: none required ------------------------ Date: May 27, 1997 By: /s/David F. Cary ---------------------------- David F. Cary Chief Financial Officer Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----