The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAC HLDGS INC | COM | 000307108 | 3,562 | 1,936,027 | SH | DFND | 1,936,027 | 0 | 0 | ||
ACCELERON PHARMA INC | COM | 00434H108 | 58,453 | 1,255,174 | SH | DFND | 1,255,174 | 0 | 0 | ||
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 35,302 | 5,893,416 | SH | DFND | 5,893,416 | 0 | 0 | ||
ADDUS HOMECARE CORP | COM | 006739106 | 16,083 | 252,915 | SH | DFND | 252,915 | 0 | 0 | ||
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 4,025 | 500,046 | SH | DFND | 500,046 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 76,417 | 1,608,785 | SH | DFND | 1,608,785 | 0 | 0 | ||
ALECTOR INC | COM | 014442107 | 36,634 | 1,956,923 | SH | DFND | 1,956,923 | 0 | 0 | ||
ALIMERA SCIENCES INC | COM | 016259103 | 6,416 | 6,052,935 | SH | DFND | 6,052,935 | 0 | 0 | ||
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 9,448 | 326,797 | SH | DFND | 326,797 | 0 | 0 | ||
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 3,262 | 475,450 | SH | DFND | 475,450 | 0 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 54,308 | 743,439 | SH | DFND | 743,439 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 15,210 | 53,000 | SH | DFND | 53,000 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 9,196 | 3,284,298 | SH | DFND | 3,284,298 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 49,156 | 393,750 | SH | DFND | 393,750 | 0 | 0 | ||
ARVINAS INC | COM | 04335A105 | 13,597 | 921,234 | SH | DFND | 921,234 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 16,972 | 144,194 | SH | DFND | 144,194 | 0 | 0 | ||
ATHENEX INC | COM | 04685N103 | 7,618 | 621,859 | SH | DFND | 621,859 | 0 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 19,272 | 493,901 | SH | DFND | 493,901 | 0 | 0 | ||
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 3,920 | 2,722,241 | SH | DFND | 2,722,241 | 0 | 0 | ||
AXOGEN INC | COM | 05463X106 | 37,213 | 1,767,006 | SH | DFND | 1,767,006 | 0 | 0 | ||
AXOVANT SCIENCES LTD | COM | G0750W104 | 5,281 | 3,970,326 | SH | DFND | 3,970,326 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 53,216 | 6,537,566 | SH | DFND | 6,537,566 | 0 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 40,575 | 506,865 | SH | DFND | 506,865 | 0 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 33,962 | 5,161,355 | SH | DFND | 5,161,355 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 35,418 | 667,000 | SH | DFND | 667,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 4,647 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 3,434 | 253,400 | SH | DFND | 253,400 | 0 | 0 | ||
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 13,116 | 1,701,222 | SH | DFND | 1,701,222 | 0 | 0 | ||
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 14,103 | 607,633 | SH | DFND | 607,633 | 0 | 0 | ||
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 26,865 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 25,375 | 2,500,000 | SH | DFND | 2,500,000 | 0 | 0 | ||
DIPLOMAT PHARMACY INC | COM | 25456K101 | 40,956 | 7,049,297 | SH | DFND | 7,049,297 | 0 | 0 | ||
EDITAS MEDICINE INC | COM | 28106W103 | 28,334 | 1,158,841 | SH | DFND | 1,158,841 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 27,405 | 439,609 | SH | DFND | 439,609 | 0 | 0 | ||
EXACT SCIENCES CORP | DBCV 1.000% 1/1 | 30063PAA3 | 20,483 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
EYENOVIA INC | COM | 30234E104 | 1,797 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
EYEPOINT PHARMACEUTICALS INC | COM | 30233G100 | 406 | 226,802 | SH | DFND | 226,802 | 0 | 0 | ||
FATE THERAPEUTICS INC | COM | 31189P102 | 29,920 | 1,702,897 | SH | DFND | 1,702,897 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 20,842 | 176,958 | SH | DFND | 176,958 | 0 | 0 | ||
GLAUKOS CORP | COM | 377322102 | 17,850 | 227,762 | SH | DFND | 227,762 | 0 | 0 | ||
HARPOON THERAPEUTICS INC | COM | 41358P106 | 2,699 | 285,000 | SH | DFND | 285,000 | 0 | 0 | ||
HOMOLOGY MEDICINES INC | COM | 438083107 | 144,946 | 5,227,035 | SH | DFND | 5,227,035 | 0 | 0 | ||
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 131,460 | 116,032,000 | PRN | DFND | 116,032,000 | 0 | 0 | ||
HORIZON PHARMA PLC | SHS | G4617B105 | 170,807 | 6,462,634 | SH | DFND | 6,462,634 | 0 | 0 | ||
IGI LABORATORIES INC | NOTE 3.750%12/1 | 449575AB5 | 1,688 | 1,733,000 | PRN | DFND | 1,733,000 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 72,898 | 3,794,783 | SH | DFND | 3,794,783 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 7,892 | 139,000 | SH | DFND | 139,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 57,201 | 57,791,000 | PRN | DFND | 57,791,000 | 0 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 64,492 | 2,005,964 | SH | DFND | 2,005,964 | 0 | 0 | ||
INVITAE CORP | COM | 46185L103 | 9,677 | 413,200 | SH | DFND | 413,200 | 0 | 0 | ||
ITAMAR MED LTD | SPONSORED ADS | 465437101 | 3,647 | 314,136 | SH | DFND | 314,136 | 0 | 0 | ||
KALVISTA PHARMACEUTICALS INC | COM | 483497103 | 18,603 | 650,000 | SH | DFND | 650,000 | 0 | 0 | ||
KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 28,677 | 65,423,000 | PRN | DFND | 65,423,000 | 0 | 0 | ||
KINIKSA PHARMACEUTICALS LTD | COM CL A | G5269C101 | 23,663 | 1,310,259 | SH | DFND | 1,310,259 | 0 | 0 | ||
MEIRAGTX HOLDINGS PLC | COM | G59665102 | 4,032 | 234,000 | SH | DFND | 234,000 | 0 | 0 | ||
MELINTA THERAPEUTICS INC | COM | 58549G209 | 1,267 | 356,952 | SH | DFND | 356,952 | 0 | 0 | ||
MENLO THERAPEUTICS INC | COM | 586858102 | 1,558 | 198,451 | SH | DFND | 198,451 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 18,486 | 252,200 | SH | DFND | 252,200 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 12,209 | 86,000 | SH | DFND | 86,000 | 0 | 0 | ||
MORPHOSYS AG | SPONSORED ADS | 617760202 | 13,632 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 90,682 | 3,199,789 | SH | DFND | 3,199,789 | 0 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 51,834 | 997,000 | SH | DFND | 997,000 | 0 | 0 | ||
NATERA INC | COM | 632307104 | 27,277 | 1,322,834 | SH | DFND | 1,322,834 | 0 | 0 | ||
NEOS THERAPEUTICS INC | COM | 64052L106 | 4,696 | 1,799,141 | SH | DFND | 1,799,141 | 0 | 0 | ||
NEURONETICS INC | COM | 64131A105 | 2,425 | 159,000 | SH | DFND | 159,000 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 36,222 | 579,463 | SH | DFND | 579,463 | 0 | 0 | ||
NEVRO CORP | NOTE 1.750% 6/0 | 64157FAA1 | 100,936 | 100,000,000 | PRN | DFND | 100,000,000 | 0 | 0 | ||
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 7,782 | 7,000,000 | PRN | DFND | 7,000,000 | 0 | 0 | ||
ORCHARD THERAPEUTICS PLC | ADS | 68570P101 | 143,462 | 8,023,600 | SH | DFND | 8,023,600 | 0 | 0 | ||
ORTHOPEDIATRICS CORP | COM | 68752L100 | 1,415 | 32,000 | SH | DFND | 32,000 | 0 | 0 | ||
OSMOTICA PHARMACEUTICALS PLC | SHS | G6S41R101 | 3,046 | 846,048 | SH | DFND | 846,048 | 0 | 0 | ||
PFENEX INC | COM | 717071104 | 5,674 | 918,187 | SH | DFND | 918,187 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 90,829 | 2,617,543 | SH | DFND | 2,617,543 | 0 | 0 | ||
PROTEON THERAPEUTICS INC | COM | 74371L109 | 616 | 1,224,899 | SH | DFND | 1,224,899 | 0 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 8,921 | 237,000 | SH | DFND | 237,000 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 33,645 | 1,502,000 | SH | DFND | 1,502,000 | 0 | 0 | ||
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 31,111 | 364,000 | SH | DFND | 364,000 | 0 | 0 | ||
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 7,976 | 291,005 | SH | DFND | 291,005 | 0 | 0 | ||
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 4,911 | 280,000 | SH | DFND | 280,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 46,007 | 386,000 | SH | DFND | 386,000 | 0 | 0 | ||
SAVARA INC | COM | 805111101 | 1,843 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
SELECT MED HLDGS CORP | COM | 81619Q105 | 28,793 | 2,043,527 | SH | DFND | 2,043,527 | 0 | 0 | ||
SHOCKWAVE MED INC | COM | 82489T104 | 10,448 | 312,146 | SH | DFND | 312,146 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 23,429 | 2,730,632 | SH | DFND | 2,730,632 | 0 | 0 | ||
SYNLOGIC INC | COM | 87166L100 | 8,407 | 1,107,643 | SH | DFND | 1,107,643 | 0 | 0 | ||
SYROS PHARMACEUTICALS INC | COM | 87184Q107 | 11,598 | 1,268,945 | SH | DFND | 1,268,945 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 2,254 | 35,500 | SH | DFND | 35,500 | 0 | 0 | ||
TELIGENT INC NEW | NOTE 4.750% 5/0 | 87960WAA2 | 6,453 | 9,567,000 | PRN | DFND | 9,567,000 | 0 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 15,919 | 119,000 | SH | DFND | 119,000 | 0 | 0 | ||
VERICEL CORP | COM | 92346J108 | 29,574 | 1,689,000 | SH | DFND | 1,689,000 | 0 | 0 | ||
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 15,336 | 394,737 | SH | DFND | 394,737 | 0 | 0 | ||
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 21,065 | 13,625,000 | PRN | DFND | 13,625,000 | 0 | 0 | ||
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 23,646 | 2,355,136 | SH | DFND | 2,355,136 | 0 | 0 |