-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gfl/uK9RTVt4Z24SryekEdsxyjVUxkeQPHyQKYM3jlVdviSAjEJqtdVt0rMhE1Yv g8Sd1I1Uf7lc7rVGHosVAA== 0000930661-03-000122.txt : 20030115 0000930661-03-000122.hdr.sgml : 20030115 20030114191416 ACCESSION NUMBER: 0000930661-03-000122 CONFORMED SUBMISSION TYPE: SC TO-I/A PUBLIC DOCUMENT COUNT: 6 FILED AS OF DATE: 20030115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001009304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752294945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49629 FILM NUMBER: 03514215 BUSINESS ADDRESS: STREET 1: ONE 12 PLACE STREET 2: 11701 LUNA RD CITY: DALLAS STATE: TX ZIP: 75234 BUSINESS PHONE: 4643571000 MAIL ADDRESS: STREET 1: ONE 12 PLACE STREET 2: 11701 LUNA RD CITY: DALLAS STATE: TX ZIP: 75234 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: I2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001009304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752294945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-I/A BUSINESS ADDRESS: STREET 1: ONE 12 PLACE STREET 2: 11701 LUNA RD CITY: DALLAS STATE: TX ZIP: 75234 BUSINESS PHONE: 4643571000 MAIL ADDRESS: STREET 1: ONE 12 PLACE STREET 2: 11701 LUNA RD CITY: DALLAS STATE: TX ZIP: 75234 SC TO-I/A 1 dsctoia.htm AMEND. #3 TO SCHEDULE TO Amend. #3 to Schedule TO
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
SCHEDULE TO
(Rule 13e-4)
 
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
 
(Amendment No. 3)
 

 
i2 TECHNOLOGIES, INC.
(Name of Subject Company (Issuer) and Filing Person (Offeror))
 

 
Certain Options to Purchase Common Stock, Par Value $0.00025 Per Share
(Title of Class of Securities)
 

 
465754 10 9
(CUSIP Number of Class of Securities)
(Underlying Common Stock)
 

 
William M. Beecher
Executive Vice President and Chief Financial Officer
i2 Technologies, Inc.
One i2 Place
11701 Luna Road
Dallas, Texas 75234
(469) 357-1000
(Name, address and telephone number of person authorized to receive notices and communications on behalf of filing person)
Copy to:
Ronald G. Skloss
Brobeck, Phleger & Harrison LLP
4801 Plaza on the Lake
Austin, Texas 78746
(512) 330-4000
 
CALCULATION OF FILING FEE
 
Transaction valuation*
 
Amount of filing fee*
$10,440,730
 
$960.55
 
*
 
Previously paid. The “transaction valuation” was calculated solely for purposes of determining the filing fee. This amount assumes that options to purchase 80,313,305 shares of common stock of i2 Technologies, Inc., having an aggregate value of $10,440,730 as of December 9, 2002, will be exchanged pursuant to this offer. The aggregate value of such options was calculated based on the Black-Scholes option pricing model. The aggregate value of each option to purchase one share of Common Stock of i2 Technologies, Inc. is $0.13. $92 per $1,000,000 of the aggregate offering amount (or .000092 of the aggregate transaction value), pursuant to Rule 0-11 of the Securities Exchange Act of 1934, as amended by Fee Advisory #8, effective January 16, 2002.
 
¨
 
Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
 
Amount Previously Paid:        Not applicable.
Form or Registration No.:        Not applicable.
Filing party:        Not applicable.
Date filed:        Not applicable.
 
¨
 
Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
    
 
Check the appropriate boxes below to designate any transactions to which the statement relates:
 
 
¨
 
third party tender offer subject to Rule 14d-1.
 
 
x
 
issuer tender offer subject to Rule 13e-4.
 
 
¨
 
going-private transaction subject to Rule 13e-3.
 
 
¨
 
amendment to Schedule 13D under Rule 13d-2.
 
 
    
 
Check the following box if the filing is a final amendment reporting the results of the tender offer.  ¨
 


 
        The filing of this Amendment No. 3 to Schedule TO shall not be construed as an admission by i2 Technologies, Inc. that the Offer constitutes an issuer tender offer for purposes of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder.
 
Introductory Statement
 
        This Amendment No. 3 amends and supplements the Tender Offer Statement on Schedule TO filed on December 13, 2002, as amended, relating to the offer by i2 Technologies, Inc. to exchange options to purchase shares of our common stock, par value $0.00025 per share, held by eligible employees on the terms and subject to the conditions described in the Offer to Exchange Certain Outstanding Options for New Option Grants, dated January 6, 2003 (the “Offer to Exchange”), as amended.
 
ITEM 12.    EXHIBITS
 
(i)  Item 12 is hereby amended to add a reference to Exhibit (a)(34), which is attached hereto, as follows:
 
(a)(34)  Email to Employees Announcing the Extension of the Expiration Date of the Offer to January 28, 2003, dated January 15, 2003.
 
(ii)  Item 12 is hereby amended to add a reference to Exhibit (a)(35), which is attached hereto, as follows:
 
(a)(35)  Email to Employees, Confirmation of Election - Option Exchange Program.
 
(iii)  Item 12 is hereby amended to add a reference to Exhibit (a)(36), which is attached hereto, as follows:
 
(a)(36)  Email to Employees Declining to Participate in Option Exchange Program, dated January 15, 2003.
 
(iv)  Item 12 is hereby amended to add a reference to Exhibit (a)(37), which is attached hereto, as follows:
 
(a)(37)  Email to Employees to be distributed January 24, 2003.
 
(v)  Item 12 is hereby amended to add a reference to Exhibit (a)(38), which is attached hereto, as follows:
 
(a)(38)  Email to Employees to be distributed January 28, 2003.

1


 
SIGNATURE
 
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule TO is true, complete and correct.
 
i2 TECHNOLOGIES, INC.
By:
 
/s/    William M. Beecher      

   
William M. Beecher
Executive Vice President and Chief Financial
Officer
 
Date: January 14, 2003
 


 
Index to Exhibits
 
Exhibit Number

       
Description

(a)(1)**
  
—  
  
Offer to Exchange, dated January 6, 2003.
(a)(2)*
  
—  
  
Election / Change of Election Form.
(a)(3)*
  
—  
  
Email to Employees Announcing Offer to Exchange.
(a)(4)*
  
—  
  
Presentation to Employees Regarding Offer to Exchange
(a)(5)
  
—  
  
i2 Technologies, Inc. Annual Report on Form 10-K for its fiscal year ended December 31, 2001, filed with the Securities and Exchange Commission (the “Commission”) on April 1, 2002, is incorporated herein by reference.
(a)(6)
  
—  
  
i2 Technologies, Inc. Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2002, filed with the Commission on April 29, 2002, is incorporated herein by reference.
(a)(7)
  
—  
  
i2 Technologies, Inc. Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2002, filed with the Commission on August 14, 2002, is incorporated herein by reference.
(a)(8)
  
—  
  
i2 Technologies, Inc. Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2002, filed with the Commission on November 14, 2002, is incorporated herein by reference.
(a)(9)*
  
—  
  
Technical Frequently Asked Questions for i2 employees.
(a)(10)*
  
—  
  
Addendum for Employees in Australia
(a)(11)*
  
—  
  
Addendum for Employees in Belgium.
(a)(12)*
  
—  
  
Addendum for Employees in Canada.
(a)(13)*
  
—  
  
Addendum for Employees in Denmark.
(a)(14)*
  
—  
  
Addendum for Employees in Finland.
(a)(15)*
  
—  
  
Addendum for Employees in France.
(a)(16)*
  
—  
  
Addendum for Employees in Germany.
(a)(17)*
  
—  
  
Addendum for Employees in Hong Kong.
(a)(18)*
  
—  
  
Addendum for Employees in India.
(a)(19)*
  
—  
  
Addendum for Employees in Italy.
(a)(20)*
  
—  
  
Addendum for Employees in Japan.


 
(a)(21)*
  
—  
  
Addendum for Employees in Korea.
(a)(22)*
  
—  
  
Addendum for Employees in The Netherlands.
(a)(23)*
  
—  
  
Addendum for Employees in The People’s Republic of China.
(a)(24)*
  
—  
  
Addendum for Employees in Singapore.
(a)(25)*
  
—  
  
Addendum for Employees in South Africa.
(a)(26)*
  
—  
  
Addendum for Employees in Spain.
(a)(27)*
  
—  
  
Addendum for Employees in Sweden.
(a)(28)*
  
—  
  
Addendum for Employees in Taiwan.
(a)(29)*
  
—  
  
Addendum for Employees in United Kingdom.
(a)(30)*
  
—  
  
Press Release dated December 13, 2002.
(a)(31)*
  
—  
  
Confirmation of Election Email to Employees.
(a)(32)**
  
—  
  
Email to Employees dated January 6, 2003.
(a)(33)***
  
—  
  
Email to Employees dated January 10, 2003.
(a)(34)
  
—  
  
Email to Employees Regarding Extension of the Expiration Date of the Offer to January 28, 2003, dated January 15, 2003
(a)(35)
  
—  
  
Email to Employees, Confirmation of Election - Option Exchange Program.
(a)(36)
  
—  
  
Email to Employees Declining to Participate in Option Exchange Program, dated January 15, 2003.
(a)(37)
  
—  
  
Email to Employees to be distributed January 24, 2003.
(a)(38)
  
—  
  
Email to Employees to be distributed January 28, 2003.
(b)
  
—  
  
Not applicable.
(d)(1)
  
—  
  
i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan (as amended and restated), filed as Exhibit 99.1 to the Company’s Registration Statement on Form S-8 (Reg. No. 333-85884), filed with the Commission on April 9, 2002, is incorporated herein by reference.
(d)(2)*
  
—  
  
Form of Notice of Grant for New Option Grants pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan.
(d)(3)*
  
—  
  
Form of Stock Option Agreement for future option grants to U.S. Employees pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan.
(d)(4)*
  
—  
  
Form of Stock Option Agreement for future option grants to International Employees pursuant to the i2 Technologies, Inc. 1995 Stock Option/Stock Issuance Plan.
(d)(5)
  
—  
  
i2 Technologies, Inc. 2001 Non-Officer Stock Option/Stock Issuance Plan, filed as Exhibit 99.1 to the Company’s Registration Statement on Form S-8 (Reg. No. 333-67868), filed with the Commission on August 17, 2001, is incorporated herein by reference.
(d)(6)*
  
—  
  
Form of Notice of Grant for New Option Grants pursuant to the i2 Technologies, Inc. 2001 Non-Officer Stock Option/Stock Issuance Plan.


 
(d)(7)*
       
Form of Stock Option Agreement for future option grants to U.S. Employees pursuant to the i2 Technologies, Inc. 2001 Non-Officer Stock Option/Stock Issuance Plan.
(d)(8)*
  
—  
  
Form of Stock Option Agreement for future option grants to International Employees pursuant to the i2 Technologies, Inc. 2001 Non-Officer Stock Option/Stock Issuance Plan.
(d)(9)
  
—  
  
Think Systems Corporation 1997 Incentive Stock Option Plan, filed as Exhibit 99.1 to the Company’s Registration Statement on Form S-8 (Reg. No. 333-28147) (the “Think/Optimax S-8”), filed with the Commission on May 30, 1997, is incorporated herein by reference.
(d)(10)
  
—  
  
Optimax Systems Corporation Stock Option Plan, filed as Exhibit 99.10 to the Think/Optimax S-8, is incorporated herein by reference.
(d)(11)
  
—  
  
InterTrans Logistics Solutions Limited 1997 Stock Incentive Plan, filed as Exhibit 99.7 to the Company’s Registration Statement on Form S-8 (Reg. No. 333-53667), filed with the Commission on May 27, 1998, is incorporated herein by reference.
(d)(12)
  
—  
  
SMART Technologies, Inc. 1996 Stock Option/Stock Issuance Plan, filed as Exhibit 99.13 to the Company’s Registration Statement on Form S-8 (Reg. No. 333-85791), filed with the Commission on August 24, 1999, is incorporated herein by reference.
(d)(13)
  
—  
  
Aspect Development, Inc. 1997 Nonstatutory Stock Option Plan, filed as Exhibit 99.2 to the Company’s Registration Statement on Form S-8 (Reg. No. 333-40038) (the “Aspect S-8”), filed with the Commission on June 23, 2000, is incorporated herein by reference.
(d)(14)
  
—  
  
Aspect Development, Inc. 1992 Stock Option Plan, filed as Exhibit 99.3 to the Aspect S-8, is incorporated herein by reference.
(d)(15)
  
—  
  
Transaction Analysis Component Technology, Inc. 1997 Stock Option Plan, filed as Exhibit 99.6 to the Aspect S-8, is incorporated herein by reference.
(d)(16)
  
—  
  
Cadis, Inc. 1991 Stock Option Plan, filed as Exhibit 99.7 to the Aspect S-8, is incorporated herein by reference.
(g)
  
—  
  
Not applicable.
(h)
  
—  
  
Not applicable.
 
* Previously filed as an exhibit to the Schedule TO filed with the Securities and Exchange Commission on December 13, 2002.
 
** Previously filed as an exhibit to Amendment No. 1 to the Schedule TO filed with the Securities and Exchange Commission on January 6, 2003.
 
*** Previously filed as an exhibit to Amendment No. 2 to the Schedule TO filed with the Securities and Exchange Commission on January 10, 2003.
EX-99.(A)(34) 3 dex99a34.htm EMAIL REGARDING EXTENSION OF THE EXPIRATION DATE Email Regarding Extension of the Expiration Date
Exhibit (a)(34)
 
Email to Employees Announcing the Extension of the Expiration Date of the Offer
 
Subject: Stock Option Exchange Program Extended
For Distribution on January 15, 2003
 
Dear i2ers
 
I wanted to make you aware that we have decided to extend the Expiration Date of the Offer to exchange your stock options to January 29, 2003. As of January 14, 2003, i2ers have elected to exchange option grants to purchase approximately 25,837,457 shares of i2 common stock but based on the recent holidays and the activities surrounding Sales Kickoff, we decided that it would be beneficial to our employees to provide more time to make a decision with respect to participation in the Offer. This extension means that you have until 11:59 (Central Time) on January 29, 2003 to make your elections. If you have already made certain elections, you may make modifications to your elections until midnight on January 29, 2003.
 
We are also making some minor clarifications to the Tender Offer—with respect to the Confirmation of Elections email and the reminder emails. The Web-based tool where you can access this new amendment to the Offer to Exchange as well as the other documents related to the Offer is located at the following address:
http://i2corpinet1.i2.com/finance/stockadmin.nsf/1/98BB35D3D6EDDAA486256C8E0057BECA?opendocumenthttps://cwwapp.i2.com/app/dept/stock/optexch/Login.cfm.
 
If you have any questions regarding the revised Offer to Exchange, please send a request via email to: optionexchange@i2.com.
 
Thanks,
Bob Donohoo, General Counsel

EX-99.(A)(35) 4 dex99a35.htm EMAIL REGARDING CONFIRMATION OF ELECTION Email Regarding Confirmation of Election
Exhibit (a)(35)
 
Email to Employees, Confirmation of Election – Option Exchange Program
 
Subject: Confirmation of Election – Option Exchange Program
 
Attached is the confirmation of your election with respect to participation in the Option Exchange Program. Please keep this confirmation as a record of your option exchange elections.
 
Reminder: you can change your election at any time up through 11:59 p.m., Central Time, on Wednesday, January 29, 2003, or make changes if the offer is extended by us beyond that time until the extended offer expiration date.
 
If you change your election, you will receive another e-mail confirmation with your new election choices. Should issues arise regarding your participation in the Option Exchange Program, i2 will rely on the most recently completed and signed confirmation.
 
If you have any questions or problems, please e-mail the Option Exchange team at OptionExchange@i2.com.

EX-99.(A)(36) 5 dex99a36.htm EMAIL - DECLINING TO PARTICIPATE IN OEP Email - Declining to Participate in OEP
Exhibit (a)(36)
 
Email to Employees Declining to Participate in Option Exchange Program
 
Subject: Confirmation of Decision not to Participate in the Option Exchange Program
 
The purpose of this email is to confirm your election to decline to participate in the Option Exchange Program. Note that you have until the Expiration Date to change your mind and alter your election. If you change your election, you will receive another e-mail confirmation with your new election choices. Should issues arise regarding your participation in the Option Exchange Program, i2 will rely on the most recently completed and signed confirmation.
 
If you have any questions or problems, please e-mail the Option Exchange team at OptionExchange@i2.com.

EX-99.(A)(37) 6 dex99a37.htm EMAIL TO BE DISTRIBUTED JANUARY 24, 2003 Email to be distributed January 24, 2003
Exhibit (a)(37)
 
Email to Employees to be Distributed January 24, 2003
 
Subject: Option Exchange Program
 
IMPORTANT! Our records indicate that you have not completed your election form in the on-line Option Exchange Program application.
 
It is important that you let us know if you wish to participate in the Option Exchange Program.
 
IF NO ELECTION IS MADE, YOU WILL BE DEEMED TO HAVE ELECTED NOT TO PARTICIPATE IN THE OPTION EXCHANGE PROGRAM.
 
Please make your election, either to participate or not to participate, before the deadline of the offer expiration date, which is Wednesday, January 29, 2003, 11:59 p.m., Central Time.
 
If you have any questions or problems, please e-mail the Option Exchange team at OptionExchange@i2.com.

EX-99.(A)(38) 7 dex99a38.htm EMAIL TO BE DISTRIBUTED JANUARY 28, 2003 Email to be distributed January 28, 2003
Exhibit (a)(38)
 
Email to Employees to be Distributed January 28, 2003
 
Subject: Option Exchange Program
 
IMPORTANT! Our records indicate that you have not completed your election in the on-line Option Exchange Program application.
 
It is important that you let us know if you wish to participate in the Option Exchange Program.
 
IF NO ELECTION IS MADE, YOU WILL BE DEEMED TO HAVE ELECTED NOT TO PARTICIPATE IN THE OPTION EXCHANGE PROGRAM.
 
Please make your election, either to participate or not to participate, before the deadline on the offer expiration date, which is tomorrow, January 29, 2003, 11:59 p.m., Central Time.
 
If you have any questions or problems, please e-mail the Option Exchange team at OptionExchange@i2.com.

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